The autosomal recessive disorder proximal spinal muscular atrophy (SMA, MIM #253300)
is a severe neuromuscular disease characterized by degeneration of alpha motor neurons
in the spinal cord, which results in progressive proximal muscle weakness and paralysis.
SMA is the second most common fatal autosomal recessive disorder after cystic fibrosis,
with an esti.mated prevalence of 1 in 10,000 live births and a carrier frequency of
1/40Ð1/60. Childhood SMA is subdivided into three clinical groups on the basis of
age of onset and clinical course: type I SMA (Werdnig-Hoffmann) is characterized by
severe, generalized muscle weakness and hypotonia at birth or within the first 3 months.
Death from respiratory failure usually oc.curs within the first 2 years. Children
with type II are able to sit, although they cannot stand or walk unaided and survive
beyond 4 years. Type III SMA (Kugelberg-Welander) is a milder form, with onset during
infancy or youth: patients learn to walk unaided.
The survival motor neuron (SMN) gene comprises nine exons and has been shown to be
the primary SMA determining gene. Two almost identical SMN genes are present on 5q13:
the telomeric or SMN1 gene, which is the SMA-determining gene, and the centromeric
or SMN2 gene. The SMN1 gene exon 7 is homozygously absent in approximately 95% of
affected patients, with few exceptions, the remainder are heterozygous for the exon
7 deletion and a small more subtle mutation in the other allele (compound heterozygotes).
Although abnormalities of the SMN1 gene are observed in the majority of patients,
no phenotypeÐgenotype correlation was observed because SMN1 exon 7 is absent in the
majority of patients independent of the type of SMA. This is because routine diagnostic
methods do not distinguish between a deletion of SMN1 and a conversion event whereby
SMN1 is replaced by a copy of SMN2. There have now been several studies that have
shown that the SMN2 copy number influences the severity of the disease. The copy number
varies from zero to three copies in the normal population, with approximately 15%
of normal individuals having no SMN2. However, milder patients with type II or III
have been shown to have more copies of SMN2 than do type I patients. It has been proposed
that the extra SMN2 in the more mildly affected patients arise through gene conversions,
whereby the SMN2 gene is copied either partially or totally into the telomeric locus.
Five base pair changes exist between SMN1 and SMN2 transcripts, and none of these
differences change amino acids. Because virtually all SMA individuals have at least
one SMN2 gene copy, it was initially not understood why individuals with SMN1 mutations
have a SMA phenotype. It has now been shown that the SMN1 gene produces predominately
full-length transcript, whereas the SMN2 copy produces predominately an alternatively
transcribed (exon 7 deleted) product. The inclusion of exon 7 in SMN1 transcripts
and exclusion of this exon in SMN2 transcripts is caused by a single nucleotide difference
at +6in SMN exon 7. Although the C to T change in SMN2 exon 7 does not change an amino
acid, it does disrupt an exonic splicing enhancer that results in the majority of
SMN2 transcripts lacking exon 7. Therefore, SMA arises because the SMN2 gene cannot
fully compensate for the lack of SMN1 expression when SMN1 is mutated. However, the
small amount of full length transcripts generated by SMN2 is able to produce a milder
type II or III phenotype when the copy number of SMN2 is increased.
The molecular diagnosis of the SMA consists of the detection of the absence of exon
7 of the SMN1 gene. The homozygous absence of detectable SMN1 in SMA patients is being
used as a powerful diagnostic test for SMA. Although the targeted mutation analysis
has an excellent sensitivity of approximately 95% in identifying affected homozygotes,
it cannot detect SMA carriers who have heterozygous deletions of SMN1. Rather, SMN1
gene dosage analysis is required to detect carriers and is highly accurate when performed
in an experienced laboratory. Because SMA is one of the most common lethal genetic
disorders, with a carrier frequency of 1/40Ð1/60, direct carrier dosage testing has
been beneficial to many families with affected children. A number of quantitative
polymerase chain reaction assays have been used for the identification of SMA carriers.
There are two limitations of the carrier test. First, approximately 2% of SMA cases
arise as the result of de novo mutation events, which is high when compared with most
autosomal recessive disorders. The high rate of de novo mutations in SMN1 may account
for the high carrier frequency in the general population despite the genetic lethality
of the type I disease. The large number of repeated sequences around the SMN1 and
SMN2 locus likely predispose this region to unequal crossovers and recombination events
and results in the high de novo mutation rate. The de novo mutations have been shown
to occur primarily during paternal meiosis. Second, the copy number of SMN1 can vary
on a chromosome; we have observed that approximately 5% of the normal population possess
three copies of SMN1. It is therefore possible for a carrier to possess one chromosome
with two copies and a second chromosome with zero copies. The finding of two SMN1
genes on a single chromosome has serious genetic counseling implications, because
a carrier with two SMN1 genes on one chromosome and a SMN1 deletion on the other chromosome
will have the same dosage result as a noncarrier with one SMN1 gene on each chromosome
5. Thus, the finding of normal two SMN1 copy dosage significantly reduces the risk
of being a carrier; however, there is still a residual risk of being a carrier and
subsequently a small recurrence risk of future affected offspring for individuals
with 2 SMN1 gene copies. Risk assessment calculations using Bayesian analysis are
essential for the proper genetic counseling of SMA families.
Currently, only individuals with a family history of SMA are routinely being offered
carrier testing. However, more broad-based population carrier screening is currently
recommended for a number of other genetic disorders with similar carrier frequencies.
The prototype for heterozygote screening was testing for Tay-Sachs disease in the
Ashkenazi Jewish population, where carrier testing has been offered since 1969. Carrier
screening, followed by prenatal diagnosis when indicated, has resulted in a dramatic
decrease in the incidence of Tay-Sachs disease in the Jewish population. It is generally
accepted that the following criteria should be met for a screening program to be successful:
(1) disorder is clinically severe, (2) high frequency of carriers in the screened
population, (3) availability of a reliable test with a high specificity and sensitivity,
(4) availability of prenatal diagnosis, and (5) access to genetic counseling. SMA
fits the criteria for population-based genetic screening. Carrier screening is recommended
upon the availability of educational material that can be utilized by patients and
providers.
The goal of population based SMA carrier screening is to identify couples at risk
for having a child with SMA. Preconception carrier screening allows carrier couples
to consider the fullest range of reproductive options. The choice to have a SMA carrier
test should be made by an informed decision. Educational brochures are available and
provide information about SMA and the inheritance patterns. It is important for couples
to understand the dosage testing. Because, SMA is the result of a common single deletion
event in 95% of the cases, the carrier test is very sensitive (.90% detection rate).
However, the molecular testing does not identify all carriers and therefore false-negatives
can occur. Approximately 5% of affected patients are compound heterozygotes, exhibiting
a deletion and a point mutation. The dosage testing does not identify such point mutation
carriers. It is well known that a false-negative result in SMA carriers occurs when
the carrier has two SMN1 genes in cis on the one chromosome 5. Further, approximately
2% of affected individuals have a de novo mutation. Therefore, genetic counseling
addressing specifically the possibility of false-negative results must be provided
for individuals choosing carrier testing.
Recommendatons
Because SMA is present in all populations, carrier testing should be offered to all
couples regardless of race or ethnicity. Ideally, the testing should be offered before
conception or early in pregnancy. The primary goal is to allow carriers to make informed
reproductive choices.
Formal genetic counseling services must be made available to anyone requesting this
testing. It is important that all individuals undergoing testing understand that a
carrier is a healthy individual who is not at risk of developing the disease but has
a risk of passing the gene mutation to his/her offspring. Counseling must also include
a description of the disorder, including the range of severity. Educational material
about SMA should be made available to all couples preferably in the preconception
period. It is imperative that individuals understand the limitations of the molecular
testing.
All identified carriers should be referred for follow-up genetic counseling for a
discussion of risk to the fetus or future pregnancies. Prenatal and preimplantation
diagnosis should be offered.
A negative screening test for one or both partners reduces but does not eliminate
the possibility of an affected offspring, because the test sensitivity is <100% (.90%
detection rate). It is important that couples also recognize that the carrier testing
does not provide genotype/phenotype information. Type I SMA occurs in approximately
70% of the cases, whereas the milder types II and III account for the remaining 30%
of the cases.
As is true for all carrier screening programs, the testing is voluntary. Informed
consent and the usual caveats must be addressed including assurance of confidentiality,
paternity issues, discrimination, self-esteem, and cost.