Executive summary
This is the second of two guidance articles produced by the British Infection Association
(BIA), the Healthcare Infection Society (HIS), the Infection Prevention Society (IPS)
and the Royal College of Pathologists (RCPath). Both articles refer to the pandemic
of coronavirus disease 2019 (COVID-19) caused by severe acute respiratory syndrome
coronavirus 2 (SARS-CoV-2). Using evidence that emerged during the first wave of the
pandemic, the articles summarise aspects of the transmission dynamics of SARS-CoV-2
and provide guidance on how to reduce the risk of transmission. This article focuses
on the risks of presymptomatic, asymptomatic and post-symptomatic SARS-CoV-2 transmission,
allowing healthcare workers and the public to understand how transmission occurs and
to take action to protect themselves and others. The guidance recognises further waves
of the pandemic, the possibility of reinfection, the emergence of new variants of
the virus and ongoing immunisation programmes.
Having considered the evidence, the COVID-19 Rapid Guidance Working Party concluded
that:
presymptomatic transmission (meaning that an index case has no symptoms during the
exposure period of their close contacts, but later develops symptoms) is confirmed
asymptomatic transmission (meaning that an index case never develops symptoms or signs
of infection) is probable.
The Working Party was unable to assess the likelihood of post-symptomatic transmission
(meaning that an index case has no symptoms during the exposure period of their close
contacts, but previously had symptoms) because of an absence of evidence.
The Working Party formulated recommendations for practice taking account of the evidence
reviewed. The recommendations were developed for acute healthcare settings (with particular
reference to clinical staff and infection prevention and control teams), but they
might be useful in other health and care settings such as dental practices and care
homes. The Working Party also identified areas for future research.
Recommendations
Be aware that:
people without noticeable symptoms may transmit the SARS-CoV-2 virus to other people
transmission of SARS-CoV-2 from people without symptoms may occur in all settings
in which people are in close proximity
however, it is likely that the risk of transmission of SARS-CoV-2 is greater from
people who have symptoms compared with those who do not.
Even in the absence of symptoms, adhere to legislation and guidance regarding measures
to reduce the risk of transmission of SARS-CoV-2 (such as social distancing, hand
hygiene, use of personal protective equipment and ventilation of enclosed spaces).
Be aware that the future transmissibility of SARS-CoV-2 from people carrying the virus
without symptoms might depend on the:
nature of further waves or outbreaks of COVID-19
emergence and circulation of SARS-CoV-2 variants of concern
potential for people who have had COVID-19 previously to be reinfected
effectiveness of available vaccines, including the longevity of immunity they confer.
Be aware that it is not yet known to what extent or for how long people recovering
from acute infection can transmit the SARS-CoV-2 virus to other people.
Lay summary
Covid-19 is a worldwide problem, and we are learning not just how to treat and vaccinate
(immunise) people, but also how and when the infection is spread from person to person.
Unlike some infections, you cannot necessarily see who is likely to infect another
person; this is because sometimes the infection is transmitted before (pre) someone
develops symptoms. It is also the case that some people have the infection and can
transmit it but never develop symptoms themselves; this we call asymptomatic transmission.
This guidance document is one of a pair which have reviewed the scientific evidence
on how Covid-19 is spread. This part of the guide provides recommendations on how
to help stop the spread of infection before someone becomes obviously ill (presymptomatic)
and for those who never become ill themselves (asymptomatic). We did not find evidence
for post symptomatic transmission (someone transmitting Covid-19 after they have recovered).
The recommendations based on the evidence we have reviewed give confidence that the
things we are all doing such as social distancing, hand washing, wearing face coverings
and keeping rooms well ventilated by opening windows are the things that we should
be doing to prevent people getting infected with Covid-19. We hope that this guide
will help everyone try and prevent spreading Covid-19.
Introduction
Coronavirus disease 2019 (COVID-19) was first detected in Wuhan, Hubei province, China;
it spread around the world as a pandemic and by November 2021 had affected more than
260 million people [1]. COVID-19 is caused by a beta-coronavirus, severe acute respiratory
syndrome coronavirus 2 (SARS-CoV-2); other beta-coronaviruses associated with respiratory
syndromes are severe acute respiratory syndrome coronavirus (SARS-CoV) and Middle
East respiratory syndrome coronavirus (MERS-CoV).
As an emerging and pandemic disease, COVID-19 attracted worldwide attention and interest
in understanding the dynamics of SARS-CoV-2 transmission and treatment options for
COVID-19 patients. This Working Party Report is the second of two guidance articles
developed using evidence published during the first wave of the pandemic to summarise
aspects of the transmission dynamics of SARS-CoV-2 and advise on measures to reduce
the risk of transmission in health and care settings. The article examines the risks
of presymptomatic, asymptomatic and post-symptomatic SARS-CoV-2 transmission. Understanding
the risk of transmission according to the index case’s symptom status at the time
of exposure of (and potential transmission to) their close contacts is important to
allow healthcare workers and the public to take action to protect themselves and others.
The guidance acknowledges the possibility of reinfection, the emergence of new variants
of the virus (particularly variants of concern), and ongoing immunisation programmes.
Key technical terms used in this guidance article are explained in the accompanying
glossary (see Additional file 1: Appendix A).
Guideline Development Team
Acknowledgements
The authors would like to acknowledge the support of their employing institutions,
which allowed time required for producing this guidance. We thank the National Institute
for Health Research Biomedical Research Centre at University College London Hospitals,
which partly supported APRW’s involvement in this guidance. We would also like to
thank the Healthcare Infection Society (HIS) Guidelines Committee for reviewing this
document.
Source of funding
The authors received no specific funding for this work. Financial support for time
required to identify and synthesise the evidence and to write the manuscript was provided
by the authors’ respective employing institutions.
Disclosure of potential conflicts of interest
No authors reported any conflicts of interest (see Additional file 1: Appendix B).
Relationship of authors with sponsor
The British Infection Association (BIA), HIS, the Infection Prevention Society (IPS)
and the Royal College of Pathologists (RCPath) commissioned the authors to develop
the Working Party Report. The authors are members of the participating organisations
and together comprise the COVID-19 Rapid Guidance Working Party convened to develop
the guidance. MAM and AB are employed by HIS as guideline developers. Further information
is provided in Additional file 1: Appendix B.
Responsibility for the guidance
The views expressed in this publication are those of the authors and have been endorsed
by BIA, HIS, IPS and RCPath following rapid consultation.
Working party report
What is the working party report?
This report is the second in a pair of guidance documents covering key aspects in
the prevention of SARS-CoV-2 transmission in health and care settings. The guidance
also reviews the evidence for SARS-CoV-2 transmission dynamics in broader settings.
The diagnosis and management of COVID-19 in general is outside the remit of this guidance.
The Working Party recommendations have been developed systematically through multidisciplinary
discussions based on currently available evidence from published, preprint and grey
literature sources. They should be used in the development of local protocols for
relevant health and care settings such as hospitals, nursing/care homes, primary care
and dental practices.
Why do we need a Working Party Report for this topic?
The first wave of the COVID-19 pandemic occurred amid uncertainty as to how it could
be prevented and controlled. Concern still exists about further waves and new outbreaks
occurring. Evidence that emerged during the first wave provides an opportunity to
develop evidence-based guidance for preventing and controlling future waves/outbreaks,
acknowledging the possibility of reinfection, the context of newly emerging variants
of SARS-CoV-2, and ongoing immunisation programmes.
What is the purpose of the Working Party Report’s recommendations?
The main purpose of the recommendations is to inform clinicians, managers and policy
makers about SARS-CoV-2 transmission dynamics and to provide evidence-based guidance
to prevent and control the spread of SARS-CoV-2 in health and care settings. The report
highlights current gaps in knowledge, which will help to direct future areas of research.
What is the scope of the guidance?
The scope of the guidance is to provide advice for the optimal provision of effective
and safe health and care services during the period in which COVID-19 remains a health
threat. The guidance was developed for acute healthcare settings, but it might be
useful in other health and care settings such as dental practices and care homes.
What is the evidence for the guidance?
Topics for this guidance were derived from initial discussions of the Working Party
and specific review questions were developed in accordance with the population–exposure–comparator–outcome
(PECO) framework for investigating the likelihood of developing a certain condition
after an exposure event. To prepare the recommendations, the Working Party collectively
reviewed relevant evidence from published, preprint and grey literature sources. The
processes and methods used were in accordance with the National Institute for Health
and Care Excellence (NICE) manual for developing guidelines (hereafter the NICE guidelines
manual) [2]. The processes and methods were moreover aligned with those described
in the first Working Party Report [3]. See below for further details.
Who developed the guidance?
The Working Party included infectious diseases, microbiology and virology clinicians,
academic infection prevention and control experts, systematic reviewers, and a lay
representative.
Who is the guidance for?
Any healthcare practitioner, manager or policy maker may use this guidance and adapt
it for their use. It is anticipated that most users will be clinical staff and infection
prevention and control teams. Some aspects of this guidance might also be beneficial
to patients, their families/carers, and the public.
How is the guidance structured?
To provide advice rapidly, the guidance is being produced as two separate articles,
each addressing a different review question. Each article will comprise an introduction,
a summary of the evidence, and recommendations graded according to the available evidence.
How frequently is the guidance reviewed and updated?
The guidance will be considered for update within 1 year of publication to determine
whether new evidence exists that would require a change in the recommendations.
Aim
The aim of the guidance is to evaluate evidence for presymptomatic, asymptomatic and
post-symptomatic transmission of SARS-CoV-2 with the intention of preventing transmission
in hospitals and other health and care settings.
Methodology
Evidence search and appraisal
As noted above, the processes and methods used to produce this Working Party Report
were aligned with those described in the first Working Party Report [3]. Topics for
the COVID-19 rapid guidance were derived from initial discussions of the Working Party.
An e-newsletter was sent to HIS members inviting further suggestions for topics to
be considered. To develop their recommendations, the Working Party collectively reviewed
evidence gathered from published, preprint and grey literature sources. The processes
and methods used were based on the NICE guidelines manual [2]. Some modifications
were made to allow a rapid review process to be followed. For example, the number
of bibliographic databases searched was limited to two, the Working Party was smaller
than usual (with only one lay member), and quality assessment was conducted by one
reviewer (with 10% of records being checked by a second reviewer).
Data sources and search strategy
Two electronic databases (MEDLINE and Embase) were searched for articles published
between 1 January and 29 May 2020. Search terms were constructed using medical subject
headings (MeSH) and free-text terms (see Additional file 1: Appendix C). Additional
hand searching was conducted in several online databases (WHO Chinese database, CNKI,
China Biomedical Literature Service, Epistemonikos COVID-19 L·OVE platform, EPPI-Centre
living systematic map of the evidence, CORD-19, COVID-END, and HIS COVID-19 resources)
to identify preprints, articles in press and grey literature. Reference lists from
included studies and reviews identified through the literature searches were scanned
for additional studies. Searches were restricted to person-to-person transmission
of SARS-CoV-2 and no language restrictions were applied. Due to the large number of
papers being published daily during the first and second waves of the pandemic, a
decision was made not to rerun the searches before publication as this would significantly
delay the guidance being made available to readers. Further details of the searches
are presented in Additional file 1: Appendix C.
Study eligibility and selection criteria
The members of the Working Party determined study inclusion criteria. Any article
presenting primary data on presymptomatic, asymptomatic or post-symptomatic transmission
of SARS-CoV-2 was eligible for inclusion. Search results were screened for relevance,
with one reviewer examining titles, abstracts and full texts of all records identified
through the searches. A second reviewer checked at least 10% of records earmarked
for exclusion at each stage of screening. Disagreements were first discussed between
the two reviewers and, if consensus was not reached, a third reviewer was consulted.
The results are presented in the study selection flowchart in Additional file 1: Appendix
D. A list of studies excluded after full-text screening is presented in Additional
file 1: Appendix E.
Data extraction, analysis and quality assessment
The characteristics of included studies are summarised in Additional file 1: Appendix
F. For each included study, data were extracted into an evidence table by one reviewer
while a second reviewer checked the data extraction for 10% of studies. Evidence was
stratified (organised) according to the type of study (cluster/outbreak investigations,
comparative epidemiological studies, and mathematical modelling of epidemic spread).
The resulting evidence tables are presented in Additional file 1: Appendix G.
Further stratification of the evidence, for example, according to whether a cluster/outbreak
investigation explored the possibility of presymptomatic transmission (in which the
index case had no symptoms during the exposure period of their close contacts, but
later developed symptoms) or asymptomatic transmission (in which the index case never
developed symptoms or signs of infection) was undertaken to aid presentation and interpretation
of the evidence.
Many of the cluster/outbreak investigations permitted only a categorical (non-numerical
or nominal) assessment of the credibility of transmission by presymptomatic or asymptomatic
people (with the categories assigned in the evidence review being ‘yes’, ‘no’ or ‘uncertain’).
Other cluster/outbreak investigations allowed calculation of an attack rate (the number
of contacts of the index case who tested positive for SARS-CoV-2 divided by the total
number of contacts) and an associated confidence interval (CI). Stratification of
the evidence from cluster/outbreak studies according to the time at which contacts
were exposed to SARS-CoV-2 relative to the index case acquiring the virus (categorised
as < 7 days, 7 to 10 days, 11 to 14 days or not calculable, with day 0 representing
the day on which the index case acquired the virus) was also undertaken.
Where cluster/outbreak studies reported the use of personal protective equipment (PPE)
this was noted to aid interpretation of the evidence.
The possibility of identifying comparative epidemiological studies relevant to the
review question had not been anticipated because the pandemic was associated with
a novel disease and was still in its early stages when the evidence review was initiated.
However, several such studies were identified and included as noted above. For these
epidemiological studies (and the mathematical modelling studies included in the review—see
below) that reported (or allowed calculation of) a measure of transmission risk according
to the index case’s symptom status at the time of exposure of their close contacts,
the convention of expressing risks based on exposure to people with fewer symptoms
compared to risks based on exposure to people with more symptoms was applied where
possible.
Mathematical modelling studies were included in the review only where they distinguished
between transmission risks according to the index case’s symptom status during exposure
of their close contacts.
Included epidemiological studies were appraised for quality using checklists recommended
in the NICE guidelines manual [2]. Critical appraisal was conducted by one reviewer,
and appraisal outcomes for at least 10% of studies were checked by a second reviewer.
The results of study-level quality appraisal are included in the evidence tables in
Appendix G. Mathematical modelling studies were not appraised for quality at individual
study level.
Rating of evidence and recommendations
Evidence was assessed for quality at outcome level using the approach known as Grading
of Recommendations Assessment, Development and Evaluation (GRADE; see https://www.gradeworkinggroup.org/
for details). The resulting GRADE tables are presented in Additional file (1) (stratified
by type of study and, in the case of cluster/outbreak investigations, exploration
of presymptomatic or asymptomatic transmission and time at which contacts were exposed
to SARS-CoV-2 relative to the index case acquiring the virus, as outlined above).
Using GRADE, the overall quality of the evidence for a particular outcome was classified
as very low, low, moderate, or high.
No overall assessment of the quality of evidence from mathematical modelling studies
was conducted using GRADE because there is no validated approach for applying GRADE
to such studies. However, some domains in the GRADE framework are applicable in the
case of mathematical modelling studies, for example, inconsistency and indirectness.
All the evidence from the mathematical modelling studies was downgraded for indirectness
by at least one level because such studies provided indirect estimates of transmission
risks compared to epidemiological studies. Further downgrading for indirectness was
assessed on a case-by-case basis (see Additional file 1: Appendix H for details).
Evidence statements were constructed by combining the outcome-level classification
of evidence quality determined using GRADE and the following terms reflecting the
Working Party’s overall confidence in using the evidence to formulate recommendations:
strong evidence—further research is unlikely to alter confidence in the estimated
effect
moderate evidence—further research might alter the estimated effect and its strength
weak evidence—further research is very likely to alter the estimated effect and its
strength
inconsistent evidence—current studies report conflicting evidence and further research
is very likely to alter the estimated effect.
The Working Party further classified the evidence as indicating whether presymptomatic,
asymptomatic and post-symptomatic transmission was confirmed, probable, possible,
unlikely, or confirmed as not occurring. This mirrored the approach taken in the first
article in the pair of guidance documents, which examined routes of transmission of
SARS-CoV-2 [3].
Finally, in accordance with the GRADE approach, the Working Party’s recommendations
were phrased to reflect the strength of the evidence and their confidence in using
it as the basis for developing recommendations.
Where there was little or no evidence to guide recommendations, the Working Party
used informal consensus to formulate ‘good practice recommendations’ based on their
collective experience and expertise.
Videoconferences were held regularly throughout the guideline development process
to discuss and interpret the evidence and translate it into recommendations for practice
(and, where gaps in the evidence were identified, recommendations for further research).
Consultation process
Feedback on the draft guidance was received from the HIS Guidelines Committee and
through rapid consultation with relevant stakeholders. The draft report was placed
on the HIS website for 10 working days along with the HIS standard response form,
including a conflict-of-interest disclosure form. The availability of the draft guidance
was communicated via email and social media. Stakeholders were invited to comment
on format, content, local applicability, patient acceptability and recommendations.
The Working Party reviewed stakeholder comments, and collectively agreed revisions
in response to the comments (see Additional file 1: Appendix I). Comments received
from individuals who disclosed conflicts of interest, or who did not submit a conflict-of-interest
disclosure form, were excluded.
Results
Overview of the evidence
Fifty-five articles were included in the evidence review (see Additional file 1: Table
SF.1) [4–58]. Of these, 44 reported cluster/outbreak investigations (presented in
chronological order in Additional file 1: Table SG.1) [4–7, 9, 10, 14, 15, 17, 18,
20–28, 30–34, 36–44, 46–51, 53–55, 57, 58], six reported comparative epidemiological
studies that allowed calculation of relative risks of transmission based on the index
case’s symptom status during exposure of their close contacts (for example, transmission
associated with presymptomatic exposure versus transmission associated with symptomatic
exposure) [11, 12, 19, 35, 52, 56], and five reported mathematical modelling of epidemic
spread [8, 13, 16, 29, 45]. More than half of the included studies referred to investigations
of SARS-CoV-2 transmission in mainland China, reflecting the emergence and initial
investigation of COVID-19 there; the remainder reported evidence from Germany, Hong
Kong, Italy, Japan, Malaysia, Singapore, South Korea, Switzerland, Taiwan, USA and
Vietnam, reflecting the pandemic spread as time progressed (see Additional file 1:
Table SF.1 for further details).
Cluster/outbreak investigations
In several instances, the same cluster/outbreak was reported independently in more
than one article (for example, three separate articles reported or commented on a
single cluster/outbreak in Germany) [7, 26, 41] or the same data were analysed differently
across multiple articles (for example, three articles reported different analyses
of relative risks of transmission based on the index case’s symptom status during
an outbreak in China) [11, 19, 52]. Similarly, there were several instances in which
a single article reported multiple clusters/outbreaks (for example, one article summarised
evidence from several clusters in Singapore that were likely to be associated with
presymptomatic transmission) [46]. Accounting for such overlaps by presenting a combined
summary of each distinct cluster/outbreak or other epidemiological analysis resulted
in a total of 45 distinct clusters/outbreaks and four sets of comparative epidemiological
analyses of transmission risks based on symptom status (see Additional file 1: Tables
SG.1 and G.2 for further details).
The reported cluster/outbreak investigations focused on potential transmission of
SARS-CoV-2 in both community and nosocomial settings (see Additional file 1: Tables
SF.1 and G.1). The possibility of presymptomatic transmission was explored in more
studies (36 clusters/outbreaks) [4, 5, 7, 9, 10, 15, 17, 18, 20, 21, 23–28, 30–33,
36, 39–41, 43, 44, 46–51, 53, 54, 57, 58] than was the possibility of asymptomatic
transmission (seven clusters/outbreaks) [6, 14, 22, 34, 38, 42, 55]; two further clusters/outbreaks
were reported in sufficient detail to determine that presymptomatic or asymptomatic
(rather than symptomatic) exposure had occurred, but not to distinguish between the
two (see Additional file 1: Table SG.1) [36, 37]. There were no reports of investigations
exploring the possibility of post-symptomatic transmission.
Stratification of the evidence from cluster/outbreak investigations according to the
time at which contacts were exposed to SARS-CoV-2 relative to the index case acquiring
the virus (< 7 days, 7 to 10 days, 11 to 14 days or not calculable) is reflected in
the evidence tables for the cluster/outbreak studies (see Additional file 1: Table
SG.1) and the corresponding GRADE tables (see Additional file 1: Table SH.1, H.2 and
H.3).
Comparative epidemiological studies
Relative risks of transmission associated with presymptomatic exposure versus transmission
associated with symptomatic exposure (two studies) [12, 35], and transmission associated
with asymptomatic exposure compared to either presymptomatic or symptomatic exposure
(four studies reported across six articles) [11, 12, 19, 35, 52, 56] are presented
in the evidence tables for the comparative epidemiological studies (see Additional
file 1: Table SG.2) and the corresponding GRADE table (Additional file 1: Table SH.4).
Mathematical modelling studies
Three of the mathematical modelling studies included in the review used adaptations
of the susceptible–exposed–infected–recovered (SEIR) compartmental modelling framework
to model transmission dynamics in hypothetical populations [16, 29, 45]. Other approaches
reflected in the included studies involved application of a renewal equation framework
(one study) [13] and modelling of viral emissions resulting from respiratory and physical
activity in indoor commercial environments (such as a supermarket or restaurant) allowing
for different ventilation characteristics (one study) [8]. Further details are presented
in the evidence tables for the mathematical modelling studies (see Additional file
1: Table SG.3) and the corresponding GRADE tables (see Additional file 1: Table SH.5
and H.6).
Quality of the evidence
For each type of study for which it was possible to produce an overall GRADE rating
of the quality of the evidence the rating applied was very low (see Additional file
1: Appendix H). This was partly due to observational studies being assigned an initial
rating of low quality, which would be downgraded to very low if even one serious limitation
were identified with the evidence.
Frequently occurring reasons for downgrading the quality of evidence from cluster/outbreak
investigations were risk of bias associated with a lack of clarity regarding complete
inclusion (for example, because it was not clear whether all contacts of an index
case had been accounted for) and imprecision associated with no CIs or other measures
of precision being reported (or calculable). Among those cluster/outbreak investigations
that evaluated the risk of asymptomatic transmission, several had evidence downgraded
for indirectness because the definition of an asymptomatic infection included having
mild symptoms (such as a pre-existing cough that might or might not have been associated
with or exacerbated by SARS-CoV-2 infection), or signs of infection on a computerised
tomography (CT) scan of the chest. See Additional file 1: Table SH.1, H.2 and H.3
for further details.
Another aspect of the evidence from the cluster/outbreak investigations was the use
of PPE as recorded in the evidence tables for these studies (see Additional file 1:
Table SG.1) and the corresponding GRADE tables (see Additional file 1: Table SH.1,
H.2 and H.3). One investigation exploring the possibility of presymptomatic transmission
reported that the index case (a transplant surgeon) and their clinical colleagues
used PPE during the index case’s presymptomatic phase (the index case used hand hygiene
and wore a surgical mask and gloves for preoperative visits and standard surgical
procedures, while clinical colleagues wore surgical masks at distances of less than
1 m and gloves during all contact) [40]. One investigation exploring the possibility
of asymptomatic transmission reported that during hospital quarantine of the index
case, the index case and other patients and visitors wore masks except when eating
or drinking, while hospital staff wore N95 respirators, isolation gowns and goggles
[14]. Another investigation exploring the possibility of asymptomatic transmission
reported that the index case wore a mask while travelling to a health clinic, during
the clinic visit, and while in the same room as their housemates after returning home
[42].
Among the comparative epidemiological studies that reported (or allowed calculation
of) relative measures of transmissibility according to the index case’s symptom status
during exposure of their close contacts, a frequently occurring reason for downgrading
the quality of the evidence was risk of bias associated with potential confounding
factors (for example, age or a pre-existing condition that might affect susceptibility
to infection) not being accounted for in the design or analysis of the study. Another
common reason for downgrading the quality of evidence from such studies was that CIs
for estimated effects crossed default thresholds for defining imprecision according
to the GRADE approach. See Additional file 1: Table SH.4 for further details.
The quality of the evidence from the mathematical modelling studies included in the
review was downgraded for indirectness in several cases because relative measures
of transmissibility according to the index case’s symptom status during exposure of
their close contacts were not wholly aligned with the symptom statuses of interest
to the Working Party (that is, presymptomatic and asymptomatic infections). In one
such study, asymptomatic infections and mildly symptomatic infections were grouped
together [16]. Another study characterised infections as being ‘undocumented’ (defined
as lacking symptoms severe enough to be confirmed/observed) or ‘documented’ (defined
as having symptoms severe enough to be confirmed/observed) [29]. A third study incorporated
asymptomatic viral load estimates that might be more representative of presymptomatic
or symptomatic viral loads; this study distinguished between asymptomatic and symptomatic
infections only in terms of respiratory and physical activity levels modelled [8].
See Additional file 1: Table SH.5 and H.6 for further details.
Evidence statements
Absolute transmissibility of presymptomatic and asymptomatic infections
There was strong evidence from 36 cluster/outbreak investigations (some of which were
reported across multiple articles, as noted above) [4, 5, 7, 9, 10, 15, 17, 18, 20,
21, 23–28, 30–33, 36, 39–41, 43, 44, 46–51, 53, 54, 57, 58] regarding the possibility
of SARS-CoV-2 being transmitted by presymptomatic people. Conclusive evidence of presymptomatic
transmission was provided for seven clusters/outbreaks [21, 23, 28, 31, 33, 36, 46,
51, 53, 54]. For another 27 clusters/outbreaks it was uncertain whether presymptomatic
transmission had occurred [5, 7, 9, 10, 15, 17, 18, 20, 24–28, 30, 32, 39, 41, 43,
44, 46–50, 57, 58]. In the two remaining clusters/outbreaks presymptomatic transmission
did not occur: one of these related to potential community transmission associated
with tourism in which the index case was assumed to have acquired SARS-CoV-2 in China
before travelling to South Korea on holiday, but the timing of acquisition of the
virus by the index case was uncertain [4]; the other related to potential nosocomial
transmission associated with a transplant surgery department in which the index case
(a transplant surgeon) used hand hygiene and wore a surgical mask and gloves for preoperative
visits and standard surgical procedures, while clinical colleagues wore surgical masks
at distances of less than 1 m and gloves during all contact [40]. Among the seven
clusters/outbreaks for which presymptomatic transmission was demonstrated, in one
instance the index case had acquired the virus less than 7 days previously [21] and
in another less than 13 days previously [23]; the contacts’ exposure period relative
to the index case acquiring the virus was not calculable for the remaining clusters/outbreaks
[31, 33, 36, 46, 51, 53, 54]. Attack rates were calculable for only three of the seven
clusters/outbreaks for which presymptomatic transmission was demonstrated (attack
rate 40% based on 22 close contacts of the index case [23], 85% based on 13 close
contacts [21] and 100% based on one close contact) [31]. The settings in which presymptomatic
transmission was demonstrated to occur related to community transmission (via households,
gatherings of family and friends, a work meeting, being in a restaurant, attending
church, or sharing transport).
There was moderate evidence from seven cluster/outbreak investigations [6, 14, 22,
34, 38, 42, 55] regarding the possibility of SARS-CoV-2 being transmitted by asymptomatic
people. Conclusive evidence of asymptomatic transmission was provided for one cluster/outbreak
[22]. For another four clusters/outbreaks it was uncertain whether asymptomatic transmission
had occurred [6, 34, 38, 55]. In the two remaining clusters/outbreaks asymptomatic
transmission did not occur: one of these related to potential community and nosocomial
transmission associated with exposure of the index case’s household, rideshare partners
and healthcare workers at a clinic attended by the index case – the index case wore
a mask while travelling to the clinic, during the clinic visit and while in the same
room as members of their household after returning home; the other related to potential
nosocomial transmission associated with hospital quarantine of the index case after
presenting at the emergency department – the index case, other patients and visitors
all wore masks except when eating or drinking, while hospital staff wore N95 respirators,
isolation gowns and goggles [14]. In both instances, the index case had respiratory
symptoms attributable to causes other than COVID-19. In the cluster/outbreak for which
asymptomatic transmission was demonstrated, the index case had acquired the virus
less than 7 days previously [22]. The attack rate for this cluster/outbreak was 100%
(based on 3 close contacts of the index case) and the setting was related to community
transmission (via the index case’s household). Although the index case was asymptomatic,
they had signs typical of viral infection on a CT scan of the chest.
There was weak evidence from two further cluster/outbreak investigations [36, 37]
regarding the possibility of SARS-CoV-2 being transmitted by presymptomatic or asymptomatic
people. For these clusters/outbreaks it was not possible to determine whether the
index case ever developed symptoms and it was uncertain whether transmission occurred.
Relative transmissibility of presymptomatic and asymptomatic infections
There was moderate evidence from four epidemiological studies reported across six
articles [11, 12, 19, 35, 52, 56] regarding relative transmissibility of presymptomatic,
asymptomatic and symptomatic people. No differences in transmission according to symptom
status of the index case during the exposure period of their close contacts were detected,
although there was a trend towards fewer symptoms in the index case being associated
with a lower risk of transmission: presymptomatic versus symptomatic exposure, odds
ratio (OR) 0.22 (95% CI 0.01 to 3.86) [35] and OR 0.79 (95% CI 0.18 to 3.40) [12];
asymptomatic versus symptomatic exposure, OR 0.57 (95% CI 0.03 to 10.80) [35], OR
0.63 (95% CI 0.04 to 10.44) [12], OR 0.64 (95% CI 0.28 to 1.47) [11, 19, 52] and OR
0.83 (95% CI 0.36 to 1.92) [11, 19, 52]; and asymptomatic versus presymptomatic exposure,
OR 0.17 (95% CI 0.02 to 1.34) [56]. Conclusive evidence of presymptomatic transmission
was provided by two of the epidemiological studies [12, 56]; conclusive evidence of
asymptomatic transmission was provided by two of the studies reported across four
articles [11, 19, 52, 56], although the definition of an asymptomatic infection was
not always reported. Mass testing might have played a role in preventing asymptomatic
transmission in two of the studies [12, 35] because asymptomatic people might have
self-isolated from household members when informed about their possible infection.
There was inconsistent evidence from four mathematical modelling studies [13, 16,
29, 45] regarding relative transmissibility according to symptom status of the index
case during the exposure period of their close contacts. Fewer symptoms in the index
case during exposure of close contacts was associated with a lower risk of transmission
in one study: undocumented infections (assumed to be associated with fewer symptoms)
versus documented infections (assumed to be associated with more symptoms), risk ratio
(RR) 0.42 (95% credible interval (CrI) 0.34 to 0.61) and RR 0.47 (95% CrI 0.36 to
0.64) with containment measures such as travel restrictions and contact precautions,
and RR 0.55 (95% CrI 0.49 to 0.60) without containment measures [29]. Another study
reported a lower risk of transmission by people who were infectious but asymptomatic
compared to those who were infectious with symptoms, RR 0.81 (95% CrI not reported)
[45]. Another study reported a higher risk of transmission by infected people with
severe symptoms compared to people who were asymptomatic or had mild symptoms, RR
1.03 (95% CrI 0.79 to 1.38) [16]. The same study reported a lower risk of transmission
by people who were asymptomatic or had mild symptoms compared to those who were presymptomatic,
RR 0.033 (95% CrI 0.027 to 0.036) [16]. The remaining study reported percentages of
the total reproduction number accounted for presymptomatic, asymptomatic and symptomatic
transmission (presymptomatic transmission, 47% (95% CrI 11% to 58%), asymptomatic
transmission, 6% (95% CrI 0% to 57%), and symptomatic transmission, 28% (95% CrI 9%
to 49%)) [13].
There was weak evidence from one mathematical modelling study [8] regarding the relative
transmissibility of asymptomatic infections according to ventilation characteristics
in indoor commercial environments. Asymptomatic transmission reproduction numbers
with mechanical ventilation were lower than those with natural ventilation (supermarket,
0.12 with mechanical ventilation versus 0.17 with natural ventilation; post office,
0.17 with mechanical ventilation versus 0.41 with natural ventilation; pharmacy, 0.22
with mechanical ventilation versus 0.49 with natural ventilation; bank, 0.34 with
mechanical ventilation versus 0.81 with natural ventilation; estimates refer to modelling
of lockdown in which restaurants were required to close and additional voluntary measures
included fewer staff on duty, customers queueing outside, and ventilation increased
by keeping external doors open; estimates for restaurant without lockdown, 5.35 with
mechanical ventilation versus 47.3 with natural ventilation; no CIs or other measures
of precision reported).
Transmissibility of post-symptomatic infections
No evidence was identified regarding the possibility of SARS-CoV-2 being transmitted
by post-symptomatic people.
Rationale for recommendations
Outcomes that matter most
The Working Party’s interest focused on whether transmission occurs as a result of
presymptomatic, asymptomatic or post-symptomatic SARS-CoV-2 infection. For the most
part, this was evaluated through consideration of absolute risks of transmission.
At the start of the evidence review process, it was not anticipated that relative
risks of transmission based on the symptom status of an index case would have been
examined (because the pandemic was in its early stages and research was just starting
to be published). However, it became evident when sifting the results of the systematic
literature searches that some studies had investigated relative risks of transmission
and this evidence was eligible for inclusion according to the review protocol.
Quality of the evidence
The evidence from the cluster/outbreak investigations and epidemiological studies
providing estimates of relative risks of transmission based on an index case’s symptom
status during exposure of their close contacts was assessed for quality using the
GRADE framework. All of the evidence from these studies was classified as being of
very low quality. Recurring reasons for downgrading the evidence included: risk of
bias (for example, due to lack of clarity regarding complete inclusion of an index
case’s close contacts in the case of cluster/outbreak investigations, and potential
confounding factors (such as pre-existing conditions and strength of the immune system)
not being accounted for in the case of epidemiological studies providing relative
risks of transmission based on the index case’s symptom status during exposure of
close contacts); imprecision due to CIs for effect estimates crossing predefined thresholds
or being unavailable; and indirectness (for example, in studies investigating potential
asymptomatic transmission the definition of an asymptomatic infection sometimes included
having mild symptoms or signs of infection). The overall assessment of the evidence
as being of very low quality did not, however, prevent the Working Party reaching
conclusions about characteristics of SARS-CoV-2 transmission and making recommendations
for practice (see below).
The evidence from the mathematical modelling studies included in the review could
not be fully assessed using the GRADE framework, but some GRADE domains were applicable,
for example, inconsistency and indirectness. A recurring reason for downgrading the
evidence from these studies was indirectness due to relative measures of transmissibility
according to an index case’s symptom status during exposure of close contacts not
being fully aligned with symptom statuses of interest to the Working Party (in particular,
presymptomatic and asymptomatic infections).
Benefits and harms
Having considered the evidence, the Working Party concluded that:
presymptomatic transmission (meaning that an index case has no symptoms during the
exposure period of their close contacts, but later develops symptoms) is confirmed
asymptomatic transmission (meaning that an index case never develops symptoms or signs
of infection) is probable.
There was uncertainty regarding the evidence related to asymptomatic transmission,
with the Working Party noting that a lack of awareness of symptoms or suppressed symptoms
(for example, due to taking medication) could not be distinguished from a complete
absence of symptoms in the reported investigations. The Working Party recognised the
potential for subclinical or pauci-symptomatic infection while emphasising that truly
asymptomatic infection or carriage of SARS-CoV-2 occurs and transmission is to be
expected [59].
The Working Party recognised that the list of symptoms suggesting COVID-19 had expanded
during the pandemic, reflecting growing knowledge of the condition. The evidence review
and synthesis involved extracting any information about symptoms reported by the study
investigators, although it was acknowledged that people’s perceptions of symptoms
differ and this could influence the types of symptoms reported. The Working Party
emphasised the importance of clarity in defining and reporting symptoms in future
research related to COVID-19.
The settings in which presymptomatic or asymptomatic transmission was demonstrated
mirrored those reported in the first of the pair of guidance articles in which routes
of transmission, regardless of the symptom status of the index case, were explored
[3]. In particular, presymptomatic transmission was demonstrated to occur in community
settings that included households, gatherings of family and friends, a work meeting,
being in a restaurant, attending church, or sharing transport. The Working Party agreed
that transmission in the absence of noticeable symptoms could similarly occur in health
and care settings that involve people being in close proximity.
The Working Party agreed that from the perspective of preventing transmission by people
without symptoms, it is immaterial whether they later develop symptoms. The recommendations
were therefore phrased in terms of people without symptoms rather than using the terms
presymptomatic and asymptomatic. The Working Party anticipated that this phrasing
would also make the recommendations more meaningful to the public.
The benefits of preventing transmission of SARS-CoV-2 by people without symptoms include
the prevention of ill health due to COVID-19 among their close contacts and the prevention
of onward transmission to ever greater numbers of people. Possible harms associated
with actions intended to prevent transmission of SARS-CoV-2 (such as social distancing,
hand hygiene and the use of PPE) arise through restriction of personal freedoms and
a need to modify behaviours with potential adverse consequences in terms of, for example,
mental health and wellbeing. These benefits and harms apply to healthcare workers,
patients and their families/carers, and the public. On balance, the Working Party
recognised that since anyone might carry the virus without knowing it, or be infected
without having noticeable symptoms, the recommendations should reinforce the importance
of adhering to existing legislation and guidance intended to reduce the risk of transmission
of SARS-CoV-2 in the general population.
The Working Party noted that the evidence regarding relative risks of transmission
according to symptom status suggested that presymptomatic infections are less transmissible
than are symptomatic infections, and that asymptomatic infections are less transmissible
than are presymptomatic infections. The Working Party was aware that the viral load
associated with asymptomatic and pauci-symptomatic infections is typically lower than
that associated with symptomatic infection [59], lending plausibility to a lower rate
of transmission. Based on the available evidence, the Working Party therefore agreed
that the recommendations should highlight the likelihood of greater transmissibility
from people with symptoms than from those without symptoms. Due to some uncertainty
remaining, the Working Party also prioritised relative risks of transmission, including
the correlation between transmission and quantification of viral shedding, as an area
for future research.
Although the evidence from the mathematical modelling studies was regarded as indirect,
the Working Party noted the reported differences in asymptomatic transmission rates
in indoor environments under different ventilation scenarios. This prompted the Working
Party to emphasise the importance of ventilation in enclosed spaces in the recommendations.
The Working Party was acutely aware that the development of the guidance was occurring
during an evolving pandemic. When formulating the recommendations, the Working Party
recognised the possibility of reinfection in people who previously had COVID-19 [60],
the emergence of variants of concern, and ongoing immunisation programmes. As such,
the Working Party highlighted in the recommendations that the characteristics and
implications of transmission of SARS-CoV-2 by people without symptoms might change
in the future.
The likelihood of post-symptomatic transmission (meaning that an index case has no
symptoms during the exposure period of their close contacts, but previously had symptoms)
could not be assessed because of an absence of evidence. The Working Party agreed
that post-symptomatic transmission should be prioritised as an area for further research.
Cost effectiveness and resource use
The Working Party did not undertake a detailed economic analysis because the recommendations
focused on raising awareness of the possibility of presymptomatic and asymptomatic
transmission of SARS-CoV-2 and reinforcing existing legislation and guidance aimed
at preventing transmission. However, the Working Party considered costs and resource
use from the perspective of health and care systems and identified that costs associated
with transmission that is not prevented include the costs of managing COVID-19 in
infected patients and the costs of needing additional resources such as PPE. Considerations
related to the value of time as a resource included the time taken to don and doff
PPE and time away from work for healthcare workers who are unwell or required to self-isolate.
Taken together, these considerations emphasise increased pressure on healthcare systems
when COVID-19 is prevalent. The Working Party recognised potential inconvenience and
possible adverse consequences (in terms of mental health and wellbeing of healthcare
workers, patients and their families/carers) of implementing measures such as social
distancing and using PPE. The Working Party also recognised that the cost effectiveness
of preventing transmission would be greater in aspects of healthcare focusing on people
more vulnerable to COVID-19.
Other considerations
As outlined above, the Working Party highlighted several areas for future research.
These included consideration of:
when a person who has acquired SARS-CoV-2 becomes infectious and
how long infectivity lasts in the absence of symptoms.
While the evidence available to the Working Party demonstrated presymptomatic transmission
within 7 days of an index case acquiring the virus, later transmission could not be
ruled out. Moreover, the available evidence did not permit a detailed analysis of
infectivity during the first 7 days since acquiring the virus, which was of interest
to the Working Party and could form part of future research. The Working Party also
highlighted potential seasonality in transmission rates, and indoor versus outdoor
transmission, as areas to explore in future research.
The Working Party discussed the relevance and possible consequences of lung damage
revealed by CT scans in people who did not report symptoms. The Working Party questioned
whether such features might have longer-term consequences for a person who although
infected has no noticeable symptoms and recommended this as an area for future research.
The Working Party made several observations regarding the quality of the evidence
identified in the review. While the importance of rapid evaluation during a pandemic
caused by a novel disease such as COVID-19 was appreciated, the value in ensuring
robust and efficient research activity was also recognised. The Working Party agreed
that this value could be promoted by avoiding duplication and repetition in data collection,
analysis, and reporting, and acknowledged the time needed to ensure high quality research
outputs. The Working Party highlighted the desirability of concerted global action
to coordinate research activity and formalised data gathering and sharing in the event
of future pandemics caused by novel diseases. The Working Party acknowledged that
some of the areas recommended for future research might already have been addressed
in primary studies or systematic reviews published after the searches for the evidence
review had been completed. Although the Working Party had considered updating the
review to take account of more recently published evidence, the rate at which additional
evidence was being published prohibited such an approach. For example, rerunning the
MEDLINE and Embase searches in April 2021 indicated that approximately 20,000 further
articles would need to be considered; it was, therefore, not feasible to undertake
a timely and systematic update of the review using the original search terms. The
Working Party emphasised that the research recommendations were intended to build
on the evidence review and allow the guidance to be refined or extended, preferably
with reference to evidence of higher quality and allowing more focused or nuanced
consideration of SARS-CoV-2 transmission dynamics. By November 2021, rerunning the
MEDLINE and Embase searches resulted in an additional 30,000 articles, which when
filtered to select records containing the phrase ‘systematic review’ in the title,
abstract or keywords identified nearly 600 articles. Among these systematic reviews,
a handful investigated relative transmissibility of presymptomatic, asymptomatic and
symptomatic infections [61–69]; however, none evaluated the impact of new variants
of SARS-CoV-2 or the implementation of immunisation programmes. Indeed, most relied
on literature searches conducted in a similar timescale to those of the Working Party.
None of the published systematic reviews evaluated transmissibility of SARS-CoV-2
in the post-symptomatic period. The Working Party therefore concluded that no published
evidence syntheses were available at the time to prompt reconsideration of the recommendations
that had been formulated previously.
The Working Party noted that evidence included in the review suggested that using
PPE (such as face masks or coverings) reduced the risk of transmission of SARS-CoV-2
by people with presymptomatic or asymptomatic infection. The current evidence review
was not designed to explore this systematically, whereas the first of the pair of
guidance articles [3] includes recommendations regarding appropriate PPE in various
circumstances. The Working Party also noted that in an investigation exploring the
possibility of asymptomatic transmission, hospital quarantine of the index case involved
the index case and other patients and visitors wearing masks except when eating or
drinking [14]. The Working Party recognised the removal of masks to allow eating and
drinking as being increasingly important in nosocomial outbreaks of COVID-19, and
this could have implications for activities in the community such as visiting restaurants.
Recommendations
Be aware that:
people without noticeable symptoms may transmit the SARS-CoV-2 virus to other people
transmission of SARS-CoV-2 from people without symptoms may occur in all settings
in which people are in close proximity
however, it is likely that the risk of transmission of SARS-CoV-2 is greater from
people who have symptoms compared with those who do not.
Even in the absence of symptoms, adhere to legislation and guidance regarding measures
to reduce the risk of transmission of SARS-CoV-2 (such as social distancing, hand
hygiene, use of personal protective equipment and ventilation of enclosed spaces).
Be aware that the future transmissibility of SARS-CoV-2 from people carrying the virus
without symptoms might depend on the:
nature of further waves or outbreaks of COVID-19
emergence and circulation of SARS-CoV-2 variants of concern
potential for people who have had COVID-19 previously to be reinfected
effectiveness of available vaccines, including the longevity of immunity they confer.
Be aware that it is not yet known to what extent or for how long people recovering
from acute infection can transmit the SARS-CoV-2 virus to other people.
Conclusions
Based on the evidence review, which included research published to the end of May
2020, the Working Party considered presymptomatic transmission of SARS-CoV-2 to be
confirmed, and asymptomatic transmission to be probable. The evidence for these forms
of transmission was sufficient for the Working Party to formulate several strong recommendations
with the intention of raising awareness in health and care settings of the potential
for transmission in the absence of symptoms. The recommendations were intended to
reinforce existing legislation and guidance specifying measures for reducing the risk
of transmission from people who have no noticeable symptoms. The Working Party formulated
recommendations for future research to address areas of uncertainty, such as the relative
transmissibility of presymptomatic, asymptomatic and symptomatic infections, the period
of infectivity in people without symptoms, and the possibility of transmission in
the post-symptomatic period. The Working Party emphasised the importance of good quality
design, analysis and reporting of research studies even in pandemic situations. The
Working Party also highlighted the desirability of concerted action to coordinate
research activity and share outputs effectively.
Further research
The rationale for the following research recommendations is presented in "Rationale
for recommendations" section.
Research recommendations
What is the relative transmissibility of SARS-CoV-2 from people with presymptomatic,
asymptomatic and symptomatic infection, and how does transmission correlate with quantification
of viral shedding?
How long after acquiring SARS-CoV-2 do people without symptoms become infectious and
how long does infectivity last?
To what extent or for how long can people who have acquired SARS-CoV-2 and are post-symptomatic
transmit the virus to other people?
What are the long-term consequences of lung damage associated with SARS-CoV-2 infection
in people who do not report symptoms?
What impact do reinfection, variants of concern, and immunisation programmes have
on transmission of SARS-CoV-2?
Supplementary Information
Additional file 1. Working Party Report appendices.