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      Mapping the emotional face. How individual face parts contribute to successful emotion recognition

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          Abstract

          Which facial features allow human observers to successfully recognize expressions of emotion? While the eyes and mouth have been frequently shown to be of high importance, research on facial action units has made more precise predictions about the areas involved in displaying each emotion. The present research investigated on a fine-grained level, which physical features are most relied on when decoding facial expressions. In the experiment, individual faces expressing the basic emotions according to Ekman were hidden behind a mask of 48 tiles, which was sequentially uncovered. Participants were instructed to stop the sequence as soon as they recognized the facial expression and assign it the correct label. For each part of the face, its contribution to successful recognition was computed, allowing to visualize the importance of different face areas for each expression. Overall, observers were mostly relying on the eye and mouth regions when successfully recognizing an emotion. Furthermore, the difference in the importance of eyes and mouth allowed to group the expressions in a continuous space, ranging from sadness and fear (reliance on the eyes) to disgust and happiness (mouth). The face parts with highest diagnostic value for expression identification were typically located in areas corresponding to action units from the facial action coding system. A similarity analysis of the usefulness of different face parts for expression recognition demonstrated that faces cluster according to the emotion they express, rather than by low-level physical features. Also, expressions relying more on the eyes or mouth region were in close proximity in the constructed similarity space. These analyses help to better understand how human observers process expressions of emotion, by delineating the mapping from facial features to psychological representation.

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          Most cited references16

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          Matching categorical object representations in inferior temporal cortex of man and monkey.

          Inferior temporal (IT) object representations have been intensively studied in monkeys and humans, but representations of the same particular objects have never been compared between the species. Moreover, IT's role in categorization is not well understood. Here, we presented monkeys and humans with the same images of real-world objects and measured the IT response pattern elicited by each image. In order to relate the representations between the species and to computational models, we compare response-pattern dissimilarity matrices. IT response patterns form category clusters, which match between man and monkey. The clusters correspond to animate and inanimate objects; within the animate objects, faces and bodies form subclusters. Within each category, IT distinguishes individual exemplars, and the within-category exemplar similarities also match between the species. Our findings suggest that primate IT across species may host a common code, which combines a categorical and a continuous representation of objects.
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            Core affect and the psychological construction of emotion.

            At the heart of emotion, mood, and any other emotionally charged event are states experienced as simply feeling good or bad, energized or enervated. These states--called core affect--influence reflexes, perception, cognition, and behavior and are influenced by many causes internal and external, but people have no direct access to these causal connections. Core affect can therefore be experienced as free-floating (mood) or can be attributed to some cause (and thereby begin an emotional episode). These basic processes spawn a broad framework that includes perception of the core-affect-altering properties of stimuli, motives, empathy, emotional meta-experience, and affect versus emotion regulation; it accounts for prototypical emotional episodes, such as fear and anger, as core affect attributed to something plus various nonemotional processes.
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              Are there basic emotions?

              Paul Ekman (1992)
              Ortony and Turner's (1990) arguments against those who adopt the view that there are basic emotions are challenged. The evidence on universals in expression and in physiology strongly suggests that there is a biological basis to the emotions that have been studied. Ortony and Turner's reviews of this literature are faulted, and their alternative theoretical explanations do not fit the evidence. The utility of the basic emotions approach is also shown in terms of the research it has generated.
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                Author and article information

                Contributors
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                11 May 2017
                2017
                : 12
                : 5
                : e0177239
                Affiliations
                [1 ]Department of Psychology, Bielefeld University, Bielefeld, Germany
                [2 ]Center of Excellence Cognitive Interaction Technology (CITEC), Bielefeld University, Bielefeld, Germany
                Universitatsklinikum Tubingen, GERMANY
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                • Conceptualization: MV BK JS JK MW.

                • Formal analysis: MV BK JS MW.

                • Investigation: MV BK JS.

                • Methodology: MV BK JS JK MW.

                • Writing – original draft: MV BK JS JK MW.

                Article
                PONE-D-16-46115
                10.1371/journal.pone.0177239
                5426715
                28493921
                48b16890-27cd-41d1-ac3f-d2d299f2393c
                © 2017 Wegrzyn et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 21 November 2016
                : 24 April 2017
                Page count
                Figures: 8, Tables: 0, Pages: 15
                Funding
                Funded by: Cluster of Excellence Cognitive Interaction Technology 'CITEC', funded by the German Research Foundation (DFG)
                Award ID: EXC 277
                Award Recipient :
                Research was funded by the Deutsche Forschungsgemeinschaft (DFG; www.dfg.de), Cluster of Excellence 277 “Cognitive Interaction Technology”. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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