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      Impact of climate change on the transition of Neanderthals to modern humans in Europe

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          Significance

          A causality between millennial-scale climate cycles and the replacement of Neanderthals by modern humans in Europe has tentatively been suggested. However, that replacement was diachronous and occurred over several such cycles. A poorly constrained continental paleoclimate framework has hindered identification of any inherent causality. Speleothems from the Carpathians reveal that, between 44,000 and 40,000 years ago, a sequence of stadials with severely cold and arid conditions caused successive regional Neanderthal depopulation intervals across Europe and facilitated staggered repopulation by modern humans. Repetitive depopulation–repopulation cycles may have facilitated multiple genetic turnover in Europe between 44,000 and 34,000 years ago.

          Abstract

          Two speleothem stable isotope records from East-Central Europe demonstrate that Greenland Stadial 12 (GS12) and GS10—at 44.3–43.3 and 40.8–40.2 ka—were prominent intervals of cold and arid conditions. GS12, GS11, and GS10 are coeval with a regional pattern of culturally (near-)sterile layers within Europe’s diachronous archeologic transition from Neanderthals to modern human Aurignacian. Sterile layers coeval with GS12 precede the Aurignacian throughout the middle and upper Danube region. In some records from the northern Iberian Peninsula, such layers are coeval with GS11 and separate the Châtelperronian from the Aurignacian. Sterile layers preceding the Aurignacian in the remaining Châtelperronian domain are coeval with GS10 and the previously reported 40.0- to 40.8-ka cal BP [calendar years before present (1950)] time range of Neanderthals’ disappearance from most of Europe. This suggests that ecologic stress during stadial expansion of steppe landscape caused a diachronous pattern of depopulation of Neanderthals, which facilitated repopulation by modern humans who appear to have been better adapted to this environment. Consecutive depopulation–repopulation cycles during severe stadials of the middle pleniglacial may principally explain the repeated replacement of Europe’s population and its genetic composition.

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          Most cited references63

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          Upper Palaeolithic Siberian genome reveals dual ancestry of Native Americans.

          The origins of the First Americans remain contentious. Although Native Americans seem to be genetically most closely related to east Asians, there is no consensus with regard to which specific Old World populations they are closest to. Here we sequence the draft genome of an approximately 24,000-year-old individual (MA-1), from Mal'ta in south-central Siberia, to an average depth of 1×. To our knowledge this is the oldest anatomically modern human genome reported to date. The MA-1 mitochondrial genome belongs to haplogroup U, which has also been found at high frequency among Upper Palaeolithic and Mesolithic European hunter-gatherers, and the Y chromosome of MA-1 is basal to modern-day western Eurasians and near the root of most Native American lineages. Similarly, we find autosomal evidence that MA-1 is basal to modern-day western Eurasians and genetically closely related to modern-day Native Americans, with no close affinity to east Asians. This suggests that populations related to contemporary western Eurasians had a more north-easterly distribution 24,000 years ago than commonly thought. Furthermore, we estimate that 14 to 38% of Native American ancestry may originate through gene flow from this ancient population. This is likely to have occurred after the divergence of Native American ancestors from east Asian ancestors, but before the diversification of Native American populations in the New World. Gene flow from the MA-1 lineage into Native American ancestors could explain why several crania from the First Americans have been reported as bearing morphological characteristics that do not resemble those of east Asians. Sequencing of another south-central Siberian, Afontova Gora-2 dating to approximately 17,000 years ago, revealed similar autosomal genetic signatures as MA-1, suggesting that the region was continuously occupied by humans throughout the Last Glacial Maximum. Our findings reveal that western Eurasian genetic signatures in modern-day Native Americans derive not only from post-Columbian admixture, as commonly thought, but also from a mixed ancestry of the First Americans.
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            The genetic history of Ice Age Europe

            Modern humans arrived in Europe ~45,000 years ago, but little is known about their genetic composition before the start of farming ~8,500 years ago. We analyze genome-wide data from 51 Eurasians from ~45,000-7,000 years ago. Over this time, the proportion of Neanderthal DNA decreased from 3–6% to around 2%, consistent with natural selection against Neanderthal variants in modern humans. Whereas the earliest modern humans in Europe did not contribute substantially to present-day Europeans, all individuals between ~37,000 and ~14,000 years ago descended from a single founder population which forms part of the ancestry of present-day Europeans. A ~35,000 year old individual from northwest Europe represents an early branch of this founder population which was then displaced across a broad region, before reappearing in southwest Europe during the Ice Age ~19,000 years ago. During the major warming period after ~14,000 years ago, a new genetic component related to present-day Near Easterners appears in Europe. These results document how population turnover and migration have been recurring themes of European pre-history.
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              An early modern human from Romania with a recent Neanderthal ancestor

              Neanderthals are thought to have disappeared in Europe ~39,000–41,000 years ago but they have contributed one to three percent of the DNA of present-day people in Eurasia 1 . Here, we analyze DNA from a 37,000–42,000-year-old 2 modern human from Peştera cu Oase, Romania. Although the specimen contains small amounts of human DNA, we use an enrichment strategy to isolate sites that are informative about its relationship to Neanderthals and present-day humans. We find that on the order of six to nine percent of the genome of the Oase individual is derived from Neanderthals, more than any other modern human sequenced to date. Three chromosomal segments of Neanderthal ancestry are over 50 centimorgans in size, indicating that this individual had a Neanderthal ancestor as recently as four to six generations back. However, the Oase individual does not share more alleles with later Europeans than with East Asians, suggesting that the Oase population did not contribute substantially to later humans in Europe.
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                Author and article information

                Journal
                Proc Natl Acad Sci U S A
                Proc. Natl. Acad. Sci. U.S.A
                pnas
                pnas
                PNAS
                Proceedings of the National Academy of Sciences of the United States of America
                National Academy of Sciences
                0027-8424
                1091-6490
                11 September 2018
                27 August 2018
                27 August 2018
                : 115
                : 37
                : 9116-9121
                Affiliations
                [1] aInstitute of Geologie and Mineralogy, University of Cologne , 50674 Cologne, Germany;
                [2] bEmil Racoviţă Institute of Speleology , Romanian Academy, 010986 Bucharest, Romania;
                [3] cSchool of Geosciences, University of South Florida , Tampa, FL 33620;
                [4] dEmil Racoviţă Institute of Speleology, Romanian Academy , 400006 Cluj-Napoca, Romania;
                [5] eTerrestrial Environment Laboratory, Environmental Laboratories, Department of Nuclear Applications, International Atomic Energy Agency , 1400 Vienna, Austria;
                [6] fDepartment of Geography and Environmental Sciences, Northumbria University , Newcastle upon Tyne NE1 8ST, United Kingdom;
                [7] gDepartment of Human Evolution, Max Planck Institute for Evolutionary Anthropology , 04103 Leipzig, Germany
                Author notes
                1To whom correspondence should be addressed. Email: m.staubwasser@ 123456uni-koeln.de .

                Edited by Richard G. Klein, Stanford University, Stanford, CA, and approved July 30, 2018 (received for review May 19, 2018)

                Author contributions: M.S., V.D., and B.P.O. designed research; M.S. and V.D. performed research; V.D., B.P.O., S.A., and D.L.H. analyzed data; and M.S., V.D., B.P.O., V.E., and D.V. wrote the paper.

                Author information
                http://orcid.org/0000-0003-2332-6858
                Article
                201808647
                10.1073/pnas.1808647115
                6140518
                30150388
                54b914d9-02d8-4041-ac74-410d56d99286
                Copyright © 2018 the Author(s). Published by PNAS.

                This open access article is distributed under Creative Commons Attribution-NonCommercial-NoDerivatives License 4.0 (CC BY-NC-ND).

                History
                Page count
                Pages: 6
                Funding
                Funded by: Deutsche Forschungsgemeinschaft (DFG) 501100001659
                Award ID: SFB 806
                Award ID: TB B2
                Award Recipient : Michael Staubwasser
                Funded by: EC | Directorate-General for Employment, Social Affairs and Inclusion | European Social Fund (ESF) 501100004895
                Award ID: POSDRU 6/1.5/S/3
                Award Recipient : Virgil Drăgușin
                Categories
                Physical Sciences
                Earth, Atmospheric, and Planetary Sciences
                Social Sciences
                Anthropology

                central europe,speleothems,millennial-scale climate cycles,stable isotopes,middle—upper paleolithic transition

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