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      Prevalence of tuberculosis in Rwanda: Results of the first nationwide survey in 2012 yielded important lessons for TB control

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          Abstract

          Background

          Rwanda conducted a national tuberculosis (TB) prevalence survey to determine the magnitude of TB in the country and determine to what extent the national surveillance system captures all TB cases. In addition we measured the patient diagnostic rate, comparing the measured TB burden data with the routine surveillance data to gain insight into how well key population groups are being detected.

          Methods

          A national representative nationwide cross-sectional survey was conducted in 73 clusters in 2012 whereby all enrolled participants (residents aged 15 years and above) were systematically screened for TB by symptoms and chest X-ray (CXR). Those with either clinical symptoms (cough of any duration) and/or CXR abnormalities suggestive of TB disease were requested to provide two sputum samples (one spot and one morning) for smear examination and solid culture.

          Results

          Of the 45,058 eligible participants, 43,779 were enrolled in the survey. Participation rate was high at 95.7% with 99.8% of participants undergoing both screening procedures and 99.0% of those eligible for sputum examination submitting at least one sputum sample. Forty cases of prevalent mycobacterium tuberculosis (MTB) and 16 mycobacteria other than tuberculosis (MOTT) cases were detected during the survey. Chest x-ray as screening tool had 3 and 5 times greater predictive odds for smear positive and bacteriological confirmed TB than symptom screening alone respectively. A TB prevalence of 74.1 (95% CI 48.3–99.3) per 100,000 adult population for smear positive TB and 119.3 (95% CI 78.8–159.9) per 100,000 adult population for bacteriological confirmed MTB was estimated for Rwanda.

          Conclusions

          The survey findings indicated a lower TB prevalence than previously estimated by WHO providing key lessons for national TB control, calling for more sensitive screening and diagnostic tools and a focus on key populations. Use of chest x-ray as screening tool was introduced to improve the diagnostic yield of TB.

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          Most cited references9

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          High prevalence of pulmonary tuberculosis and inadequate case finding in rural western Kenya.

          Limited information exists on the prevalence of tuberculosis and adequacy of case finding in African populations with high rates of HIV. To estimate the prevalence of bacteriologically confirmed pulmonary tuberculosis (PTB) and the fraction attributable to HIV, and to evaluate case detection. Residents aged 15 years and older, from 40 randomly sampled clusters, provided two sputum samples for microscopy; those with chest radiograph abnormalities or symptoms suggestive of PTB provided one additional sputum sample for culture. PTB was defined by a culture positive for Mycobacterium tuberculosis or two positive smears. Persons with PTB were offered HIV testing and interviewed on care-seeking behavior. We estimated the population-attributable fraction of HIV on prevalent and notified PTB, the patient diagnostic rate, and case detection rate using provincial TB notification data. Among 20,566 participants, 123 had PTB. TB prevalence was 6.0/1,000 (95% confidence interval, 4.6-7.4) for all PTB and 2.5/1,000 (1.6-3.4) for smear-positive PTB. Of 101 prevalent TB cases tested, 52 (51%) were HIV infected, and 58 (64%) of 91 cases who were not on treatment and were interviewed had not sought care. Forty-eight percent of prevalent and 65% of notified PTB cases were attributable to HIV. For smear-positive and smear-negative PTB combined, the patient diagnostic rate was 1.4 cases detected per person-year among HIV-infected persons having PTB and 0.6 for those who were HIV uninfected, corresponding to case detection rates of 56 and 65%, respectively. Undiagnosed PTB is common in this community. TB case finding needs improvement, for instance through intensified case finding with mobile smear microscopy services, rigorous HIV testing, and improved diagnosis of smear-negative TB.
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            New Measurable Indicator for Tuberculosis Case Detection

            Reversing global tuberculosis (TB) incidence by 2015 is included in the Millennium Development Goals (1). Prevalence and death rates (indicator 23) and the proportion of cases detected and cured under a directly observed treatment strategy (DOTS) (indicator 24) are used to measure progress towards this goal. For indicator 24, the World Health Organization (WHO) has formulated the following goals: a case detection rate of 70% and a cure rate of 85% (2,3). If both targets are achieved, the effect on TB transmission will be considerable (3,4). WHO defines the cure rate as the proportion of new cases of smear-positive TB that were cured through treatment; this rate is routinely measured by treatment registers. The case detection rate is the proportion of incident smear-positive TB cases detected through a TB program. The case detection rate is measured as the notification rate of new cases of smear-positive TB divided by the estimated incidence rate. Incidence is estimated by using various sources of information (5,6). An important element in these estimates is the proposed relationship between the incidence of TB and the annual risk for TB infection. Styblo estimated that, in the absence of control, a 1% (i.e., 1,000/100,000) annual risk for infection would correspond with an incidence of new cases of smear-positive TB of approximately 50 per 100,000 (7,8). In other words, in the absence of control measures, 50 cases would generate 1,000 infections; i.e., the average patient with a new case of smear-positive TB would generate approximately 20 infections over time. The annual risk for infection is measured imprecisely through tuberculin surveys; problems include cross-reactions caused by Mycobacterium bovis bacillus Calmette-Guérin vaccination and environmental mycobacteria. The relationship between risk for infection and incidence varies, depending on the quality of the control measures and the role of HIV infection (9). Deriving incidence from prevalence and the average duration of disease (6) also gives uncertain results, in particular because the duration of disease cannot be measured with precision. Deriving incidence from the number of TB deaths and estimated TB case death rates (6) also gives uncertain results because ascertaining cause of death is incomplete in most countries with a high rate of TB, and TB case death rates vary, since they depend on the quality of treatment and are strongly influenced by HIV co-infection (6). Therefore, incidence estimates are particularly uncertain in sub-Saharan Africa, which has the highest per capita TB incidence and prevalence of HIV infection in the world (5,6). To measure the incidence of new cases of smear-positive TB directly, one would require at least two prevalence surveys, e.g., 1 year apart, as well as a surveillance mechanism to detect incident cases in patients dying or emigrating out between the first and second survey. Moreover, correct identification of persons with TB is needed to link results of the second survey to the first. If the time between surveys is reduced, this reduces the bias of patients dying or moving out, but the number of incident cases will be smaller, reducing precision. Direct measurement is thus costly and complicated, and no country is currently applying this method. As a result, the incidence of new cases of smear-positive TB is uncertain, and TB programs do not know whether they are reaching the case detection rate goal. This problem affects low-income countries with high rates of TB in particular, since these countries tend to have inadequate case detection and reporting systems. These measurement problems are important because the effect of TB programs depends on their success in detecting cases. This article proposes an alternative indicator to measure TB case detection. This indicator does not directly measure the proportion of cases detected but the speed at which they are detected. New Indicator: Patient Diagnostic Rate Since the case detection rate is estimated indirectly and is uncertain, another indicator that can be measured more directly would be desirable. This indicator is the rate at which prevalent case-patients are recruited by TB programs, referred to here as the patient diagnostic rate. In practice, this indicator can be measured as follows: the number of newly reported cases (i.e., never treated) of smear-positive TB per 100,000 population per year (notification rate) divided by the prevalence of new cases of smear-positive TB per 100,000 population. The numerator is obtained from surveillance data and the denominator from a prevalence survey. The denominator represents the population at risk for case detection, the numerator those actually detected. At present, the proposal is to restrict patient diagnostic rate to smear-positive cases because smear microscopy is currently the most widely applied tool to confirm TB in countries with high rates of disease. The proposal is restricted to new cases, since this best captures the effects of case detection. The prevalence of previously treated TB depends strongly on the cure rate. Patient diagnostic rates in countries conducting and reporting a prevalence survey during the past decade are presented in the Table. A more refined estimate of patient diagnostic rate may be obtained by stratification for important variables that are recorded routinely, such as age, sex, urban versus rural areas, and DOTS versus non-DOTS areas. DOTS areas are defined as those that have adopted the WHO TB control strategy. Such stratification may help identify TB priorities for strengthening case finding and assess the effect of DOTS. In countries with a high prevalence of HIV infection, separate estimates for persons with and without HIV infection indicate differences in the patient diagnostic rate and death rates between TB patients with and without HIV co-infection (6). Patient Diagnostic Rate, Case Detection Rate, and Program Effect The quantitative relationship between the case detection rate, patient diagnostic rate, and expected program effect depends on the way we conceive case detection. Two approaches have been used in the past, perhaps best explained with the models of Styblo (model 1) (2,3) and Dye et al. (model 2) (4). Model 1 assumes that cases are either detected after an average of 4 months or not at all (2,3). Patients whose cases are not detected either die or self-cure after an average of 2 years. Self-cure refers to patients reverting to latent infection without being treated. In model 2 (4), cases are detected at a certain rate (patient diagnostic rate), and the patients die or self-cure at a certain rate. The proportion of cases detected in model 2 thus depends on the relative size of these two rates: the larger the patient diagnostic rate, the larger the case detection rate and the shorter the average delay. As a result of these different assumptions, the same case detection rate of 70% is associated with a larger patient diagnostic rate and a larger impact on TB prevalence in model 2 than in model 1 (Appendix). In the absence of HIV infection, a case detection rate of at least 70% corresponds with a patient diagnostic rate of at least 0.84 per person-year in model 1 and a patient diagnostic rate of at least 1.17 per person-year in model 2. How do these model targets compare with values of patient diagnostic rates we observe in the real world? A rough, indirect estimate of patient diagnostic rate in the Netherlands is 2.5 per person-year (Appendix). Of more relevance may be the direct estimates in countries with high rates of TB (Table): the patient diagnostic rate was 0.24 in China, 0.43 in Korea, and 0.51 in the Philippines. These three countries did not meet the goal for case detection by models 1 or 2. Table The patient diagnostic rate in China, Philippines, and Koreaa,b Notification rate smear-+ TB per 100,000 Prevalence rate smear-+ TB per 100,000 PDR Ref China, 2000 17 72 0.24 10,11 Philippines, 1997 118 229 0.51 12,13 Korea, 1995 26 60 0.43 14,15 aTB, tuberculosis; +, positive; PDR, patient diagnostic rate; ref, reference number.
bIn the Philippines, total prevalence was 310/100,000. Of 50 cases with drug susceptibility results and known treatment history, 37 (74%) had not been previously treated. The assumption was that 74% of prevalent smear-positive patients had not been previously treated. In Korea, total prevalence was 93/100,000. The prevalence of new smear-positive TB was obtained from the unpublished survey report. For the patient diagnostic rate to be a useful indicator, the best reporting rate should be obtained. For instance, if general hospitals in China, or the private sector in the Philippines and Korea, fail to notify the patients they treat, the patient diagnostic rate will be underestimated (the same limitation applies to the case detection rate). Therefore, the use of patient diagnostic rate is not an alternative to a good reporting system but supports the development of such a system. If the notification system detects most cases (e.g., with a patient diagnostic rate exceeding the goal of model 2 of 1.17), then reporting data may be used exclusively to monitor trends, as is done in countries with low rates of disease. Limitation of the Patient Diagnostic Rate A limitation of the patient diagnostic rate is that measuring TB prevalence is complicated and costly with the current standard methods, which require the use of mobile chest radiograph equipment as a screening tool. However, this limitation can be overcome. High standard prevalence surveys have been shown to be feasible (Table). Moreover, their cost represents a small proportion of the cost of control programs. TB control programs in the 22 countries with high rates of the disease annually cost an estimated U.S. $940 million, approximately half of which is within the TB program budget, while the other half represents health infrastructure costs (16). Twenty-two national surveys, performed with current standard methods once every 5–10 years, would cost approximately U.S. $25–$50 million in total, i.e., 0.84 would correspond to the original WHO goal proposed by Styblo of detecting >70% of incident cases. A patient diagnostic rate of >1.17 would meet the goal of 70% case detection as used by Dye et al. to project the effect of the DOTS strategy (4). On the basis of further evidence about patient diagnostic rates and associated TB program impact, a revised goal may be formulated in the future. While monitoring performance is extremely useful in the short-term, monitoring effects, or at least the trend of TB prevalence, is most important in the medium- and long-term. Programs aimed at reducing TB prevelance can assess whether the decrease is occurring through reporting rates, if case detection is good, or by carrying out prevalence surveys every 5–10 years, if the completeness of case detection varies or is uncertain. Prevalence surveys would provide direct information on indicator 23 for measuring progress towards meeting the Millennium Development Goals (1). Monitoring effect through prevalence surveys allows the patient diagnostic rate to be measured and the risk factors for nondetection to be identified by the health service. Developing new diagnostic methods, obviating the need for chest radiographs, would be extremely helpful for such surveys. Monitoring TB is recommended through prevalence surveys in countries with high rates of disease until reporting rates have been shown to provide sufficient information on TB trends in that particular setting. Appendix Model 1 Model 1, developed by Styblo (17,18), is presented in Figure A1. The case detection rate in model 1 is not a rate but a ratio: it does not reflect the speed at which cases are detected, but the proportion of incident cases detected. Model 1 assumed that, in the absence of treatment, the duration of the infectious period is 2 years. Each new self-reporting case was assumed to be detected after an average of 4 months. The case detection rate (the proportion of new cases detected) would thus directly determine the prevalence of new smear-positive tuberculosis (TB). Since the interest of this article is to assess case detection, the left part of Figure A1 is concentrated on, which is relevant for the prevalence of new cases of smear-positive TB only (Figure A2 A). When Figure A2 A and the assumptions above are used, the following expressions can be derived: Where Pnew = prevalence ratio of new (i.e., never treated) cases of smear-positive TB Inew = incidence rate (pyr–1 ) of new smear-positive TB CDR= case detection rate = proportion of cases detected By definition: Where Nnew = notification rate (pyr–1 ) of new cases of smear-positive TB and thus Model 2 Model 2 was used by Dye et al. and assumes that incident cases are at risk for case detection and for death or self-cure (Figure A2 B) (modified from [19]). A similar approach is used by others (20). If the rates in model 2 were constant (i.e., independent of time since onset of disease), the combined rate of death and self-cure would be 0.5 pyr–1 if the average duration of disease were 2 years in the absence of case detection. Indeed, Dye et al. assumed a rate of death of 0.3 pyr–1 and a rate of self-cure of 0.2 pyr–1 (19). The patient diagnostic rate (PDR) is defined as the rate at which patients are diagnosed. The proportion of incident cases detected (the case detection rate [CDR]) therefore equals: Which is equivalent to: Since PDR may be estimated as Nnew/Pnew this can also be presented as: And since Nnew = CDR ∙ Inew: To assess to what extent a constant rate of detection (assumed by model 2) is supported by data on delay before diagnosis, we used data from the Netherlands Tuberculosis Register. From 1996 to 2002, a total of 468 new cases of smear-positive TB were diagnosed among the Dutch; these cases were found through passive case finding and had a recorded delay in treatment. Person-weeks at risk for detection were estimated by week since onset and used as the denominator for the rate of detection. Patient diagnostic rate was first estimated ignoring death rates and self-cure, and then by assuming an average rate of death and self cure of 0.5 pyr–1 . Results The relationship between case detection rate and patient diagnostic rate according to models 1 and 2 is presented in Figure A3. In both models, a one-to-one, nonlinear relationship exists between case detection rate and patient diagnostic rate: patient diagnostic rate increases with increasing case detection rates. This increase is steepest in model 2. However, the same case detection rate in models 1 and 2 represent different effects on TB prevalence. For instance, a case detection rate of 70% according to model 1 (which is the basis of the current WHO goal) corresponds with a reduction of the prevalence of new cases of smear-positive TB of 58%. According to model 2, to achieve a 58% reduction of this prevalence, a case detection rate of 58% is required (Figure A4). If the goal is to reduce the prevalence of new cases of smear-positive TB by 58%, patient diagnostic rate would need to be 0.84, according to model 1, and 0.69 according to model 2. However, if the case detection rate goal is maintained at 70% while using model 2 (as was done by Dye et al. [3]), the corresponding patient diagnostic rate would be 1.17. Achieving this goal would be associated with a higher effect on TB prevalence than achieving the goal of 0.84 suggested by model 1. In model 2, the patient diagnostic rate and the combined rate of death and self-cure were assumed to be constant, i.e., independent of time since diagnosis. The rate of detection based on reported patient's and doctor's delay in the Netherlands is presented in Figure A5. The rates of detection, first by ignoring and then by taking into account death and self-cure, were approximately 3.0 and 2.5 per person-year, respectively. The last figure corresponds with a case detection rate of 84%, according to expression (4). Patient diagnostic rate was lower during the first 4 weeks of disease. During the first 4 weeks, the rate increased approximately linearly from 0 to 2.5 per person-year.
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              Cross-sectional studies of tuberculosis prevalence in Cambodia between 2002 and 2011

              Objective To measure trends in the pulmonary tuberculosis burden between 2002 and 2011 and to assess the impact of the DOTS (directly observed treatment, short-course) strategy in Cambodia. Methods Cambodia’s first population-based nationwide tuberculosis survey, based on multistage cluster sampling, was conducted in 2002. The second tuberculosis survey, encompassing 62 clusters, followed in 2011. Participants aged 15 years or older were screened for active pulmonary tuberculosis with chest radiography and/or for tuberculosis symptoms. For diagnostic confirmation, sputum smear and culture were conducted on those whose screening results were positive. Findings Of the 40 423 eligible subjects, 37 417 (92.6%) participated in the survey; 103 smear-positive cases and 211 smear-negative, culture-positive cases were identified. The weighted prevalences of smear-positive tuberculosis and bacteriologically-positive tuberculosis were 271 (95% confidence interval, CI: 212–348) and 831 (95% CI: 707–977) per 100 000 population, respectively. Tuberculosis prevalence was higher in men than women and increased with age. A 38% decline in smear-positive tuberculosis (P = 0.0085) was observed with respect to the 2002 survey, after participants were matched by demographic and geographical characteristics. The prevalence of symptomatic, smear-positive tuberculosis decreased by 56% (P = 0.001), whereas the prevalence of asymptomatic, smear-positive tuberculosis decreased by only 7% (P = 0.7249). Conclusion The tuberculosis burden in Cambodia has declined significantly, most probably because of the decentralization of DOTS to health centres. To further reduce the tuberculosis burden in Cambodia, tuberculosis control should be strengthened and should focus on identifying cases without symptoms and in the middle-aged and elderly population.
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                Author and article information

                Contributors
                Role: Funding acquisitionRole: InvestigationRole: Project administrationRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: MethodologyRole: SupervisionRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: MethodologyRole: VisualizationRole: Writing – original draft
                Role: InvestigationRole: Writing – review & editing
                Role: Formal analysisRole: Writing – review & editing
                Role: Formal analysisRole: InvestigationRole: SupervisionRole: Writing – review & editing
                Role: ConceptualizationRole: Formal analysisRole: InvestigationRole: MethodologyRole: SupervisionRole: Writing – review & editing
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                23 April 2020
                2020
                : 15
                : 4
                : e0231372
                Affiliations
                [1 ] Rwanda Ministry of Health / Rwanda Biomedical Centre, Kigali, Rwanda
                [2 ] Family Health International, Kigali, Rwanda
                [3 ] School of Public Health, College of Medicine and Health Sciences, University of Rwanda, Kigali, Rwanda
                [4 ] KNCV Tuberculosis Foundation, The Hague, the Netherlands
                [5 ] Department of Global Health and Amsterdam Institute for Global Health and Development, Amsterdam University Medical Centers, Amsterdam, The Netherlands
                Public Health England, UNITED KINGDOM
                Author notes

                Competing Interests: We declare no competing interests.

                Author information
                http://orcid.org/0000-0003-4344-2872
                http://orcid.org/0000-0002-3858-6567
                http://orcid.org/0000-0001-7179-3595
                Article
                PONE-D-19-01917
                10.1371/journal.pone.0231372
                7179849
                32324750
                553e7bb9-fb4b-44df-b29c-bcac32bd9872

                This is an open access article, free of all copyright, and may be freely reproduced, distributed, transmitted, modified, built upon, or otherwise used by anyone for any lawful purpose. The work is made available under the Creative Commons CC0 public domain dedication.

                History
                : 21 January 2019
                : 23 March 2020
                Page count
                Figures: 2, Tables: 4, Pages: 12
                Funding
                The bulk of the survey funding was provided by the Global Fund against TB, HIV/AIDS and Malaria, under the Grant (RWA-T-MoH) Rwanda National Tuberculosis Control Strategic Plan 2009-2012 and from the US President’s Emergency Plan for AIDS Relief (PEPFAR) through the US Center for disease control and prevention (CDC). Funders did not play any role in study design, data collection and analysis, decision to publish and in preparation of the manuscript.
                Categories
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                Infectious Diseases
                Bacterial Diseases
                Tuberculosis
                Medicine and Health Sciences
                Tropical Diseases
                Tuberculosis
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                Bacteria
                Actinobacteria
                Mycobacterium Tuberculosis
                People and Places
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                Africa
                Rwanda
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                Custom metadata
                Data relevant to findings presented in this manuscript are available on request to clarisse.musanabaganwa@ 123456rbc.gov.rw The 2012 Policy of health sector research in Rwanda stipulate that researchers desiring to access and use health research databases to consent to the country Ministry of Health, and comply with the “law of access to information” issued by the Rwanda Parliament, to access to research databases. Rwanda Ministry of Health policy required authorization before accessing any data. If needed, the requester should request precise data for TB prevalence survey.

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