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      Revised criteria for diagnosis and staging of Alzheimer's disease: Alzheimer's Association Workgroup

      research-article
      1 , , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9 , 10 , 11 , 12 , 13 , 14 , 15 , 16 , 17 , 18 , 19 , 20 , 18
      Alzheimer's & Dementia
      John Wiley and Sons Inc.
      Alzheimer's disease diagnosis, Alzheimer's disease imaging, Alzheimer's disease staging, amyloid positron emission tomography, biofluid biomarkers Alzheimer's disease, biomarkers Alzheimer's disease, preclinical Alzheimer's disease, tau positron emission tomography

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          Abstract

          The National Institute on Aging and the Alzheimer's Association convened three separate work groups in 2011 and single work groups in 2012 and 2018 to create recommendations for the diagnosis and characterization of Alzheimer's disease (AD). The present document updates the 2018 research framework in response to several recent developments. Defining diseases biologically, rather than based on syndromic presentation, has long been standard in many areas of medicine (e.g., oncology), and is becoming a unifying concept common to all neurodegenerative diseases, not just AD. The present document is consistent with this principle. Our intent is to present objective criteria for diagnosis and staging AD, incorporating recent advances in biomarkers, to serve as a bridge between research and clinical care. These criteria are not intended to provide step‐by‐step clinical practice guidelines for clinical workflow or specific treatment protocols, but rather serve as general principles to inform diagnosis and staging of AD that reflect current science.

          Highlights

          • We define Alzheimer's disease (AD) to be a biological process that begins with the appearance of AD neuropathologic change (ADNPC) while people are asymptomatic. Progression of the neuropathologic burden leads to the later appearance and progression of clinical symptoms.

          • Early‐changing Core 1 biomarkers (amyloid positron emission tomography [PET], approved cerebrospinal fluid biomarkers, and accurate plasma biomarkers [especially phosphorylated tau 217]) map onto either the amyloid beta or AD tauopathy pathway; however, these reflect the presence of ADNPC more generally (i.e., both neuritic plaques and tangles).

          • An abnormal Core 1 biomarker result is sufficient to establish a diagnosis of AD and to inform clinical decision making throughout the disease continuum.

          • Later‐changing Core 2 biomarkers (biofluid and tau PET) can provide prognostic information, and when abnormal, will increase confidence that AD is contributing to symptoms.

          • An integrated biological and clinical staging scheme is described that accommodates the fact that common copathologies, cognitive reserve, and resistance may modify relationships between clinical and biological AD stages.

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          Most cited references255

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          The diagnosis of dementia due to Alzheimer's disease: Recommendations from the National Institute on Aging-Alzheimer's Association workgroups on diagnostic guidelines for Alzheimer's disease

          The National Institute on Aging and the Alzheimer's Association charged a workgroup with the task of revising the 1984 criteria for Alzheimer's disease (AD) dementia. The workgroup sought to ensure that the revised criteria would be flexible enough to be used by both general healthcare providers without access to neuropsychological testing, advanced imaging, and cerebrospinal fluid measures, and specialized investigators involved in research or in clinical trial studies who would have these tools available. We present criteria for all-cause dementia and for AD dementia. We retained the general framework of probable AD dementia from the 1984 criteria. On the basis of the past 27 years of experience, we made several changes in the clinical criteria for the diagnosis. We also retained the term possible AD dementia, but redefined it in a manner more focused than before. Biomarker evidence was also integrated into the diagnostic formulations for probable and possible AD dementia for use in research settings. The core clinical criteria for AD dementia will continue to be the cornerstone of the diagnosis in clinical practice, but biomarker evidence is expected to enhance the pathophysiological specificity of the diagnosis of AD dementia. Much work lies ahead for validating the biomarker diagnosis of AD dementia. Copyright © 2011. Published by Elsevier Inc.
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            NIA-AA Research Framework: Toward a biological definition of Alzheimer’s disease

            In 2011, the National Institute on Aging and Alzheimer’s Association created separate diagnostic recommendations for the preclinical, mild cognitive impairment, and dementia stages of Alzheimer’s disease. Scientific progress in the interim led to an initiative by the National Institute on Aging and Alzheimer’s Association to update and unify the 2011 guidelines. This unifying update is labeled a “research framework” because its intended use is for observational and interventional research, not routine clinical care. In the National Institute on Aging and Alzheimer’s Association Research Framework, Alzheimer’s disease (AD) is defined by its underlying pathologic processes that can be documented by postmortem examination or in vivo by biomarkers. The diagnosis is not based on the clinical consequences of the disease (i.e., symptoms/signs) in this research framework, which shifts the definition of AD in living people from a syndromal to a biological construct. The research framework focuses on the diagnosis of AD with biomarkers in living persons. Biomarkers are grouped into those of β amyloid deposition, pathologic tau, and neurodegeneration [AT(N)]. This ATN classification system groups different biomarkers (imaging and biofluids) by the pathologic process each measures. The AT(N) system is flexible in that new biomarkers can be added to the three existing AT(N) groups, and new biomarker groups beyond AT(N) can be added when they become available. We focus on AD as a continuum, and cognitive staging may be accomplished using continuous measures. However, we also outline two different categorical cognitive schemes for staging the severity of cognitive impairment: a scheme using three traditional syndromal categories and a six-stage numeric scheme. It is important to stress that this framework seeks to create a common language with which investigators can generate and test hypotheses about the interactions among different pathologic processes (denoted by biomarkers) and cognitive symptoms. We appreciate the concern that this biomarker-based research framework has the potential to be misused. Therefore, we emphasize, first, it is premature and inappropriate to use this research framework in general medical practice. Second, this research framework should not be used to restrict alternative approaches to hypothesis testing that do not use biomarkers. There will be situations where biomarkers are not available or requiring them would be counterproductive to the specific research goals (discussed in more detail later in the document). Thus, biomarker-based research should not be considered a template for all research into age-related cognitive impairment and dementia; rather, it should be applied when it is fit for the purpose of the specific research goals of a study. Importantly, this framework should be examined in diverse populations. Although it is possible that β-amyloid plaques and neurofibrillary tau deposits are not causal in AD pathogenesis, it is these abnormal protein deposits that define AD as a unique neurodegenerative disease among different disorders that can lead to dementia. We envision that defining AD as a biological construct will enable a more accurate characterization and understanding of the sequence of events that lead to cognitive impairment that is associated with AD, as well as the multifactorial etiology of dementia. This approach also will enable a more precise approach to interventional trials where specific pathways can be targeted in the disease process and in the appropriate people.
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              The diagnosis of mild cognitive impairment due to Alzheimer's disease: Recommendations from the National Institute on Aging-Alzheimer's Association workgroups on diagnostic guidelines for Alzheimer's disease

              The National Institute on Aging and the Alzheimer's Association charged a workgroup with the task of developing criteria for the symptomatic predementia phase of Alzheimer's disease (AD), referred to in this article as mild cognitive impairment due to AD. The workgroup developed the following two sets of criteria: (1) core clinical criteria that could be used by healthcare providers without access to advanced imaging techniques or cerebrospinal fluid analysis, and (2) research criteria that could be used in clinical research settings, including clinical trials. The second set of criteria incorporate the use of biomarkers based on imaging and cerebrospinal fluid measures. The final set of criteria for mild cognitive impairment due to AD has four levels of certainty, depending on the presence and nature of the biomarker findings. Considerable work is needed to validate the criteria that use biomarkers and to standardize biomarker analysis for use in community settings. Copyright © 2011 The Alzheimer's Association. All rights reserved.

                Author and article information

                Contributors
                jack.clifford@mayo.edu
                Journal
                Alzheimers Dement
                Alzheimers Dement
                10.1002/(ISSN)1552-5279
                ALZ
                Alzheimer's & Dementia
                John Wiley and Sons Inc. (Hoboken )
                1552-5260
                1552-5279
                27 June 2024
                August 2024
                : 20
                : 8 ( doiID: 10.1002/alz.v20.8 )
                : 5143-5169
                Affiliations
                [ 1 ] Department of Radiology Mayo Clinic Rochester Minnesota USA
                [ 2 ] Global Evidence & Outcomes Takeda Pharmaceuticals Company Limited Cambridge Massachusetts USA
                [ 3 ] Civin Laboratory for Neuropathology Banner Sun Health Research Institute Sun City Arizona USA
                [ 4 ] Office of Neuroscience U.S. Food and Drug Administration Silver Spring Maryland USA
                [ 5 ] The Michael J. Fox Foundation for Parkinson's Research New York New York USA
                [ 6 ] Novartis Neuroscience Global Drug Development Basel Switzerland
                [ 7 ] Department of Clinical Sciences Malmö, Faculty of Medicine Lund University Lund Sweden
                [ 8 ] Memory Clinic Skåne University Hospital, Malmö Lund Sweden
                [ 9 ] Development Denali Therapeutics South San Francisco California USA
                [ 10 ] School of Public Health and Helen Wills Neuroscience Institute University of California Berkeley Berkeley California USA
                [ 11 ] Department of Neurology Washington University St. Louis School of Medicine St. Louis Missouri USA
                [ 12 ] Department of Global Clinical Development H. Lundbeck A/S Experimental Medicine Copenhagen Denmark
                [ 13 ] Department of Medicine, Division of Geriatrics and Gerontology University of Wisconsin School of Medicine Madison Wisconsin USA
                [ 14 ] University of Miami Miller School of Medicine Miami Florida USA
                [ 15 ] Alzheimer's Therapeutic Research Institute (ATRI) Keck School of Medicine at the University of Southern California San Diego California USA
                [ 16 ] Amsterdam University Medical Center (Emeritus) Neurology Amsterdam the Netherlands
                [ 17 ] Clinical Research Acumen Pharmaceuticals Zionsville Indiana USA
                [ 18 ] Medical & Scientific Relations Division Alzheimer's Association Chicago Illinois USA
                [ 19 ] Department of Neurology, Brigham and Women's Hospital Massachusetts General Hospital, Harvard Medical School Boston Massachusetts USA
                [ 20 ] Department of Laboratory Medicine Amsterdam UMC, Neurochemistry Laboratory Amsterdam the Netherlands
                Author notes
                [*] [* ] Correspondence

                Clifford R. Jack Jr., 200 1st ST SW, Department Radiology, Mayo Clinic, Rochester, MN, USA.

                Email: jack.clifford@ 123456mayo.edu

                Article
                ALZ13859
                10.1002/alz.13859
                11350039
                38934362
                5559bd66-5981-48df-9bde-9becc4222341
                © 2024 The Authors. Alzheimer's & Dementia published by Wiley Periodicals LLC on behalf of Alzheimer's Association.

                This is an open access article under the terms of the http://creativecommons.org/licenses/by-nc-nd/4.0/ License, which permits use and distribution in any medium, provided the original work is properly cited, the use is non‐commercial and no modifications or adaptations are made.

                History
                : 21 March 2024
                : 07 February 2024
                : 04 April 2024
                Page count
                Figures: 2, Tables: 7, Pages: 27, Words: 21341
                Funding
                Funded by: National Institutes of Health , doi 10.13039/100000002;
                Funded by: Alexander family professorship
                Funded by: GHR Foundation , doi 10.13039/100015595;
                Funded by: Alzheimer's Association , doi 10.13039/100000957;
                Funded by: Veterans Administration
                Funded by: State of Arizona
                Funded by: Life Molecular Imaging
                Funded by: Michael J. Fox Foundation for Parkinson's Research , doi 10.13039/100000864;
                Funded by: Avid Radiopharmaceuticals/Eli Lilly
                Funded by: Gates Foundation
                Funded by: AVID Radiopharmaceuticals
                Funded by: Biogen , doi 10.13039/100005614;
                Funded by: C2N Diagnostics
                Funded by: Eisai , doi 10.13039/501100003769;
                Funded by: Fujirebio , doi 10.13039/501100005062;
                Funded by: GE Healthcare , doi 10.13039/100006775;
                Funded by: Roche , doi 10.13039/100004337;
                Funded by: National Institute on Aging , doi 10.13039/100000049;
                Funded by: Roche/Genentech
                Funded by: BrightFocus Foundation , doi 10.13039/100006312;
                Funded by: Eli Lilly
                Funded by: Hoffmann‐La Roche
                Award ID: R01AG062167
                Award ID: R01AG077507
                Award ID: U19AG024904
                Award ID: U19AG078109
                Award ID: U19AG073153
                Award ID: R01AG066203
                Award ID: R01AG070028
                Award ID: R01AG027161
                Award ID: RF1AG052324
                Funded by: Novo Nordisk , doi 10.13039/501100004191;
                Funded by: Toyama
                Funded by: UCB , doi 10.13039/100011110;
                Funded by: AC Immune
                Funded by: Alzheon
                Funded by: Research of the European Commission
                Award ID: 860197
                Funded by: Innovative Medicines Initiatives 3TR
                Award ID: 831434
                Award ID: 101034344
                Funded by: National MS Society , doi 10.13039/100000890;
                Funded by: Alzheimer Drug Discovery Foundation
                Funded by: Health Holland
                Funded by: Dutch Research Council
                Funded by: TAP‐dementia
                Award ID: 10510032120003
                Funded by: The Selfridges Group Foundation
                Funded by: Alzheimer Netherlands , doi 10.13039/501100010969;
                Categories
                Research Article
                Research Article
                Custom metadata
                2.0
                August 2024
                Converter:WILEY_ML3GV2_TO_JATSPMC version:6.4.7 mode:remove_FC converted:28.08.2024

                alzheimer's disease diagnosis,alzheimer's disease imaging,alzheimer's disease staging,amyloid positron emission tomography,biofluid biomarkers alzheimer's disease,biomarkers alzheimer's disease,preclinical alzheimer's disease,tau positron emission tomography

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