Executive summary
The Millennium Development Goals (MDGs) represent an unprecedented global consensus
about measures to reduce poverty. The eight goals address targets to increase incomes;
reduce hunger; achieve universal primary education; eliminate gender inequality; reduce
maternal and child mortality; reverse the spread of HIV/AIDS, tuberculosis, and malaria;
reverse the loss of natural resources and biodiversity; improve access to water, sanitation,
and good housing; and establish effective global partnerships. Progress in some goals
has been impressive; however, global targets will not be met in some regions, particularly
sub-Saharan Africa and south Asia. As we approach the 2015 target date, there is considerable
interest in assessment of the present goals and in consideration of the future of
development goals after 2015.
This Commission has brought together sectoral experts on different MDGs from the London
International Development Centre to identify cross-cutting challenges that have emerged
from MDG implementation so far. This interdisciplinary approach differs from previous
MDG studies that have either examined individual goals or made broad sociopolitical
assessments of the MDGs as a development mechanism. We used our analysis of cross-cutting
challenges as the basis to identify a set of principles for future goal development,
after 2015. We emphasise that this report is not an assessment of the MDGs; we focus
deliberately on challenges with the implementation of the MDGs so as to inform future
goal setting.
The MDGs are an assembly of sector-specific and often quite narrowly focused targets
that have their various origins in development ideas and campaigns of the 1980s and
1990s. They were not derived from an inclusive analysis and prioritisation of development
needs, and this is reflected in the absence from them of a range of key development
issues. The variable progress recorded with goals and targets partly indicates a tendency
over time to focus on a subset of targets that have proven easier to implement and
monitor, or which have stronger ownership by international or national institutions,
or both. Complexity and lack of ownership have been particular problems for new targets
added later in the MDG process. We provide short analyses of each MDG for those seeking
more depth and to set out the evidence for a cross-MDG analysis (webappendix).
Clearly the MDGs have had notable success in encouraging global political consensus,
providing a focus for advocacy, improving the targeting and flow of aid, and improving
the monitoring of development projects. However, MDGs have also encountered a range
of common challenges. Challenges with the conceptualisation and execution of the MDGs
arise at the three discrete levels on which they are constructed: goals, targets,
and indicators. The very specific nature of many goals, reflecting their diverse,
independent origins, leaves considerable gaps in coverage and fails to realise synergies
that could arise across their implementation; we draw attention to particular synergies
between education, health, poverty, and gender. In some cases, targets present a measure
of goal achievement that is too narrow, or might not identify a clear means of delivery.
Other challenges encountered by several MDGs include a lack of clear ownership and
leadership internationally and nationally, and a problem with equity in particular.
Issues of equity arise because many goals target attainment of a specific minimum
standard—eg, of income, education, or maternal or child survival. To bring people
above this threshold might mean a focus on those for whom least effort is required,
neglecting groups that, for geographical, ethnic, or other reasons, are more difficult
to reach, thereby increasing inequity.
From our cross-sectoral analysis, we conclude that future goals should be built on
a shared vision of development, and not on the bundling together of a set of independent
development targets. By means of example, we conceptualise development as a dynamic
process involving sustainable and equitable access to improved wellbeing, which is
achieved by expansion of access to services that deliver the different elements of
wellbeing. These elements can be defined in many ways, and would include those addressed
in the MDGs. Instead of proposing a set of elements, and hence a new set of MDGs,
we suggest a set of five principles by which development should be achieved. A holistic
approach is needed to avoid gaps in the development agenda and ensure synergy between
its interlinked components, each of which should address elements of human, social,
and environmental development. Elements of wellbeing should be delivered to ensure
equity of opportunity and outcome, recognising its complex and local nature, and addressing
all communities while taking a deliberately pro-poor approach. This equity is a key
feature of sustainability, as is a clear commitment to focusing productivity growth
where it is needed. A broad development agenda arising from this process should be
agreed internationally, but developed locally, to ensure ownership of goals and their
monitoring across society nationally, regionally, and globally. This agenda should
be based on a strong global obligation supported by effective international institutional
frameworks.
Finally, we show how such principles can be applied to the development of future goals
by selecting one element of wellbeing, health, and exploring the implications of each
principle for its future improvement.
Part 1: a review of the MDGs—origin, implementation, and progress
Introduction
The eight Millennium Development Goals (MDGs) emerged from the United Nations (UN)
Millennium Declaration in 2000, and are arguably the most politically important pact
ever made for international development.
1
They identify specific development priorities across a very broad range, including
poverty, education, gender, health, environment, and international partnerships. These
goals have substantially shaped development dialogue and investment; some development
agencies judge all their activities on the contribution to achievement of the MDGs.
2
Overall, progress towards the MDGs has been described as “patchy”
3
and “uneven”.
4
The broad conclusion is that few goals are entirely on track globally, and those that
are show substantial variation, with least progress in Africa and often south Asia.
Whereas MDG 1 (eradication of extreme poverty and hunger) is on course to be achieved
and “remarkable improvements” have been made regarding aspects of MDG 6 (combating
of HIV/AIDS, malaria, and other diseases), insufficient progress has been made towards
achievement of MDG 2 (provision of universal primary education), MDG 4 (reduction
of child mortality), and MDG 5 (reduction of maternal mortality).4, 5 Steps towards
MDG 3 (promotion of gender equality and empowerment of women) have been labelled “sluggish”;
“alarmingly high” rates of deforestation are hampering MDG 7 (ensuring of environmental
sustainability); and Africa is “short-changed” by the aid flows included under MDG
8 (development of a global partnership for development).
4
Moreover, the global economic crisis has accentuated the urgency of the discussion,
and progress is being jeopardised because of new financial constraints.
6
As we approach the two-thirds mark for the achievement of these goals in 2015, attention
is focused on acceleration of progress, and on whether these goals are the right model
for international development after 2015. So far, analysis of the MDGs as models for
international development has taken two forms. The first involves sector-specific
assessment of progress towards individual MDGs, largely by sectoral experts.7, 8,
9, 10, 11 The second involves broader analysis of the MDGs as instruments of development,
largely by international development specialists.3, 12, 13 We believe that an understanding
of the MDGs and future improvements in goal setting benefits from consideration of
all goals together, because they are so interconnected and because their individual
implementation has identified many common issues. The purpose of this report is to
identify challenges that have emerged in delivery of the MDGs that are common to different
goals and to suggest how future goal setting can be improved to avoid these difficulties.
We do not undertake to present a verdict on the MDGs, or a balanced assessment weighing
advantages and disadvantages. We focus deliberately on problems with the MDGs to identify
better future approaches. We will not propose specific changes in MDGs after 2015,
but will suggest a set of principles that might guide future goal development. This
Commission is intended for a broad readership interested in all MDGs and for a more
health-focused readership, who we hope will gain an improved understanding of the
important relations between health and other MDG targets.
We begin part 1 of our report with a brief introduction to the MDGs, which is accompanied
by a webappendix presenting analyses of the development and implementation of each
MDG. In part 2, we present a cross-cutting comparison and analysis of MDGs 1–7. We
restrict our analysis to these seven MDGs because they share a focus, across very
different sectors, on action in and by developing countries, whereas MDG 8 is focused
more on actions by wealthy countries. We derive from this analysis the common challenges
facing the MDGs. In part 3, we use these challenges to develop and illustrate five
principles for future development goal setting, with health as a theme.
Methods
This Commission was undertaken at the request of The Lancet by the London International
Development Centre (LIDC)—a consortium of six University of London colleges (Birkbeck,
Institute of Education, London School of Hygiene and Tropical Medicine, School of
Oriental and African Studies, Royal Veterinary College, and the School of Pharmacy).
LIDC is dedicated to novel, intersectoral, and interdisciplinary approaches to international
development. The Commission was co-designed with The Lancet, coordinated by LIDC,
and prepared by experts in three LIDC member institutions: the London School of Hygiene
and Tropical Medicine, Institute of Education, and School of Oriental and African
Studies, and their research partners in South Africa, Zambia, Malawi, India, and Thailand.
This team brought specific, individual expertise with MDGs 1–7, from different development
perspectives and backgrounds. To build a team approach, each expert was asked with
her or his partners to write a critique of their MDG and to contribute ideas arising
from this analysis towards the design of future development goals. All participants
read these papers as preparation for a 2-day facilitated workshop that identified
issues and challenges that cut across the MDGs and built a consensus about future
development goal setting. During four subsequent, smaller workshops, this consensus
was developed into a final document. Although overseas partners could participate
only in the first main workshop, all contributed towards subsequent development and
have made contributions to the final version, including specific case studies. Analyses
of individual MDGs are provided (webappendix) for readers interested in more detail.
They provide the evidence base for the cross-cutting analysis.
Background to the MDGs
The MDGs comprise a set of eight goals and associated targets and indicators. They
represent the latest effort in a long process of development goal setting which had
antecedents in the Universal Declaration of Human Rights, the Development Decade of
the 1960s, and the many UN summits of the second half of the 20th century that set
specific goals to reduce hunger, improve health, eradicate diseases, and school children.
14
The immediate antecedent of the MDGs was the Millennium Declaration, presented in
2000 at the UN Millennium Summit.
15
The Millennium Declaration presented six values that were considered to be fundamental
to international relations in the 21st century: freedom, equality, solidarity, tolerance,
respect for nature, and shared responsibility. Seven key objectives were identified
to translate these shared values into actions: peace, security, and disarmament; development
and poverty eradication; protection of our common environment; human rights, democracy,
and good governance; protection of vulnerable people; meeting of the special needs
of Africa; and strengthening of the UN. The second objective, development and poverty
eradication, was translated into eleven resolutions, presented as development targets.
Many of these targets had legacies that predated the Millennium Declaration and had
arisen from sector-specific UN-sponsored and other world conferences and summits during
the previous decades. Most had appeared as international development targets in the
report of the Development Assistance Committee (DAC) of the Organisation for Economic
Co-operation and Development (OECD) Shaping the 21st century: the contribution of
development cooperation.
16
The OECD's international development targets were particularly influential in the
determination of the relevant text of the Millennium Declaration. With the addition
of a few more targets, particularly for environmental sustainability, these became
the MDGs. In turn these targets were linked post hoc with indicators, for the purposes
of measurement, and with goals, for the purpose of conceptual simplicity. By 2001
the MDG framework comprised eight goals, 18 targets, and 48 indicators.
17
A few more targets and indicators were added later, creating the set presented in
panel 1
.
Panel 1
The Millennium Development Goals18
Goal 1: eradicate extreme poverty and hunger
•
Target 1A: halve, between 1990 and 2015, the proportion of people whose income is
less than US$1 a day
•
Indicator 1.1: proportion of population below $1PPP per day
•
Indicator 1.2: poverty gap ratio
•
Indicator 1.3: share of poorest quintile in national consumption
•
Target 1B: achieve full and productive employment and decent work for all, including
women and young people
•
Indicator 1.4: growth rate of GDP per person employed
•
Indicator 1.5: employment-to-population ratio
•
Indicator 1.6: proportion of employed people living below $1 PPP per day
•
Indicator 1.7: proportion of own-account and contributing family workers in total
employment
•
Target 1C: halve, between 1990 and 2015, the proportion of people who suffer from
hunger
•
Indicator 1.8: prevalence of underweight children younger than 5 years
•
Indicator 1.9: proportion of population below minimum level of dietary energy consumption
Goal 2: achieve universal primary education
•
Target 2A: ensure that, by 2015, children everywhere, boys and girls alike, will be
able to complete a full course of primary schooling
•
Indicator 2.1: net enrolment ratio in primary education
•
Indicator 2.2: proportion of pupils starting grade 1 who reach last grade of primary
•
Indicator 2.3: literacy rate of 15–24-year-olds, women, and men
Goal 3: promote gender equality and empower women
•
Target 3A: eliminate gender disparity in primary and secondary education, preferably
by 2005, and in all levels of education no later than 2015
•
Indicator 3.1: ratios of girls to boys in primary, secondary, and tertiary education
•
Indicator 3.2: share of women in wage employment in the non-agricultural sector
•
Indicator 3.3: proportion of seats held by women in national parliament
Goal 4: reduce child mortality
•
Target 4A: reduce by two-thirds, between 1990 and 2015, the mortality rate in children
younger than 5 years
•
Indicator 4.1: mortality rate in children younger than 5 years
•
Indicator 4.2: infant mortality rate
•
Indicator 4.3: proportion of 1-year-old children immunised against measles
Goal 5: improve maternal health
•
Target 5A: reduce by three quarters, between 1990 and 2015, the maternal mortality
ratio
•
Indicator 5.1: maternal mortality ratio
•
Indicator 5.2: proportion of births attended by skilled health personnel
•
Target 5B: achieve, by 2015, universal access to reproductive health
•
Indicator 5.3: contraceptive prevalence rate
•
Indicator 5.4: adolescent birth rate
•
Indicator 5.5: antenatal care coverage (at least one visit and at least four visits)
•
Indicator 5.6: unmet need for family planning
Goal 6: combat HIV/AIDS, malaria, and other diseases
•
Target 6A: have halted by 2015 and begun to reverse the spread of HIV/AIDS
•
Indicator 6.1: HIV prevalence among population aged 15–24 years
•
Indicator 6.2: condom use at last high-risk sex
•
Indicator 6.3: proportion of population aged 15–24 years with comprehensive correct
knowledge of HIV/AIDS
•
Indicator 6.4: ratio of school attendance of orphans to school attendance of non-orphans
aged 10–14 years
•
Target 6B: achieve, by 2010, universal access to treatment for HIV/AIDS for all those
who need it
•
Indicator 6.5: proportion of population with advanced HIV infection with access to
antiretroviral drugs
•
Target 6C: have halted by 2015 and begun to reverse the incidence of malaria and other
major diseases
•
Indicator 6.6: incidence and death rates associated with malaria
•
Indicator 6.7: proportion of children younger than 5 years sleeping under insecticide-treated
bednets
•
Indicator 6.8: proportion of children younger than 5 years with fever who are treated
with appropriate antimalarial drugs
•
Indicator 6.9: incidence, prevalence, and death rates associated with tuberculosis
•
Indicator 6.10: proportion of tuberculosis cases detected and cured under directly
observed treatment short course
Goal 7: ensure environmental sustainability
•
Target 7A: integrate the principles of sustainable development into country policies
and programmes and reverse the loss of environmental resources
•
Indicator 7.1: proportion of land area covered by forest
•
Indicator 7.2: CO2 emissions, total, per head and per $1 GDP (PPP)
•
Indicator 7.3: consumption of ozone-depleting substances
•
Indicator 7.4: proportion of fish stocks within safe biological limits
•
Indicator 7.5: proportion of total water resources used
•
Target 7B: reduce biodiversity loss, achieving, by 2010, a significant reduction in
the rate of loss
•
Indicator 7.6: proportion of terrestrial and marine areas protected
•
Indicator 7.7: proportion of species threatened with extinction
•
Target 7C: halve, by 2015, the proportion of people without sustainable access to
safe drinking water and basic sanitation
•
Indicator 7.8: proportion of population using an improved drinking water source
•
Indicator 7.9: proportion of population using an improved sanitation facility
•
Target 7D: by 2020, to have achieved a significant improvement in the lives of at
least 100 million slum dwellers
•
Indicator 7.10: proportion of urban population living in slums
Goal 8: develop a global partnership for development
•
Target 8A: develop further an open, rule-based, predictable, non-discriminatory trading
and financial system (includes a commitment to good governance, development, and poverty
reduction, both nationally and internationally)
•
Target 8B: address the special needs of the least developed countries (includes: tariff
and quota free access for the least developed countries' exports; enhanced programme
of debt relief for HIPC and cancellation of official bilateral debt; and more generous
ODA for countries committed to poverty reduction)
•
Target 8C: address the special needs of landlocked developing countries and small
island developing States (through the Programme of Action for the Sustainable Development
of Small Island Developing States and the outcome of the 22nd special session of the
General Assembly)
•
Target 8D: deal comprehensively with the debt problems of developing countries through
national and international measures in order to make debt sustainable in the long
term
Official development assistance*
:
•
Indicator 8.1: net ODA, total and to the least developed countries, as percentage
of OECD/DAC donors' gross national income
•
Indicator 8.2: proportion of total bilateral, sector-allocable ODA of OECD/DAC donors
to basic social services (basic education, primary health care, nutrition, safe water,
and sanitation)
•
Indicator 8.3: proportion of bilateral official development assistance of OECD/DAC
donors that is untied
•
Indicator 8.4: ODA received in landlocked developing countries as a proportion of
their gross national incomes
•
Indicator 8.5: ODA received in small island developing States as a proportion of their
gross national incomes
Market access:
•
Indicator 8.6: proportion of total developed country imports (by value and excluding
arms) from developing countries and least developed countries, admitted free of duty
•
Indicator 8.7: average tariffs imposed by developed countries on agricultural products
and textiles and clothing from developing countries
•
Indicator 8.8: agricultural support estimate for OECD countries as a percentage of
their gross domestic product
•
Indicator 8.9: proportion of ODA provided to help build trade capacity
Debt sustainability:
•
Indicator 8.10: total number of countries that have reached their HIPC decision points
and number that have reached their HIPC completion points (cumulative)
•
Indicator 8.11: debt relief committed under HIPC and MDRI initiatives
•
Indicator 8.12: debt service as a percentage of exports of goods and services
•
Target 8E: in cooperation with pharmaceutical companies, provide access to affordable
essential drugs in developing countries
•
Indicator 8.13: proportion of population with access to affordable essential drugs
on a sustainable basis
•
Target 8F: in cooperation with the private sector, make available the benefits of
new technologies, especially information and communications
•
Indicator 8.14: telephone lines per 100 population
•
Indicator 8.15: cellular subscribers per 100 population
•
Indicator 8.16: internet users per 100 population
To understand the MDGs, the political context in which they arose has to be appreciated.
Several recent analyses have provided a useful insight into how the MDGs represent
an integration of different international development strategies and initiatives emerging
over recent decades. Hulme,
19
for instance, suggests that the MDGs developed through an interaction between, on
the one hand, a US-led, neo-liberal ideology (one that promotes economic growth based
on free trade and markets) linked to results-based management and, on the other hand,
a development approach of some other wealthy countries, multilaterals, and non-governmental
organisation (NGOs) that focused on multidimensional human development—eg, health,
education, and gender equity, treating these as both development goals and development
means. The emerging goals are biased towards a human development approach—“five and
a half of the eight MDGs are about enhancing human capabilities”
19
—and there is a strong emphasis on basic needs. However, they also incorporate neo-liberal
thinking about economic growth into their important poverty goal (MDG 1), and their
overall results-based framework focused greatly on international development partnerships.
Manning
3
observes how the early neo-liberal leanings of the goals were tempered by recognition
of the need for buy-in by developing countries and by NGOs, leading to the inclusion
of goals more focused on human welfare and development, such as health and education.
In addition to their integration of different development challenges and approaches,
the MDGs also provided a novel, target-oriented framework for the international development
community. Gore
13
suggests that in tempering earlier neo-liberal approaches to development with human
development objectives, the MDGs represent a switch from a “procedural conception
of international society” to a “purposive conception”. The former involves “an association
of States joined together through their common respect for a set of rules, norms and
standard practices which govern the relationships between them” whereas the latter
involves “an association of States joined together in a cooperative venture to promote
common ends”.
13
With this target focus came an important shift from maximalist views of development
(in which development involves poorer countries achieving aspirations of equality
with richer countries) to minimalist standards (of proportions of people crossing
poverty thresholds or accessing particular services or avoiding mortality or morbidity);
and from societal and national change to changes for individuals within nation states.
The emphasis on specific and minimalist targets, and the way in which it narrowed
the development agenda and placed particular responsibilities on developing country
governments, has generated many of the challenges facing implementation of the MDGs.
Our study is based on the comparison of experiences across the different MDGs. To
facilitate this comparison, we provide analyses of each MDG: how it was developed,
how it has been implemented, and what this information tells us about its success
so far. This analysis is provided in the webappendix, which we recommend readers consult
for a deeper understanding of MDG performance. We use the analyses of MDGs 1–7 as
the evidence base for our analysis in part 2 of this Commission.
These MDG analyses show that the MDGs and their targets all have their origins in
development initiatives that predate the Millennium Declaration. For the most part,
the MDGs constitute an assembly of often very narrowly focused and sector-specific
development ideas and campaigns from the 1980s and 1990s. Their targets are often
so narrow as to neglect important development issues in the same sector—eg, tertiary
education, reproductive health, and a range of gender issues. At their conception,
therefore, the MDGs were not a plan derived bottom-up from a broad, intersectoral
conceptualisation of development and prioritisation of development needs, although
superficially they might seem to have been.
These summaries also show that progress has varied between goals and between targets.
Although some goals were set up with a range of targets and indicators, subsequent
attention and monitoring for any goal has usually focused on a subset of these targets
and indicators, sometimes only one. This narrowing process could be an indication
of differences in ease of target implementation and monitoring, and in the level of
ownership by international and other institutions, with little ownership or overlap
in ownership reducing progress. Generally, efforts to improve MDGs by adding new targets
at a later date have not been very successful, owing to the complexity of these targets
and their indicators or to limited ownership, or both.
Part 2: a cross-cutting analysis of the MDGs
Positive contributions of the MDGs
In this section, we use our studies of individual MDGs as the evidence base from which
we build a cross-cutting analysis. When appropriate, we relate our conclusions to
other reviews of the MDGs that have used a range of approaches.2, 3, 12, 13, 15, 20,
21, 22, 23, 24 The performance of individual MDGs so far suggests that they have made
four important positive contributions: encouraging global political consensus, providing
a focus for advocacy, improving the targeting and flow of aid, and improving the monitoring
of development projects.
Endorsed by 189 governments, the MDGs represent an unprecedented consensus on international
development. In this context, they have been more successful than have some of the
UN's earlier development initiatives, such as the Development Decades of the 1960–90s
or the resolutions about Least Developed Countries and Small Island Developing States.
3
In a 2005 survey of 118 countries, 86% had reportedly acted in response to the MDGs.
25
The MDGs are claimed to be “the first global development vision that combines a global
political endorsement with a clear focus on, and means to engage directly with, the
world's poor people”.
1
The survey of individual MDGs (webappendix) shows how the MDGs have helped advocacy
of particular development agendas. For popular agendas, such as those to reduce poverty
(MDG 1) and infectious diseases (MDG 6), MDGs provided additional leverage, whereas
for relatively neglected agendas such as child survival (MDG 4) and gender (MDG 3),
their effect was to reinvigorate these campaigns. In the case of gender, for example,
the Fourth World Conference on Women in Beijing in 1995 had led to the establishment
of gender mechanisms and approaches to mainstreaming of gender issues within several
ministries. Their achievements were fragile,26, 27 until the MDGs stimulated donors
to include gender equity in aid packages.28, 29, 30
The MDGs are generally thought to have improved the targeting and flow of aid and
other investments, supported by the way in which donors have linked the MDGs to their
strategies for aid provision
6
and by evidence of an increase in resource mobilisation.
21
According to OECD figures, between 2000, when the Millennium Declaration was adopted,
and 2006, total development assistance for health has more than doubled from US$6·8
billion to $16·7 billion, most of it focused on infectious diseases (MDG 6).
31
Large increases in donors' financial commitments to education, which can fairly transparently
be linked to MDG 2, were recorded after 2000.
However, the cases of health and education also show how difficult it is to establish
a cause and effect relationship between the MDGs and an increase in aid. The late
1990s and early 2000s saw the conceptualisation and creation of several independent
initiatives in health and education, including the International Finance Facility
for Immunisation; the Global Fund to Fight AIDS, Tuberculosis and Malaria; Business
Alliance Against Chronic Hunger; and the initiatives following the Education for All
conferences in Jomtien (1990) and Dakar (2000), whose objectives overlapped with those
adopted subsequently in MDG 6 and MDG 2. The contribution of the MDGs, in these cases,
might best be viewed as reinforcing, rather than driving, the targeting and mobilisation
of resources.
Finally, the MDGs have stimulated an improvement in monitoring development programmes
through data collection and analysis: “Once the MDGs gained currency, a cascade of
statistical and analytical work got underway”.
23
Although we have noted that across the MDGs there are profound questions about the
quality of the data obtained from such monitoring, few would disagree that it has
been beneficial to evaluation, and probably to investment.
Challenges posed by the MDGs
Set against these positive contributions are several shortcomings that emerge consistently
across our analysis of individual MDGs. Characteristically, most of these weaknesses
present themselves as the flip side of the MDGs' more positive elements. Thus, the
parsimony of the MDGs, which has probably facilitated their acceptance and use, makes
them at the same time limited in scope, whereas their quantitative targets and precise
indicators, for all their value in providing measurable outcomes, often fail to capture
some crucial elements of goal achievement. We have to accept that all goal setting
involves such trade-offs.
However, the value of focusing on shortcomings of the MDGs lies in our potential to
improve them, or replace them with something better. Ineffective MDGs pose two risks:
they might not achieve their intended effect, and they could lead to negative effects
by ignoring or impeding more effective development and poverty reduction. Our analysis
identifies challenges with the MDGs in four areas: conceptualisation, execution, ownership,
and equity. Other studies have also identified cross-cutting issues,12, 22 which we
will discuss as appropriate.
Conceptualisation and execution
We consider first how well the MDGs have been developed at different levels—goal,
target, and indicator—which has obvious consequences for how well they have been executed
at each level. For instance, an indicator for which accurate data cannot be obtained
is poorly conceived and prevents execution of the target. In table 1
we show some difficulties relating to conceptualisation and execution, drawn from
our individual analyses of the MDGs presented in the webappendix. This list is illustrative
and not meant to be comprehensive.
Table 1
Goals and targets for MDGs 1–7, with observations on difficulties with conceptualisation
and execution
Problems with goals
Problems with targets delivering goals
Problems with indicators delivering targets
Goal 1: halve hunger and poverty
Poverty too narrowly conceived as income-based
..
..
Target 1A: halve, between 1990 and 2015, the proportion of people whose income is
<US$1 a day
..
Target not clearly associated with a mechanism that delivers outcomes
Accuracy and bias in measurement of poverty incidence
Target 1B: achieve full and productive employment and decent work for all, including
women and young people
..
Late addition to targets
Little monitoring; ambiguous indicators; lack of data; problems of national ownership
Target 1C: halve, between 1990 and 2015, the proportion of people who suffer from
hunger
..
..
Indicators do not measure hunger well, methodological difficulties
Goal 2: achieve universal primary Education
Overemphasis on primary education, ignoring importance of post-primary education
..
..
Target 2A: achieve universal primary education
..
Enrolment does not measure learning; literacy does not measure wider range of cognitive
skills or depth of understanding
Enrolment indicators overestimate numbers attending school; completion indicator underestimates
drop out and lack of learning; literacy indicator difficult to measure
Goal 3: promote gender equality and empower women
Gender equality promoted as so-called social vaccine, ignoring women's rights issues
(corrected with MDG 3 Plus)
..
..
Target 3A: eliminate gender disparity in primary and secondary education preferably
by 2005, and at all levels by 2015
..
Early date for target limited achievement; overemphasis on educational gender parity
indicators missed equality issues; general lack of national ownership and engagement
by national governmental organisations; MDG 3 Plus indicators were a late addition
Educational parity indicator: measurement problems shared with MDG 2 above; no indicator
for non-enrolment aspects of discrimination relating, for example, to attainment or
personal choice; other indicators do not reflect large numbers of women employed in
the informal sector, women's wage levels, or access to decision making. MDG 3 Plus:
lack of national ownership; unclear international leadership; data quality problems
for specific indicators
Goal 4: reduce child mortality
Separation of child and maternal health goals reinforced fragmentation of effort;
uncoordinated international leadership
..
..
Target 4A: reduce by two-thirds the mortality rate in children younger than 5 years
..
Unrealistic target based on extrapolation of trends derived from poor-quality data
Problems in measurement; systematic under-representation of neonatal mortality
Goal 5: improve maternal health
Separation of child and maternal health goals reinforced fragmentation of effort;
uncoordinated international leadership
..
..
Target 5A: reduce by three-quarters the maternal mortality ratio
..
Maternal mortality ratio was too narrow a view of maternal health, and excluded family
planning; limited national ownership
Problem in measurement of mortality, partially addressed by new indicator on skilled
birth attendants
Target 5B: universal access to reproductive health
..
Late addition; focus only on contraception and pregnancy; target levels not set (eg,
for contraceptive prevalence)
Measurement of indicator for unmet need for contraception problematic
Goal 6: combat HIV/AIDS, malaria, and other diseases
Vertical focus on specific so-called killer diseases led to duplication and excludes
other targets; lack of integration with improved health services
..
..
Target 6A: halt and reverse spread of HIV/AIDS
..
..
Measurement of prevalence problematic since antiretroviral therapy is successful in
keeping more people alive with HIV infection
Target 6B: universal access to HIV/AIDS treatment
..
Late addition; recent gains will be reversed unless political and financial commitment
are sustained
..
Target 6C: halt and begin to reverse incidence of malaria and other major diseases
..
..
Measurement of short-term responses (eg, bednets, treatments) does not guarantee necessary
longer-term effect on malaria epidemiology
Goal 7: environmental sustainability
A collection of unconnected targets, some general, some precise, lacking integration
with other MDGs and weak on climate change
..
..
Target 7A: integrate the principles of sustainable development into country policies
and programmes and reverse the loss of environmental resources
..
Target not clearly associated with a mechanism that delivers outcomes
Lack of monitoring and data for trends in natural resources; limited national ownership
Target 7B: reduce biodiversity loss, achieving, by 2010, a significant reduction in
the rate of loss
..
Target not clearly associated with a mechanism that delivers outcomes
Lack of monitoring and data for trends in natural resources; limited national ownership
Target 7C halve proportion of people without sustainable access to safe drinking water
and basic sanitation
..
Less emphasis placed on sanitation than on supply of water
..
Target 7D: achieve a significant improvement in the lives of at least 100 million
slum dwellers
..
..
..
Please see the webappendix for a detailed analysis of each MDG, from which this table
is drawn.
Problems with the conceptualisation and execution of the MDGs arise at the goal, target,
and indicator levels. This feature is shared by different MDGs, and some goals have
problems at more than one level. Broadly speaking, problems associated with the level
of goals seem to relate to their being too narrow and fragmented, leaving gaps in
which other important development objectives are missing. Problems at the target level
often relate to their being incomplete or partial relative to the ambition of the
goal, imprecise, or without a process of delivery. These problems tend to amplify
the vertical nature of some goals, widening the gaps between them and reducing connectedness.
Between 2005 and 2008, MDGs 1, 3, and 5 added targets aimed specifically at filling
such gaps. Problems with indicators tend to be associated with measurement, ownership,
or leadership. New indicators added during the course of the MDGs are especially prone
to these problems.
Problems with goals
As we noted in part 1, the MDGs represent a subset of a broader development vision
expressed in the Millennium Declaration. Goals were never developed for several key
objectives of the Declaration, including peace, security and disarmament, and human
rights. The elements taken into the MDGs were in fact the specific targets associated
with only one objective of the Declaration, that of development and poverty eradication.
Some of these goals, being themselves derived from specific targets, were very narrow
in conception: education goals focused mainly on primary education, whereas health
goals focused only on three aspects of health associated with maternal mortality,
child mortality, and specific diseases. For goals that were more broadly defined,
such as poverty reduction, gender, or environmental sustainability, the few targets
assigned to them did not capture their breadth. The consequences of building goals
around targets were two-fold. First, very substantial gaps existed in the coverage
of goals, with targets failing to address important development needs for that sector.
Second, because narrow goals and targets were so fragmented, the potential linkages
and synergies that exist between different sectors proved difficult to exploit.
Gaps in goals could have contributed to under-investment in areas that are key to
realisation of the MDGs' overall development vision. For instance, considering that
most of the world's poor people are rural farmers, and that agricultural production
and its distribution are key factors in reducing hunger, the absence of agricultural
targets from MDG 1 is striking. Did this leave us unprepared for the food price crisis
of 2007 and the need to make food security a global agenda? The focus of MDG 2 on
primary education and enrolment has led in some countries to a so-called policy myopia,
and a neglect of both learning level achievement and of secondary and post-secondary
education, with important implications for economic growth. MDG 3's very narrow scope
failed to capture several intrinsic women's rights issues such as freedom from violence
and adult literacy, which are two areas of extreme inequality. In some cases, these
gaps have been addressed by additional targets, but these late additions, relative
to original targets, tend not to have leadership or easily measured indicators (table
1).
Urban and Sumner
32
identify the lack of attention to tackling climate change (which receives little mention
in MDG 7) as one of the fundamental criticisms of the MDG framework. Similar to the
examples above, its limited emphasis in the MDGs could be indicative of political
sensitivity or lack of effective advocacy, but it also draws attention to the extent
to which development priorities change over time, and the challenges facing a fixed
set of development goals.
Fragmentation and lack of synergy
The gaps created by the fragmentation of goals and targets not only emphasise the
omission of important development needs, but also fail to realise efficiencies and
even synergies arising from the potential links between goals. The narrow focus of
the three health goals, MDGs 4, 5, and 6, tends to encourage vertical organisation
of planning, financing, procurement, delivery, monitoring, and reporting without sufficient
linkage or integration with the broader health system.
33
A lack of integration and efficiency can be seen internationally, with UN agencies
or departments competing for attention and funding (some of which predated the creation
of the MDGs); nationally with different rewards and incentives for staff in different
programmes; and at the level of service delivery, for which particular programmes
might have more generous space, equipment, or staffing levels than others, although
the extent of this problem varies substantially across settings. Few of the technical
interventions needed to achieve these three MDGs are logically or most cost-effectively
delivered on their own.
34
Most health-service delivery is multipurpose and depends on horizontal systems, including
the physical infrastructure, personnel, procurement and governance policies, and audit
and monitoring systems.
We are not saying that health systems do not need specific specialised services to
address particular diseases such as HIV/AIDS, but that such services, although necessary,
are not sufficient to ensure sustainable health improvement into the future, with
the exception of health improvement related to the very few diseases that can be eradicated,
such as smallpox. Although investment in vertical health programmes could bring resources,
such as new health centres, that benefit health systems overall, their focus on particular
diseases means that other national needs might be unsupported. For example, a study
in Mali found that a campaign to treat neglected tropical diseases disrupted basic
health services at health centres because of staff absences; and in 14 of 16 health
centres staff were overburdened by the additional requirements of the campaign.
35
Similarly, vertical programmes bring investment in accounting and procurement services
that could strengthen national health systems generally, but which could in practice
be limited to servicing specific disease programmes, running in parallel to weak national
systems. In countries where human resources are scarce, such as most low-income countries,
staff move to where salaries, incentives, and working conditions are best. Thus although
allocation for disease-specific funding might increase human resources in health systems,
human resources might be drawn into specific programmes, neglecting other parts of
the health system.
Effective health systems need both vertical and horizontal components, and the MDGs
have focused investment on the former, with the result that global health initiatives
(GHIs) established with mandates to address specific diseases (such as The Global
Fund to Fight AIDS, Tuberculosis and Malaria; or the US President's Emergency Plan
for AIDS Relief [PEPFAR]) or tightly focused objectives (such as the Global Alliance
for Vaccines and Immunisation) have had a variable effect on improving national health
systems.
36
Several of these GHIs are now working to broaden their remit to address the horizontal
aspects of health-system strengthening more directly.
The narrowness of MDG goals and targets also does not realise efficiencies and synergies
between sectors. For example, by targeting largely primary education, MDG 2 underdevelops
secondary and tertiary education, for which opportunities to create substantial improvements
in incomes and in health are greatest. These educational levels also generate the
skilled workers that are needed to promote and service the non-education MDGs—in health,
agriculture, water and sanitation, and environmental sustainability—and teachers for
the achievement of MDG 2.
Similarly, the little focus on nutrition within the MDGs fails to exploit the synergy
of increasing household food security, improving children's capacity to participate
in and benefit from education, and increasing resilience to maternal and infant disease
threats. Table 2
shows some of the links between education, health, poverty reduction, and gender goals,
from which it will be clear that many are unrealised in the present MDG framework
because of the narrowness of MDG targeting.
Table 2
Positive, reinforcing links between education, health, gender, and poverty and hunger
reduction
Effect on education
Effect on health
Effect on poverty and hunger reduction
Effect on gender equality
Improvement in education
..
Encourages good health practices, delays marriage, reduces fertility and child mortality,
and improves maternal health; primary education provides access to secondary and post-secondary
education and skilled health workers
Improves agricultural productivity and off-farm employment opportunities; primary
education provides access to secondary and post-secondary education and generates
a skilled workforce
Improves learning and progression for all children
Improvement in health
Increases initial enrolment, daily attendance, progression, and learning achievement
..
Increases fitness and productivity and reduces costs of health care
Improves wellbeing for women and girls, enabling them to participate fully (ie, politically,
economically, culturally, and socially)
Improvement in poverty and hunger reduction
Increases initial enrolment, daily attendance, progression, and learning achievement
Improves nutrition and creates resources to pay for health care
..
Improves women's health and status, and, therefore, their capacity to contribute to
establishing gender-equitable social relations politically, economically, socially,
and culturally
Improvement in gender equality
Improves relationships developed in schools between girls and boys; effectively teaches
social values and creates a safer environment for all children
Improves treatment given to women and men; protects women against health risks associated
with gender-based violence; improves care for mothers of newborn children and nutrition
for families
Improves nutrition and work opportunities for women and men; ensures care economy
adequately supported
..
The interactions between education, poverty reduction, health, and gender are complex.
Primary education provides access to higher levels of education, which raises earnings,37,
38 while higher levels of female education lead to improvements in child health care.
39
These findings indicate clear gains in poverty reduction through investments in education.
But education's relations with poverty, health, and gender are reciprocal. Children
from poorer households enrol in fewer years of education, and in many systems poor
girls enrol in fewer years than do poor boys.
9
Better child health and nutrition improve educational outcomes.40, 41 These gender
interactions are typical of those across the MDGs. Jones and colleagues
42
have shown how the failure to disaggregate data for men and women for poverty and
sustainable development masks the gender dynamics of poverty, making the point that
all stakeholders should “champion the importance of gender equality as a cross-cutting
issue that needs to be considered in all pro-poor policy and programming, including
those aimed at MDG achievement”.
In the present MDG process, some positive interaction will inevitably arise from the
independent pursuit of different MDG goals and targets, but even this interaction
will need local interventions in poverty reduction, health, education, and gender
equality coming together for the same groups of people. This convergence is made less
likely by the reality that goals are compartmentalised into responsibilities of different
line ministries nationally, subnationally, and locally, which means that the potential
for simultaneous actions in the same location, working with the same communities and
households, is unlikely. However, precedents for such synergy can arise from targeted
interventions in the same communities. For example, the Mid-day Meal programme reaches
120 million primary school children every school day in India and provides a cooked
meal. The introduction of this nutrition programme has greatly raised school attendance
43
and, in conjunction with agricultural services, can stimulate farm input and output
markets and agricultural development.
Environmental sustainability should be a cross-cutting goal with potentials for synergy
across sectors. However, MDG 7 targets 7A and 7B are not expressed in a way that links
them to human welfare and development, making such linkage difficult. This shortcoming
could be addressed with the concept of ecosystem services, whose development in the
Millennium Ecosystem Assessment paralleled the implementation of the MDGs. The role
of ecosystems services is reflected in the need for sustainable provision of water,
soil, and biodiversity services to support agriculture and achievement of MDG 1 targets,
and the importance of environmental factors to improved health. For example, 24% of
the global disease burden is estimated to be associated with environmental factors,
and 25% of all deaths in developing countries are linked to environmental risks.
44
The fragmentation of the MDGs has probably resulted in several lost opportunities
to improve development outcomes. At its heart, of course, is the longstanding fragmentation
of most human knowledge and activity into so-called sectoral “silos”—such as health,
education, environment, etc—and even into separate silos within sectors, as seen clearly
with health targets spread across MDGs 1, 3, 4, 5, 6, and 7. At the intergovernmental
and intragovernmental level, this isolation is reinforced by a long tradition of institutional
ownership and disciplinary identities that are embedded in professional qualification
systems, societies, and journals. By simply gathering together established goals and
targets of these different development communities, the MDGs could not hope to achieve
the desired integrated approach that is appropriate to complex problems in international
development. Worse, by fostering traditional and institutional ownership of different
MDG goals, the MDGs reinforced their isolation.
Problems with targets and their indicators
We now consider the extent to which MDG targets and indicators have been designed
to deliver its goals effectively. The use of a results-based framework is regarded
as one of the strengths of the MDGs, and has certainly appealed in an aid context
with the desire of donors to see measurable returns on investment. A focus on measurable
MDG results does, however, mean that indicators are selected that capture neither
the complexity of the target, because of the need for parsimony, nor the qualitative
nature of much development progress. As indicated in the review of individual MDGs
(webappendix) and table 1, this problem is common to many MDGs.
MDG 2 provides a particularly clear example of how specific targets can be met without
achieving their full intent. For this goal, the measurable target identified for achievement
of universal primary education is to ensure that, by 2015, all boys and girls are
able to complete a full course of primary schooling. This target is accompanied by
three indicators, of which only the first, the net enrolment ratio, has been consistently
measured, because the others are more difficult to assess. Hence progress on MDG 2
has been represented by changes in this ratio. However, this measure entails a very
narrow view of primary education. In some contexts, enrolment in education, even in
the last grade of primary, can mean little more than having one's name recorded in
an enrolment register. The ratio does not indicate regular attendance, participation
in learning opportunities, or the achievement of learning outcomes that are useful,
relevant, or enduring as the child develops into adolescence and adulthood. Nor do
measures or indicators of targets indicate what types of actions might have been,
or could be, taken to increase performance, such as teacher supply, teacher education,
language policy reform, curriculum reform, or provision of learning materials. Panel
2
shows some of these challenges, with a particular example from India.
Panel 2
difficulties with targets for MDG 2 in India
The target for MDG 2 aims to have all children completing a full course of primary
schooling. For India, estimates suggest that close to 95% of children aged 6–14 years
are enrolled in school.
45
The Indian Government has a policy of automatic promotion from one grade to the next
each year, which implies that it is not difficult for enrolled children to move from
grade 1 to grade 5.
But is enrolment a good measure for understanding who is in school regularly? Several
studies have shown that despite very high enrolment, regular attendance in school
is an issue of major concern in some states. Government data from 2006 show that in
11 of the 20 major states, average attendance in primary school was less than 80%.
46
When measured very carefully, findings from the SchoolTELLS study showed that for
the school year 2007–08, in the schools sampled for the study, only 25% of enrolled
children in Bihar and 44% in Uttar Pradesh attended school regularly.
47
The visit of researchers from Assessment Survey Evaluation Research (ASER) in 2009
to a school on a random day indicated that attendance was lower than 80% in ten of
20 major states, with numbers below 60% being recorded in populous and educationally
underperforming states such as Uttar Pradesh and Bihar.
45
In poor regions, despite incentives such as free school meals, uniforms, scholarships,
and textbooks, children are not regularly in school. Stable and regular attendance
patterns are an essential condition for effective teaching and learning. Closer tracking
of attendance needs to be a high priority for state governments in India.
No national longitudinal study has been done in India that follows successive cohorts
of children from the first year until the last year of primary school or beyond, so
the primary school completion target is difficult to measure accurately. With the
assumption that a large majority of children actually do complete primary schooling,
assessment of what benefits the achievement of this target would represent is crucial,
given that the MDG goal does not include a universal learning target. For the past
5 years the ASER survey has been measuring basic reading levels across India. ASER
2009 reports that only 52·8% of rural children in India in standard five can fluently
read text at standard two level.
45
The situation for mathematics is even more dismal. Less than 40% of children in standard
five can do a numerical division problem (three digit by one digit division) correctly.
Most states in India expect children to reach this level by the end of standard three
or four. Therefore by the time that an average rural Indian child completes the primary
stage she or he is at least 2–3 years academically behind where she or he is expected
to be. At least half of all children in India are leaving primary school not being
able to read fluently or do basic arithmetic operations. Where does this evidence
point us? What needs to be done to ensure a meaningful completion of primary school?
Criteria for measurement of progress towards the completion goal have to include methods
and mechanisms to assess children's and teachers' attendance in schools regularly.
Next, clear learning goals need to be articulated. It is against these benchmarks
of enrolment, attendance, survival, and learning that the MDG 2 goal of completion
needs to be measured.
Once targets are seen to be achieved, attention may be directed elsewhere. If target
achievement falls short of goal achievement, then it is possible that further progress
will not be made against that goal. In panel 3
, we show this risk with an example of MDG 3 from South Africa.
Panel 3
Achievement of MDG 3 in South Africa
Internationally, the MDGs act as a powerful public relations exercise. While governments
have their own national goals and targets developed and responsive to a national political
dynamic, pressure to meet the international development goals is particularly strong
because it exposes government performance in a global arena. This pressure has the
advantage of holding national political leaders to account against clearly quantifiable
targets, but can also lead to governments manipulating statistics or to complacency
by which targets seem to be met.
One problem with ticking off the indicator for a target as a success is that it may
blunt initiatives to fulfil wider dimensions of the goal. A focus on quantity might
aim to include as many people as possible in the benefits associated with a particular
target. However, losing qualitative dimensions means that important aspects of realising
the full dimensions of the goal are lost.
Some aspects of this effect are illustrated in a study of South Africa's response
to MDG 3. The indicators associated with the target for MDG 3—to eliminate gender
disparity in primary and secondary education—have been met.9, 48 South Africa has
achieved gender parity in primary net enrolment ratio, the proportion of boys and
girls who complete 5 years of primary schooling, and in literacy rates in young adults.
More young women are in secondary and tertiary education than are young men. But these
achievements against the indicators provide only a small insight into the broader
goal.
Interviews undertaken with officials in the national Department of Education and a
provincial Ministry in 2008 and 2009 as part of the Gender, Education and Global Poverty
Reduction Initiatives research project indicated that South Africa was proud of having
met the quantitative targets for gender parity, but that for several officials this
was sufficient achievement on gender issues, and that other areas should get more
priority.
49
Schools are assumed to promote equity simply by having achieved parity, and so their
complicity in perpetuating inequitable gender relations often goes unacknowledged.
As a result, data from the Gender, Education and Global Poverty Reduction Initiatives
project indicate that teachers and government officials locate the source of gender
problems in the family, both in terms of blame and responsibility for finding solutions.
However, several studies document how, despite policy declarations which stress the
importance of gender and race equality, South African schools are sites of gender
discrimination.
50
This discrimination is manifest in school regimes that do not question, but in fact
reproduce, norms associated with male achievement and female subordination. The difficulties
for teachers in using the curriculum to question and change these assumptions are
compounded by employment practices, which often make it difficult for women, who make
up a large part of the teaching profession, to gain promotion.
51
Although the HIV epidemic offered many opportunities for schools to engage in reflection
on questions of sex and gender, and some creative engagements emerged, it was often
very difficult to challenge deeply-held assumptions. Many studies identify practices
of gender-based violence in schools or associated with teachers and the policy challenges
that these entail.52, 53, 54 Clearly education policy concerned with promotion of
greater equality needs to recognise the ways in which schooling encourages inequitable
gendered relations and the ways in which policies and practices might themselves constitute
gender relationships. Working with the MDG framework means that a country can have
fulfilled the target, but this does not always achieve the spirit of the goal.
In conclusion, targets and their indicators frequently fall short of being meaningful
measures of MDG achievement—for instance in MDG 2 with the net enrolment ratio as
a proxy for education, in MDG 1 with income as a proxy for poverty reduction, and
in MDG 3 with gender equity in schools as a proxy for societal change in gender equity.
This criticism might seem rather severe—specific targets and indicators were never
meant to measure all progress against a complex goal. Rather, they were meant to be
indicative of progress. The risk, however, is that once targets and indicators become
established, their indicative function is forgotten, and they become the end, not
the means, of the MDGs. Such goal displacement, in which targets and indicators become
more important than achievement of goals, is a common feature in management.
A feature of MDG targets that has often been seen as a virtue is their caution not
to prescribe how a target or its indicators should be achieved, although some are
a partial means to a goal. This approach has mostly worked, insofar as a target for
disease reduction or education, for example, is adopted by a particular development
community which will identify or already have in place strategies for achieving it,
as was the case for MDG 2. Nevertheless, this ownership of targets also fosters territorial
attitudes.
However, too little detail has proven to be a problem for other MDGs. MDG 1, for example,
with its goal of halving poverty and hunger, does not have any indicators concerned
with service access or with policy interventions. As with other goals, it has results-based
outcome targets, relating to proportions of people above income thresholds, in employment,
and underweight at a particular age, but no targets for mechanisms contributing to
these outcomes—ie, it has no output targets. MDG 7 has a similar problem in that it
has targets that encourage policies which reduce the loss of biodiversity and other
natural resources, as outcomes, but it has no output targets in terms of policy interventions.
Targets with these problems have less chance of effective execution than do others,
since they are based only on observation of outcomes.
© 2010 Guy Collender, LIDC
2010
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The results-based nature of the MDG framework means that availability of good quality
data is necessary to the use of specific indicators that monitor progress towards
targets and goals. But national information systems are still weak in many countries,
and data, if available, are likely to be of poor quality. This problem is compounded
by technical difficulties for some of the MDGs' indicators that might not be easy
to measure yearly. For example, the number of children eligible to be enrolled in
school forms the denominator of net and gross enrolment ratios. These ratios should
be calculated every year, but population estimates are typically taken in a census
once a decade.
Our cross-MDG comparison suggests that, for most MDGs, only a few of several indicators
are regularly measured and others fall away as yearly reporting progresses. The reasons
are usually associated with the issues discussed in this section surrounding difficulty
of measurement, but leadership is also an issue. Where commitment to national or international
measurement is limited, then indicators are rarely measured. Lack of measurement is
a particular problem with more recently added targets, for instance in MDGs 1, 3,
and 5, perhaps for reasons that they are either more complex or less broadly owned
than others.
Finally, criticism of the use of targets and indicators has to be tempered by the
positive effect of the MDG process in stimulation of a culture of assessment, leading
to investment in data collection and in monitoring and assessment in many countries,
as well as regionally and subnationally. The MDGs have also inspired valuable research
in the area of development effectiveness, which will benefit future goal setting.
Ownership
The MDG framework seemed to represent an important political consensus; that 189 countries
signed up to one development plan was of huge symbolic significance. It also offered
the potential to ensure national ownership around global commitments. However, despite
the widespread support for the MDGs internationally, to ensure ownership of the MDG
process—including development and implementation—at different levels and by different
stakeholders has been problematic.
Multilateral and bilateral agencies were heavily involved in the early development
of the MDG framework as it emerged from OECD DAC and UN processes. Although they were
brought in at the later stages of the process, and were signatories to the MDG framework,
thus agreeing to work towards their implementation, the involvement of developing
countries in the initial development of the framework was small. As a result, meaningful
national ownership by developing countries has been mixed and often weak. We will
consider ownership of the MDGs at three levels—by the international development community,
by civil society, and by national programmes in developing countries—and the problems
associated with each.
Ownership by the international community
Implementation difficulties for some MDGs are indicative of the institutional structure
around the MDGs and, in some cases, lack of or confusion around ownership between
different UN and multilateral agencies. For instance, the absence of ownership of
MDG 3 internationally has made it particularly difficult to implement. Reactions have
been mixed nationally, although the decision of the Commission on the Status of Women
in 2009 sought to link together the Beijing Platform of Action and advancement of
MDG 3 through the work of the UN Division for the Advancement of Women.
55
Territorial issues with leadership have also affected implementation. This effect
is most noticeable with health, for which the various health MDGs, by design, were
mapped onto the institutional structure of health interests. The HIV/AIDS, tuberculosis,
and malaria professional groups, NGOs, and research community's link to MDG 6; the
maternal health community to MDG 5; and the child health community (with another strong
professional group, the paediatricians) to MDG 4. A further, important, interest group
that strengthens the position of MDG 6 relative to the others is that of the pharmaceutical
industry, which has clear financial interests in funding streams that are associated
with the purchase of relatively costly drugs and commodities such as antiretroviral
drugs, and received particular mention in MDG 8.
In principle, institutional ownership should improve leadership, but this effect might
not arise when ownership is too fragmented or when it is contested. For example, within
the UN agencies, the ownership of maternal health is split, causing a scarcity of
leadership for MDG 5. Within WHO, the lead technical agency, maternal health is split
between Making Pregnancy Safer, the Human Reproduction Programme, and (for newborn
babies) the Department for Child and Adolescent Health. Among agencies with funds
for implementation, both UNICEF and the UN Population Fund (UNFPA) have a role, which
can be crudely defined as UNICEF being concerned with antenatal and postnatal care,
and UNFPA with delivery care. In practice, activity depends on strengths in country.
UNICEF adopts a community focus, and UNFPA staff traditionally have reproductive rather
than maternal health expertise. The World Bank has played less of a lead in recent
years, and a global fund does not specifically address maternal health. An attempt
to pull together groups within the Partnership for Maternal Newborn and Child Health
has been only partly successful so far, and did not always receive full backing by
the UN agencies themselves.
UNICEF and WHO have also had a complex relationship over involvement in, and ownership
of, MDG 4. By the time that they became involved, other organisations had taken the
lead in a field that was traditionally theirs. Discord between WHO and UNICEF seems
to have worsened during the 1990s, with WHO taking a lead role in the development
and implementation of Integrated Management of Childhood Illness (IMCI), while UNICEF
moved into the technical leadership role that was traditionally occupied by WHO.
The MDG process has largely been seen as donor driven, and issues of concern to civil
society have been neglected from the agenda. This view is evident in MDG 2 with the
narrowing of the Education For All agenda to the MDG agenda of Universal Primary Education,
and in MDG 3 for which issues of concern to the global women's movement, including
violence against women, reproductive rights, and adult literacy, were not included
in the targets. In this case, there was a struggle between gender and women's right
activists as to whether to ignore the MDGs altogether and continue mobilisation around
the Beijing Platform or whether to engage tactically with the MDG process and try
to secure commitment that MDG 3 would not be overlooked.
56
The mismatch between civil society agendas and those in the highly selected MDGs has
implications for the ways in which civil society mobilises around the MDGs, and plays
a part nationally in holding governments to account on their commitments. When particular
MDGs do not include issues of concern to civil society they are unlikely to be a main
focus of their advocacy efforts, nationally or globally.
The MDG discourse seems to have been used most successfully by the international community
to drive for funds. Advocacy has been beneficial and effective when what is wanted
nationally coincides with international advocacy efforts. This has been particularly
the case in health, with the renaissance of child survival prompted by MDG 4, and
with the supportive role of MDG 6 in mobilising funding for reversing the spread of
HIV/AIDS.
The domination of wealthy countries and their development communities in the MDG process
also generates a problem of representation and asymmetry in the process of development
of the MDG targets, whereby those with the money chose the targets. Although targets
for poor countries are emphasised, the MDGs that by their nature involved wealthy
and poor countries, MDG 7 and MDG 8, fell short of setting specific targets. Poverty
rather than inequity is regarded as the challenge, thereby relieving wealthy countries
of having targets of their own.
National ownership
In 2003, the UN Development Programme (UNDP) pronounced “Governments, aid agencies
and civil society organizations everywhere are re-orienting their work around the
Goals”.
1
Indeed, many low-income countries have made an effort to link their own national development
strategies to the MDGs, which can provide impetus for the achievement of both. Panel
4
shows how the Government of Malawi has made use of the MDGs. Other national plans
that were able to be incorporated into the MDGs included Vision 2025 in Tanzania and
Vision 2020 in Rwanda.
22
Panel 4
National implementation of MDGs in Malawi
Malawi has been orienting its development activities towards the achievement of the
MDGs. This shift is evident from the development strategies that have been formulated
by the government, the articulation of the development strategy in the budget process,
and the commitment to monitor progress on the indicators of the MDGs.
The MDGs in Malawi are implemented through a medium-term development strategy known
as the Malawi Growth and Development Strategy for 2006–11; its overall goal is to
reduce poverty through sustainable economic growth and infrastructure development.
The strategy focuses on six key priority areas: agriculture and food security; irrigation
and water development; transport infrastructure development; energy generation and
supply; integrated rural development; and prevention and management of nutrition disorders
and HIV/AIDS.
57
There is a clear articulation about how the focus on these six priority areas is to
contribute to the achievement of the MDGs. The budget framework is also fully aligned
to the strategy, and by implication to the achievement of the MDGs, by being framed
in such a way that it reflects expenditure allocations to pro-poor sectors in Malawi.
Since 2006, Malawi has been monitoring its progress towards the achievement of the
MDGs and assessment of the possibility of achieving the targets by 2020. The Government
of Malawi, through the Ministry of Planning and Development Cooperation, publishes
the Malawi MDGs report every year. The most recent 2008 Malawi MDGs report documents
remarkable progress in many areas and projects that some of the goals are likely to
be achieved by 2020. Progress has been registered in eradication of extreme poverty
(MGD 1); reduction of child mortality (MGD 4); and combating of HIV/AIDS, malaria,
and other diseases (MDG 6); while daunting challenges remain in improving maternal
health, achieving universal primary education, promoting gender equality, and empowerment
of women. In terms of achieving the MDGs, the recent assessment shows that Malawi
is likely to meet the 2020 target for MDGs 1, 4, 6, and 7, while MDGs 3 and 5 are
unlikely to be met and MDG 2 is potentially feasible.
58
The very substantial progress that has been made in MDG 1 in reduction of the proportion
of the population in extreme poverty from 53·9% in 2000 to 45% in 2006 has been achieved
because of several interventions—eg, the implementation of the agricultural input
subsidy, introduction of social support programmes for vulnerable groups, pro-poor
allocation of public expenditures, and macroeconomic management leading to positive
economic growth rates in the past 5 years. These interventions have been assisted
by good weather and high tobacco prices, and high political will to implement pro-poor
programmes. The implementation of the agricultural input subsidy has enabled the country
to produce more food, with the stunting and wasting of children younger than 5 years
falling from 6·4% and 6·8%, respectively, in 2005, to 4·9% and 5·8% in 2007. Poverty
reduction and food security have been at the centre of the political and development
agenda of the country, and MDG 1 has added impetus to the implementation of programmes
aimed at reducing poverty in the country.
However, in view of the importance that donors put on the MDGs, governments might
feel pressure to show progress against their specific targets, whatever their national
priorities might be. The MDGs are frequently mentioned by ministries in the poorest
countries, and are often referred to in poverty reduction strategy papers.22, 25 Fukuda-Parr's
analysis of 22 such papers has shown how almost all of them mentioned the MDGs, but
the focus in most countries was selective.
22
Developing countries could be merely seeking to satisfy donor expectations in their
reference to MDGs in poverty reduction strategy papers, and local documents might
amount to “little more than political correctness”.
3
China presents a particularly clear case of the discrepancy between how donors and
developing countries regard the MDGs. The UK Department for International Development's
priorities regarding China are couched in MDG discourse, particularly MDGs 2, 6, and
7, yet there is an explicit recognition that the Chinese Government does not approach
the country's development in the same way.
59
China does not have an overarching document such as a poverty reduction strategy paper
that describes how it aims to reduce poverty and achieve the MDGs. Many of the same
sectors covered in the MDGs appear in China's 5-year plan for 2006–11, yet the targets
differ. For example, ambitions include average education for citizens to be increased
to 9 years, and 100 million rural residents to be provided with access to safe drinking
water.
60
The MDGs are an irrelevance to China's own development strategy. In some cases the
inflexible nature of the MDG framework, and the focus on targets rather than broader
goals, has contributed to countries distancing themselves from a global agenda that
is seen as irrelevant to their particular developmental situation.
For low-income countries, however, the donor resources associated with the MDGs can
be attractive to governments that are struggling to meet their own strategic targets.
For example, the provision of antiretroviral treatment for HIV/AIDS—an element of
MDG 6—has been favoured by donors such as PEPFAR, but not always as a priority in
country-led health strategies. Panel 5
shows how the national health strategy of Zambia has shifted to improve incorporation
of this and other MDG targets. Although this approach could be seen as donor-driven
distortion of national strategy, it also is indicative of a pragmatic national desire
to develop beneficial health strategies that have a high chance of successful implementation.
Panel 5
The Zambian national health goals and MDGs
The Zambian Fifth National Development Plan is the means by which the government ensures
progress toward the attainment of MDG goals, with progress tracked and reported by
the Ministry of Finance and the UN Country Team. A review of the National Health Strategic
Plan (NHSP) shows the great extent to which the MDGs have affected health planning.
In 1992, Zambia began implementing Health Sector Reform, with the vision to “provide
the people of Zambia with equity of access to cost-effective, quality healthcare as
close to the family as possible” guided by the NHSP. Although the 2001–05 NHSP reaffirmed
the health vision, principles, and overall health goals of the Health Sector Reforms,
61
the theme adopted for the 2006–10 NHSP was entitled “Towards the Attainment of the
Millennium Development Goals and National Health Priorities”, indicating close alignment
with the MDGs.
62
This alignment is reflected in the fact that seven of the 12 national health priorities
focused on public health priorities whereas five directly addressed the three health
MDGs.
63
However, although these priority areas were specifically singled out for special attention,
the NHSP did include other health-care interventions.
Zambia's strategic alignment with the MDGs has benefited from the increased donor
support for HIV/AIDS, tuberculosis, and malaria that was received in the first decade
of the 21st century. The availability of financial and technical resources from donors
such as the Global Fund, the President's Emergency Plan for AIDS Relief (PEPFAR),
and the World Bank's Zambia National Response to HIV/AIDS (ZANARA) programme, among
others, underpinned to a large extent the progress that has been documented towards
attainment of MDG 6 directly. Particularly striking has been the progress made towards
achievement of universal access to treatment for HIV/AIDS for all those who need it.
By the end of 2008, 200 435 adults were estimated to be receiving antiretroviral drugs,
representing 66·3% of the estimated need.
63
However, although the prevalence of HIV fell slightly to 14·3% in 2007
64
compared with 15·6% in 2002,
65
the results of the 2009 epidemiological synthesis study suggest continued transmission
of infection, with 1·6% of the adult population becoming newly infected every year.
66
This finding implies that to get close to attainment of the 2015 targets there needs
to be a renewed focus on prevention of new infections. The National Prevention Strategy
articulates the key drivers of the epidemic in Zambia and will guide the prevention
efforts in the next 5 years.
67
Overall, the 2008 National Progress Report on the MDGs suggests that, with the exception
of MDG 7, the country is likely or potentially likely to attain the MDGs by 2015.
68
However, continued reliance on external donor support implies that the sector is vulnerable
to the global economic climate, as has been experienced in 2009. The ability to maintain
any gains in health indicators after 2015 needs planning that will target the long-term
sustainable development of the economy.
If particular issues are not already regarded as priorities for governments, they
might simply not be taken up, other than to fulfil obligations for reporting of, or
responding to, donor priorities. This has been a particular problem with MDGs 3 and
5 because of the low status of women. Finally, the mismatch of global goals with national
circumstances or priorities could create perverse incentives that misdirect time and
resources. Countries that are faced with a range of locally challenging or inappropriate
targets might be inclined to focus on those actions that will contribute most to their
overall MDG progress results. These actions might be directed towards population groups
who are quick to respond, raising issues of equity that we will explore in the next
section.
A particular problem with MDG ownership is the extent to which global goals have been
inappropriately interpreted as national ones. Each MDG, apart from MDG 8, has a global
target to be achieved by 2015, usually set as a relative level of progress from the
level in 1990 based on historical global trends. These global targets are also set
without adjustment as country-level targets. They were never intended as national
targets, but they have been consistently applied in this manner, ignoring local context
and the intercountry difference in technical feasibility and financial affordability.
The application of global goals to poor African countries which were never expected
individually to meet them generates defeatism and negativity locally, and “Afro-pessimism”
on an international scale.
24
The linear extrapolations on which several MDG targets are based might possibly fit
the averaging that is inherent in setting global goals, but they could be entirely
inappropriate as a measure of national progress. For example, the capacity to reduce
child mortality rates in any country is more likely to be S-shaped than linear.
69
Initial efforts in the presence of high mortality rates need much effort for modest
improvements. Then as services in health systems are established, there is a phase
during which substantial improvements are possible with rather less input. Finally,
there is a phase in which much greater effort and resources are needed to make further
improvements. The assumption that a similar effort in any country will produce a similar
reduction in child mortality was naive, since experience with child mortality reduction
shows that for most African countries to achieve MDG 4 will be almost impossible.
Equity
The issue of equity arose in the analysis of most MDG sectors. It is a central issue
that has its roots in the initial formulation of the MDGs as poverty reduction and
development goals targeted at poor countries, rather than global goals created for
all countries. Issues of inequity within the MDG framework are not obvious, but they
could be the most serious shortcoming of the MDGs because they associate the MDGs
with minimally ameliorating major areas of need for a proportion of the population,
rather than diminishing the major gaps between wealthy and poor people, both within
and between countries, in ways that benefit everyone.
In this context, inequity means inequality that is unfair. Fraser
70
developed an expansive notion of gender equity that goes considerably beyond equality.
She associates equity with practices that confer dignity for all, and that are against
poverty, exploitation, marginalisation, and misogyny. Additionally, these practices
entail fairness in relation to income and leisure time. This definition alerts us
to inequity as a process that entails not simply assessing amounts of a particular
health, income, or education goods, but also paying careful attention to the relationships
associated with distribution. The MDGs enable us to focus on access to minimum levels
of provision in health, education, or earnings, but they do not go far enough to address
unfair social relations associated with crossing a line of minimum adequacy.
Part of the difficulty in making targets go far enough is the way in which inequity
is measured. Inequity is usually described in economic terms, most frequently as wealth
quintiles, based on possessions owned by the household.
71
This is a convenient approach that can be applied to information such as the Demographic
and Health Survey (DHS) data to analyse income or consumption. In many settings, wealth
quintiles effectively indicate other inequities within a society. They draw attention
to differences in key markers of access and outcome between those who do and do not
have material assets, which provide a mechanism to examine differences between countries
in terms of how these assets are distributed. Some specific measures of inequalities
in wealth have been developed, such as the Gini coefficient which measures the extent
to which distribution of wealth is uneven. Other measures are the ratio of the incomes
of the richest 10% or 20% of the population compared with the poorest 10% or 20%.
72
The use of wealth quintiles as a means to measure equity has featured explicitly in
only one MDG target, MDG 1 target 1A, for which indicators include measurement of
a poverty gap ratio (between lowest and highest wealth quintiles) and the share of
the poorest quintile in national consumption. However, wealth quintiles have been
used extensively in analyses of health-related MDGs undertaken by the World Bank,
UNICEF, and others,73, 74 and very recently in work into the distribution of education
enrolment rates.
9
But wealth, income, or consumption are not the only features of inequity. Factors
such as geography and ethnic origin might be more important in identification of inequities,
both in access and outcome of health interventions.
75
In rural Papua New Guinea and Ethiopia, the most important determinant of access to
health care, and health outcomes, may be geography. Asset indices do not always predict
health outcomes. In some settings, geography, ethnic origin, or other factors might
be more dominant factors. But the absence of measures that capture these other factors
across different societies means that these features of inequity in distribution are
overlooked.
Importantly, asset indices cannot inform us about the gender dynamics of wealth distribution
within a household or a community.
76
Many household studies in developing countries show how little access women have to
household resources.
77
This deficit comes into sharp focus when the household is faced with an emergency,
particularly a health emergency. The outcome of such an emergency, especially when
children are involved, is strongly affected by the extent of women's empowerment within
a community.
76
Several studies in high-income countries show that inequality is often associated
with other social ills. Wilkinson and Pickett
78
associate inequality in income with a range of aspects of ill health, such as low
life expectancy, mental health problems, and obesity, and markers of social dislocation
such as violence and imprisonment. They argue that societies with large gaps between
rich and poor people have adverse consequences for everyone, including those who earn
well. Their work and many other large-scale review studies on equalities
79
suggest that inequity means much more than inequality in income levels.
The notion of equity has a universal assumption in that it benefits all people, not
just the disadvantaged sections of society. Preservation of inequity or lack of distribution
for some, while addressing sufficiency or better for others, is not the way to maximise
benefits for a society. Many of the targets associated with the MDGs focus on improving
conditions for some, but not addressing wellbeing for all. This inequity is the case
for all targets that focus on changing the proportion of people experiencing a particular
hardship—eg, reducing the maternal mortality ratio or the proportion of people living
on less than $1 a day. Even when these MDG targets are achieved, a proportion of the
population would remain below a line of adequacy and the inequities within a society
would not be resolved. Reduction of the number of people living on $1 a day or less
will relieve some people from extreme poverty, but only just. If action is directed
only at those near the threshold, the effect might be to increase inequity, pulling
those accessible populations across the poverty line, thereby widening the gap between
them and those still below the threshold. The fundamental inequities in income distribution
will remain and will continue to erode the foundation of society.
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The MDG approach has led to a social policy that has focused on the easiest way to
bring particular groups just above a poverty line relating to income levels, school
enrolment, etc. This approach has been beneficial for some populations, but still
leaves problems of marginalisation, poverty, inequality, and little dignity for many
people whose specific circumstances often disappear in aggregated reporting on MDG
achievement. For example, in India in 2005, children achieved an average 7·5 years
in school, nearly completing a cycle of primary and elementary education. Children
from the richest quintile, both boys and girls, completed on average 11 years of schooling,
whereas boys from the poorest quintile completed 5 years of schooling, and girls completed
only 3 years.
9
Thus, although India was on track to meet the MDG 2 target, inequities in educational
opportunities were being perpetuated between different population groups, and between
the sexes. For MDG 7, improvements in access to improved sanitation are substantial,
but are also strongly associated with the wealthiest quintiles of the population.
4
Health interventions associated with MDGs 4, 5, and 6 are mainly applied through established
health services, tending to favour the same individuals who have been covered by previous
interventions. They might live near the road or the health post, have relatives who
have been trained as health workers, or have access to information. Those who are
both geographically and socially far away from the rest of the population do not receive
the intervention. A district level study
80
of child mortality in Tanzania since 1988 draws attention to the fact that in a poor
African country that has made admirable progress towards child survival, there is
substantial variability in the progress made, and the districts that were doing well
in 1988 improved at a greater rate than did the poorer districts. Thus the improved
child survival that Tanzania has recorded has been at the expense of worsening geographical
inequity.
80
In education, many countries have expanded access to primary education through abolishment
of school fees (eg, Mozambique, Ghana, Ethiopia, Kenya); however, this intervention
has not always meant that all costs associated with schooling are lifted from poor
parents or that high-quality education is delivered. Indeed, in many countries the
poorest children have the least qualified and supported teachers. Often the language
of instruction at school used by teachers is not the same as that which children speak
at home. Families struggle to meet the hidden costs of schooling—eg, costs associated
with clothing, transport, or additional tuition.
9
Free education is not necessarily associated with improved equity since other factors,
such as attitudes of blame, distancing, or marginalisation, maintain existing inequities.
81
Although some countries have worked to improve the provision of education to the poorest
groups through a focus on improved teacher quality, better learning materials, and
social assistance, realisation of this policy remains a challenge, particularly in
schools for the poorest children.82, 83, 84
Thus the MDGs promote an approach that might systematically exclude individuals at
highest risk, achieving improvements on indicators by focusing on those populations
that are easiest to reach. This is not a new occurrence. Even before the appearance
of the MDGs, for example, most countries that made substantial gains in child survival
between the 1980s and the 1990s achieved these gains at the expense of increasing
inequity, since successive interventions targeted and excluded the same groups of
children as before.85, 86
The approach underpinning the MDGs and their targets for poverty, education, gender,
health, and the environment is the attainment of a specific minimum standard for a
proportion of the world's people. There are other possible approaches that would be
more equitable. For example, the target might be fully adequate provision for all,
taking account for particular heterogeneities, or it might be narrowing of the gap
between the most privileged and the most deprived, ensuring that no group is below
a level of adequacy. A deliberate, pro-poor or human rights approach can be taken,
actively addressing inequities and realising rights for the poorest people. Some countries,
such as Peru, have deliberately adopted a pro-poor approach to child-survival strategies.
87
Unfortunately, such countries are the exception.
In conclusion, the present MDG framework does not address inequity by maintaining
a concern with just adequate provision for some, ignoring the needs of those who are
too hard to reach and not addressing the difficulties of inequality in societies that
seem to have deleterious consequences for everyone, not only the poorest people. More
equitable MDG targets would not only help those near the threshold, but could direct
improved, rather than minimal, resources at the poorest groups.
Part 3: framing of future development goals
Introduction
The MDGs have had a substantial effect, both with respect to focusing resources and
efforts on important development objectives, and also more generally in raising public
and political interest in the development agenda, engaging for the first time a wide
range of sectors and disciplines in a concerted effort. As we approach the UN Summit
on Sept 20–22, 2010, the two-thirds mark towards the target date for the MDGs, attention
is focused on the achievement of existing goals. But there is also much interest in
what happens after 2015. Many different views have been expressed about that future.
Sumner
88
has suggested three broad options: (1) continue with the same MDGs, with or without
a timeline (Sachs has argued for 2025);
89
(2) create new targets, perhaps locally defined, with or without a timeline; or (3)
combine the MDGs with something new (ie, an inner core of the existing MDGs, but add
new and locally defined targets as an outer core).
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Manning has responded to what happens after 2015 by emphasising the need to move beyond
conflating development with aid and to recognise the effect of global factors and
changing international power structures.
3
The Chronic Poverty Report of 2008–09 argues for a new development agenda to include
access to basic social protection for all poor and vulnerable people by 2020, universal
access to post-primary education by 2020, and leading to the elimination of absolute
poverty by 2025.
90
In the final section of this report, we apply our cross-MDG, cross-sectoral comparison
to consider the future of development goals. Hence we focus on what might come after
the MDGs, in view of the MDG experience. This is not to belittle in any way the importance
of trying to achieve the existing MDGs in the next 5 years. Our premise is that, whether
or not present MDGs are continued, modified, or replaced after 2015, we should move
forward having learned the lessons of the previous 15 years, and addressed any weaknesses
that have become apparent in MDGs. In part 1, we examined individual MDGs and identified
their specific challenges, which we used in part 2 to draw out common challenges that
cut across the goals. We found that the core challenges relate to reducing gaps and
fragmentation in the MDGs, enhancing their integration, improving targeting and indicators,
and ensuring equity and ownership. The reasons for fragmentation, incoherence, and
gaps in the existing MDGs lie in their origins; although they included goals from
a range of sectors, a common, cross-sectoral vision of development was not the basis
for their formulation. Rather, as we have noted in part 1, the specific goals that
emerged from the MDG formulation process were largely targets established in independent,
earlier sectoral initiatives, grouped together and edited for political sensitivity,
to maximise broad international support. Looking forward, we consider that any project
after 2015 should be built on a coherent and shared approach to development, which
can guide action across different sectors including, but not confined to, addressing
poverty, inequity, and environmental degradation, and improving gender equity, education,
and health.
Definition of development
Development is an ambiguous, multifaceted, and contested notion that in different
contexts and to different people can describe aspirations, outcomes, or processes
concerned with wider political, social, or economic change. Different development
approaches vary in their emphasis on these different elements of development—eg, on
economic growth, modernisation, or structural change—and in their understandings of
the natures of, and relations between, means and ends. Anand and Sen draw attention
to helpful distinctions between ends (eg, wellbeing, freedom, and capabilities or
expanded choices) and means (eg, wealth and economic growth),
91
in line, for example, with Habermas's
92
differentiation between human forms of communication and solidarity on the one hand
and highly rationalised demands for economic efficiency on the other. They also emphasise
the importance of considering universal intergenerational and intragenerational distribution
together, to examine the potential for both complementary synergies (eg, in investments
in maternal health and in education) and the competition for resources (eg, between
present and future consumption) in discussions of sustainable development. Development
invokes concerns with normative aspiration, process, and practice, which generally
entail assessment.
We have already considered how different elements of the MDGs are compatible with,
and indeed are derived from, different conceptualisations of development. The MDGs
are fragmented not only in their implementation but also in their underlying conceptualisations
of development and overlapping of means and ends. Thus economic growth is considered
in MDG 1 (or at least in the dominant concept that economic growth is the key driver
of poverty reduction); MDGs 2–6 are more concerned with basic needs and human development
(although MDG 3 focuses on a particular end regarding one aspect of equity); MDG 7
is concerned with both environmental sustainability and basic needs (of sanitation
and urban dwellings); whereas MDG 8 mainly addresses structural issues in international
trading and financial systems and relations (although targets measure these in terms
of Official Development Assistance [ODA] flows, tariffs and subsidies affecting trade,
and debt relief). While this approach captures a range of development perspectives,
it generates a poorly aligned mixture of means, ends, and sometimes competing ideas
about normative aspiration (eg, economic growth vs sustainability), which has made
the MDG project less useful than it could have been, since opportunities to link the
goals together coherently have been missed and a rigorous approach to assessment has
been overlooked.
Building on both our cross-sectoral analysis of the MDGs and other multidimensional
understandings of development concerned with economic growth, livelihoods, entitlements
and capabilities, equity, environmental and ecosystem services, and institutions,93,
94 we put forward an overarching conceptualisation of development that derives from
an assessment of existing choices, and a clearer articulation of the relation of ends
and means. Hence, we are seeking to make operational some of the ideas that Amartya
Sen outlines in The Idea of Justice.
95
Sen's argument is that elaboration of a vision of global justice at the present moment,
when there are no appropriate institutions to deliver this vision, might be deemed
an exercise in ideal theory; however, it is nonetheless important to focus on the
choices that are actually on offer in a globally inter-related world, the plurality
of principles and interpretations that might play a part in view of the different
histories and contexts of people, and the permissibility of partial resolutions (ie,
that making some things a bit better rather than waiting for the best resolution)
could be an important step. Sen also emphasises public reasoning and attention to
assessment of human lives in terms of capabilities—ie, reasoned values and the significance
accorded by these factors.
Drawing from this method of assessment of existing human relationships, and identification
of means and ends, we define development as a dynamic process involving sustainable
and equitable access to improved wellbeing. This conceptualisation needs brief elaboration.
There are many elements of wellbeing and increasing published work on its application
and measurement.92, 96, 97 Sen views wellbeing as a combination of the aspiration
that “human lives can go much better” and an understanding that improvement can be
brought about through a strengthening of human agency, a person's capability to pursue
and realise things that he or she values and has reason to value.
98
Unlike conventional economics that equate wellbeing with happiness, Sen's capability
approach suggests that aspects of wellbeing have to consider the things that we really
value (whether they make us happy or not) and levels of deprivation, whether or not
people report they are happy despite severe want. By suggesting that wellbeing is
linked with capabilities—that is the freedom to enjoy various combinations of beings
and doings—Sen draws attention to the significance of how different people necessarily
have need of and make use of resources in diverse ways.
97
To consider heterogeneity as part of any evaluation of the freedom people have is
therefore crucial. Social arrangements for development are thus to be assessed not
in the space of resources (inputs) or of outcomes (happiness) but in relation to wellbeing,
agency, and capabilities—that is the freedom to promote and achieve functionings that
people value. In adoption of an understanding of wellbeing that derives from Sen's
ideas, we define wellbeing as the freedoms and capability to make choices and act
effectively with respect to, for example, health, education, nutrition, employment,
security, participation, voice, consumption, and the claiming of rights. For each
of these elements of wellbeing, there are important considerations of quality and
quantity of achievement, of diversity in aspirations between different communities,
of equity, and in some of these aspects (most notably those concerned with material
consumption) of the need to recognise satisfaction from sufficient (as opposed to
maximised) achievement, as diminishing marginal returns to consumption are overtaken
by increasing marginal costs (including social costs). This approach helps access
to improved wellbeing to be both equitable and sustainable. In this section we will
discuss the nature and implications of equity and sustainability, but note here their
importance as intrinsic features of our development notion.
Sustainable and equitable improvements in wellbeing are achieved by expanding access
to services that deliver the different elements of wellbeing. The classification of
services provided by the Millennium Ecosystem Assessment
99
is particularly useful, since it makes a distinction between moderating (or regulating),
provisioning, supportive, and cultural services. This typology has wider applicability
beyond the provision of ecosystem services by natural capital (eg, forests, soils,
wetlands, oceans). Thus physical capital (eg, infrastructure and equipment), human
capital (eg, knowledge, skills, labour), and social capital (eg, institutions, relationships)
all generate moderating (or regulatory) services that provide stability, promote resilience,
and reduce systems' sensitivity to change. Similarly, these different types of capital
also generate provisioning or productive services (producing goods and services for
direct or indirect consumption), supporting services (supporting conditions necessary
for and underpinning systems' existence and functioning), and cultural services (which
provide communicative, aesthetic, recreational, or spiritual benefits). Finally, development
has to be explicitly and fundamentally seen as a dynamic process of change. This view
involves a plurality of perspectives with several stakeholders, who interact as individuals
within and between households, organisations, communities, and nations, with differing
resources and aspirations. Embedded and emergent properties in systems operating at
these different scales mean that changes and transformations within them are interdependent
and highly complex.
93
This conceptualisation of development extends beyond that implicit in the MDGs, for
which MDGs 1–6 in particular are focused on poverty reduction and the achievement
of limited, indeed minimalist, standards of welfare,
13
with little emphasis on wider notions of development or on the condition of people
who are not afflicted by extreme poverty. Our notion addresses issues that need commitment
and action across countries of low, middle, and high income. In view of the arbitrary
nature of the cutoff points in many classifications of poor and non-poor people, and
the moral arguments that all people have an equal right to aspire to much more than
escape from narrow and arbitrarily defined levels of poverty, we believe that development
goals should extend beyond, but include, minimalist poverty reduction and survival
goals.
Our notion also differs from the MDGs in another way. Gore13, 100 has suggested that
the development of the present MDGs represented a switch from a procedural approach
to development (involving common respect for rules, norms, and practices governing
relations) to a distinctly purposive approach, involving the achievement of specific,
agreed outcomes. Our notion incorporates both of these elements—it is purposive in
that it identifies elements of wellbeing as targets to be achieved, and it is procedural
in that it places strong emphasis on equitable, sustainable, owned, and scaled processes.
Importantly, it adopts a holistic, maximalist approach while recognising that minimalist
standards have a role.
However, this broader conceptualisation of development could threaten a core feature
of the MDGs that has allowed them, individually and collectively, to achieve a high
degree of international consensus and commitment. Only by limiting the scope of the
MDGs and accepting gaps resulting from the omission of politically sensitive issues
could parsimony and broad agreement be reached. Further, this agreement was reached
building on some of the optimistic realignments of the 1990s in the aftermath of the
end of the Cold War as a centralised process led by more powerful players with a pragmatic
acceptance of the lowest common set of goals and indicators, defined to allow sometimes
loose and sometimes narrow interpretations. However, any future project to develop
the MDGs will be located in a very different global political economy characterised
by the events after Sept 11, 2001, the emergence of a new security agenda, the effects
of the financial crises, the emergence of China and India as significant economic
and geopolitical players, and extreme caution about what global agreements can achieve
in view of the failures of the Doha round on trade agreements and the Copenhagen conference
on climate change.
Building on a broader notion of development should therefore recognise this history
and address the dilemma posed by likely trade-offs between a comprehensive set of
development goals, and comprehensive commitment to these goals. This approach will
not be easy, but several development issues make the MDGs' focus on a set of goals
aimed at increasing the material consumption of poor people less tenable. We draw
attention to, for example, a growing acceptance of the need to address population
growth, to recognise and restrict the environmental effect of human activities, and
to understand the limitations of growth based on capitalism and neo-liberalism as
a system for delivery of sustainable development. These issues have been ones for
which comprehensive agreement is difficult to obtain from states with different ideologies
and political systems, but they can no longer be avoided. Unterhalter and Carpentier
101
set out this challenge in terms of a so-called development tetralemma faced in the
pursuit of mechanisms and systems that simultaneously promote equity, growth, democracy,
and sustainability (in which a tetralemma is defined as analogous to a dilemma, but
involving a set of four crucially important options for which each is necessary but
not sufficient for sustainable development, and they cannot all be achieved together).
Almost all present political and economic mechanisms and systems can only achieve
some of these at the expense of others; hence they are compromised even in their initial
achievements. Experience of the Copenhagen negotiations in December, 2009, on climate
change targets and measures shows the difficulties in getting international agreements
on complex and politically sensitive issues affecting international and intergenerational
investments and concerned with countries' differing and evolving domestic aspirations
and perceptions of rights and responsibilities.102, 103
Guiding principles for development goals
We suggest that a more comprehensive concept for development should and can form the
basis of a development project after 2015, if that project follows five guiding principles.
We derive these principles from our development notion above, and from our analysis
in part 2 of the MDGs' strengths and weaknesses. They are: holism, equity, sustainability,
ownership, and global obligation. We examine each of these in turn, but emphasise
that they are not independent of each other, but closely interwoven.
Holism
By holism we mean the need to avoid gaps in a development agenda and realise synergies
between its components. We emphasised in part 2 of this report both gaps in the MDGs
and the way that their separation contributes to a failure to achieve integration
and synergy between the elements that contribute to improved wellbeing. Figure 1
shows how this tenet can be viewed in terms of three core dimensions of wellbeing.
It suggests that people's wellbeing and capabilities depend on human development (change
in their individual human conditions and resources), social development (change in
their social relations and resources), and environmental development (change in their
access to and relations with natural and environmental resources). Progress on each
of these areas is crucial for people's wellbeing, but they are also closely related
to and dependent on each other. A formulation of development goals should start from
these individual and interlinked dimensions. We also note that achievement of human,
social, and environmental development as set out in figure 1 is dependent on underpinning
development of physical capital and, in view of the global challenges noted earlier,
population stabilisation. Neither of these are themselves core dimensions of wellbeing,
but both are important for human, social, and environmental development.
Figure 1
Dimensions of development
The general identification of human, social, and environmental development as core
dimensions for achievement of wellbeing is important for a holistic conceptualisation
of development processes and outcomes, but it is too broad to be a practicable focus
for development policy and action. For this approach we need to consider more specific
elements that are necessary means and ends to achieve contributors to human, social,
and environmental development and, as a result, wellbeing. These factors could be
configured in many ways. By means of illustration, we present one set in figure 2
.
Figure 2
A set of development elements that contribute to human, social, and environmental
development and wellbeing
Some of these elements clearly resemble existing MDGs. Some are presented differently
to address some of the weaknesses that we have identified in the MDGs—eg, the lack
of focus on learning, and the lack of the integration of health areas. Others represent
areas excluded from the MDGs, such as human rights. An important feature of each of
these elements is that it contributes directly or indirectly to human, social, and
environmental development. The elements are holistic and interlinked and represent
areas in which we can realistically in Sen's terms “do more and do better”.
104
Access to water, for example, delivers human, social, and environmental elements of
wellbeing, through water for drinking and sanitation, societal agreements on water
sharing and use, and sustainable use of watersheds and management of pollution, respectively.
The absence of explicit reference to economic development or growth or to markets
from Figure 1, Figure 2 is not intended to suggest that economic growth is not important
in development. Indeed it is crucial for funding investments in the delivery of services
for most of the elements in figure 2, and underpins participation in and enjoyment
of livelihoods (and employment) by which people both contribute to and access services
from the local and wider communities of which they are a part. However, the dimensions
and elements of development in Figure 1, Figure 2 are higher level development ends,
in whose pursuit economic development and growth are important means. Furthermore,
the importance, nature, and extent of economic growth, and the roles of markets, governments,
and other institutions (eg, civil society) in achievement of these ends are context
specific. Thus growth is less important in more wealthy economies, where more attention
might be needed for issues of sustainability and reducing the negative effects of
material consumption on the environment. In poorer economies, however, economic growth
is likely to be more important.
We present the elements in figure 2 as indicative. They might not describe all the
essential elements contributing to wellbeing, or they could be configured or combined
better—any changes or additions need to be considered in a similarly interlinked approach.
Further, we do not propose these elements as a list of future MDGs. In view of experience
so far, expansion of MDGs from eight to 13, and adding the targets and indicators
that achieved the linkages intended, might considerably weaken the virtue of parsimony
in attracting public attention and financial investment (although the pursuit of synergies
might also allow some reduction in targets per goal).
Prioritisation would be a process with a strong political element, as with the existing
MDGs. We emphasise here that any selection of priorities for targeting should be done
through an approach that identifies the elements that deliver most human, social,
and environmental development, and, in subselecting from these elements, recognise
and accommodate as best as possible the gaps that will arise and the linkages that
such gaps might threaten. We suggest that this approach would be better than assembling
specific, independent goals to make a development agenda, as was done with the present
MDGs, with retrospective filling in of gaps and making of linkages—a process that
has had limited success because of complexity and lack of ownership.
Another aspect of a holistic approach to development goal setting concerns operational
choices in delivery of services. In this approach, holism suggests that there has
to be the opportunity for co-action across elements and synergies in relation to service
access for individuals and communities. The absence of this, for example, with interventions
in health in one part of a country and interventions in education in another, could
contribute to marginal, sectoral increases in wellbeing, but fail to capture the added
gains from joint investments in education and health in the same groups of people
(eg, improved health services reduce children's absences from school and improve their
participation and concentration at school, while education can improve uptake of health
services).
However, we realise that one practical consequence of this operational application
of the principle of holism might be a potential conflict with our principle of equity.
Undertaking a series of intervention programmes addressing different areas for action
in the same localities with the same households could yield large benefits for these
households and communities. However, it would be unfair and inequitable if at the
same time other poor localities missed out on all interventions because resources
were insufficient. Thus, to continue with our example above, added investment in education
in one part of the country and added investment in health in another might seem to
be more equitable, but such equity might be achieved at the cost of losses in effectiveness
and efficiency. Nonetheless, working with Sen's advocacy of partial resolutions submitted
for public scrutiny might allow for these rationales to be assessed.
94
Equity
The analysis in part 2 drew attention to inequity as a major problem arising from
the formulation of some MDG goals, targets, and indicators. To go beyond these shortcomings,
we see equity and fairness as a key principle for future development goal setting.
Equity expresses some of the values associated with justice which we see as intrinsic
to the notion of development that we have elaborated. Sen has argued that aspects
of equality, whether these are related to rights to hold property, vote, or earn the
same level of income, are a core component of ideas about justice in the contemporary
world.
105
Although differences might exist with regard to what type of equality is valued or
emphasised, equality in some space is a central aspiration, and the notion of equity
distils the types of social relations entailed in ensuring this aim. Drawing on changing
meanings of the word equity in English from the 14th century, Unterhalter
106
has identified three different levels of equity comprising equity from above, which
needs a fair system of institutional arrangements; equity from below, which entails
processes of participation and discussion; and equity from the middle, which ensures
the efficient flow of services, information, and investment. All three are necessary
and complement each other, emphasising aspects of holism discussed in the previous
section.
Equity is often discussed in terms of equity of opportunity or outcome. Ensuring equity
of opportunity is often associated with putting in place the institutional arrangements
for managed provision of health, education, or employment services. In an economy,
these services and opportunities provide employment or provide credit for investment
in producing goods to generate income. In education, they include providing appropriately
sited schools, making universal opportunities for school attendance, and access to
the curriculum through an appropriate language policy and training sufficient teachers.
In health, provision of these services means building sufficient health facilities,
training staff, and ensuring a supply of drugs. For the environment, it means providing
access to clean water and air, and harvestable natural resources resulting from the
responsible management of land and water. However, the mere provision of these institutional
arrangements does not go far enough if there is inadequate attention to the quality
of provision, or if the needs of the most disadvantaged groups are greater than the
rest. Addressing equity in opportunity entails thinking about aspects of heterogeneity,
providing services that recognise this and treat people, no matter what their different
circumstances, with dignity.
Equity of outcome provides an alternative assessment of whether personal heterogeneities
have been considered in relation to health, education, or poverty elimination. Processes
that can help to secure this entail attention to participation in the evaluation of
services, concern with affordability, and adaptability of services to meet diverse
circumstances. A principle of equity in development goal settings needs, therefore,
to address equity of both opportunity and outcome. Achievement of a level of wellbeing
for all people will need the development of a more equitable world, built on more
equitable societies in which there are adequate flows of information, understanding,
resources, training, and respect to enable diverse individuals to attain a decent
quality of life. The principle of equity applies across generations (including elderly,
middle aged, and young people, children, and unborn babies, and thus incorporates
sustainability) and within generations (eg, across nations, social groups, and gender).
Equity requires a focus on the needs of each community or country, and the particular
historical, geographic, linguistic, or gender dimensions of inequity. A simple approach
to this requirement in goal setting is to build into survey instruments the variables
needed to analyse the true determinants of inequity in health, learning, food security,
and other outcomes. These variables will usually be seen as economic (wealth quintiles),
geographic (distance from a functioning service—eg, health facility or school), ethnic
(belonging to a deprived or discriminated ethnic group), age-related (children, young
families, elderly people), or associated with gender (touching on distributional issues
inside the family and capacity to participate in the labour market or decision-making
bodies). Information has to be disaggregated so that inequity in one parameter is
not obscured by another. Once the most appropriate variable, or variables, have been
identified for a specific country, they can be incorporated into access, process,
and outcome indicators and can then be monitored, both as national averages, and as
markers of trends to reduce inequities.
To ensure equitable outcomes, assessing equity also entails establishing processes
for improved participation in collective public discussions and decision making concerning
not only aspects of learning and health provision, but also all areas that affect
people's wellbeing. These include global, national, and local economic policy and
political issues at all levels, and are related to the principles of ownership and
obligation.
Sustainability
Sustainability was not explicitly or implicitly addressed in the MDGs, apart from
in MDG 7 from the perspective of environmental sustainability and sustainable development.
These two different notions—the first relating to protection of ecosystem function
and services, and the second to economic growth that protects the opportunities of
future generations
107
—are important features of a comprehensive development concept. However, sustainable
wellbeing is broader than both these ideas.
We define sustainability of a system that delivers an outcome, such as wellbeing,
in terms of its capacity to persist, and to resist or recover from shocks that affect
its productivity.
108
Sustainability is an important feature of the different development dimensions and
elements identified earlier; economic and financial sustainability arises particularly
from processes of social development, and from human and environmental development.
Sustainable action should be a practice of all stakeholders who have power over the
resources a system uses, and it will apply to all scales (eg, from households to nations,
from fields and small stream catchments to river basins). Such sustainable action
is hard to achieve, but is made easier when different services can substitute for
each other to improve sustainability. For example, the sustainability of nutrition
as an element of wellbeing can be supported by development of improved agricultural
and environmental systems, by improved trade and the equitable distribution of foodstuffs,
or by changes in personal livelihoods or behaviour that give individuals more reserves
to survive periods of want. And sustainable wellbeing depends on children and young
people learning how to learn in order to make full use of improved agricultural, environmental,
and distribution systems, and to develop resistance to shocks in health and income
in the future.
A broad but clear understanding of the role of productivity is crucial to understand
sustainability. Productivity needs to be defined in terms of a system's delivery of
the provisioning, supportive, regulating, and cultural services that we discussed
earlier. Not only does productivity have to be viable in material terms (not depleting
resources below stocks needed for the system to operate), it also has to be both viable
and acceptable in social and economic terms. Therefore, all stakeholders with (formal
or informal) control over resources need to have the ability and incentives to support
the maintenance of the system. We draw attention to two implications from this tenet.
First, growth in productivity is crucial for the sustainability of many systems, but
not a necessary feature of all systems, and the nature and rate of growth needed in
a system will vary with the aspirations of stakeholders, changing pressures on systems,
and socioeconomic structures and relations. Thus increasing population and aspirations
for substantial improvements in wellbeing for poor people makes strong demands for
productivity growth, but economic growth associated with increases in material consumption
will not be as important for some advanced economies and their sustainability. This
notion brings us back to our discussion in part 2 of this report of targets and the
important, but widely misunderstood, distinction between global and national targets.
Although the sustainability of the planet needs substantial reductions in productivity
growth globally, the poorest countries might need to achieve high productivity growth
to raise the incomes of the poorest. Second, both equity and ownership are needed
in the management of systems and the returns that they offer to different stakeholders.
Failure of crucial stakeholders to perceive that they or others benefit fairly from
a system will lead to their withdrawal of resources from that system and its eventual
collapse. The requirements of sustainability are therefore inextricably linked with
our other principles of holism, equity, ownership, and global obligation.
Ownership
The principle of ownership arises from our analysis in part 2 (and particularly the
lack of MDG ownership that might exist nationally), from our conceptualisation of
wellbeing as including participation and voice, and from our consideration of the
requirements for sustainability. Much of the discussion of ideas of global social
justice focuses on the problems of attending to different local, national, regional,
and global communities, and the politics of articulating and negotiating very different
interests,109, 110 and our method for elaboration of this conception of development
has taken as a starting point the acceptance of a plurality of societies in the world.
We have seen in our examples from different countries that MDGs have usually been
incorporated into national development programmes where they fit local priorities.
Alternatively, MDGs could stimulate a change in national priorities if donor funding
for MDGs causes governments to change their strategies to take advantage of opportunities
for external investment. These observations suggest a need for greater ownership of
the process of goal development both nationally and internationally. Questions about
who sets goals, how they are represented and legitimated, and what relationships they
have with targets must be of central concern. National and local ownership and a new
framework for international partnerships will be crucial for what comes next, both
in terms of reflection on the nature of global obligation and the establishment of
particular goals and targets.
We propose that the search for developmental goals after 2015 should begin from a
comprehensive conceptualisation of development and the core development principles
proposed to govern both the specifications of development goals and the processes
by which they are specified. This process should be undertaken, and its product owned,
by all countries by use of forms of open discussion and public scrutiny, as suggested
by Sen,
95
and we emphasise therefore that our set of principles and elements of wellbeing are
only examples of what these principles and elements might look like.
However, these goals might subsequently have to be narrowed or otherwise amended to
achieve comprehensive commitment to the development agenda. Goal setting at this level
should focus on the planning of national and local programmes by national constituencies.
National priorities will differ, but all agreed elements of wellbeing should be considered,
such that differences reflect local priorities. Priorities would need to be developed
through an equitable process of discussion and deliberation with some agreed processes
of how consensus was to be reached with regard to national priorities. Operationally,
a process that is given sufficient time to include civil society participation (and
appropriate accountability processes) would be needed. A focus on local priorities
would be important to ensure that targets set are locally relevant, not only national
aggregates, and that they do not aim too low.
National target setting would need an element of regional and global input, especially
to address environmental development needs that are supranational, such as climate
change adaptation and mitigation, and to address international issues such as the
effect of trade or migration of skilled workers on human and social elements of wellbeing.
A process to integrate local, national, and regional priorities to generate national,
regional, and global targets will thus be needed, with mechanisms to reach consensus.
Although brokering and negotiation between powerful players is one way to achieve
this process, a better approach might be to adopt mechanisms that allow subsidiarity,
opt outs, or variations in specification of targets between global, regional, national,
and subnational jurisdictions—although of course these are not without their challenges.
Equally important for ownership is a mechanism to review progress towards targets
that ensures national dialogue (involving governments and civil society) around the
targets and the data associated with them. This mechanism could entail: independent
national bodies established and tasked with monitoring progress with wide participation
of a range of groups; national collection and review of data; external comparative
analysis in partnership with multilateral bodies or international organisations; and
national analysis and decision on action in the form of public, parliamentary, press,
or other forms of debate and discussion. The changing international architecture of
the UN would be an important backdrop to this process, with action to avoid the present
fragmentation of development goals between different UN bodies, through strong central
leadership. UN agencies could assist with the circulation of information, convening
of meetings
26
for crucial reflection across countries, and identification of where particular resources
for initiatives might be located. But the dynamism associated with other cross-national
organisations of civil society would also be an important resource.
Global obligation
The experience of 10 years of work on the MDGs raises serious issues for debate about
global justice, both as an important area of normative discussion and in terms of
institution building and practical politics. Commitment to the MDGs implicitly or
explicitly involved commitments to large transfers of resources from developed to
developing economies and, in MDG 8, commitments to address inequities in structural
relations between countries. However, despite delivery of the resources needed to
achieve some MDGs, relations between developed and developing countries are largely
characterised by unmet political and financial commitments from developed countries.
These commitments can be attributed to a failure by political leaders and voters to
recognise and own international development obligations.
The question of what the nature of our obligation is to people who are not citizens
of our country raises a range of complex philosophical and political challenges.111,
112 In a particular country citizens share a government and many political, economic,
cultural, and social relationships that make up everyday life. The areas of MDG focus—income,
nutrition, education, health provision, water, and housing—are all areas that became
the focus of state policy and practical intervention in the 20th century. Thus governments
became a key locus of obligation for social protection.
But there is also a long history of civil society concern with people who live beyond
national borders. Global ties of affiliation take in members (or intended members)
of a particular faith community, and members of a group connected by attachment to
a common language or set of practices. Links beyond local or national boundaries also
have connected people affected by particular global economic injustices, such as slavery
or racism, and those who have been outraged at its practices. Women, who are often
discriminated against in their own societies, express the view that they share more
with women in other societies than they do their own. This view is polemically captured
in Virginia Woolf's statement written in the mid-1930s: “As a woman I have no country.
As a woman my country is the whole world.”
The question of the nature of global obligation in the contemporary world with regard
to specific present MDG areas (eg, education, health, gender equality) has been much
debated,113, 114, 115 with positions ranging from the need to emphasise national priorities
and processes to concerns to establish some intermixture of national decision making
and global review that preserves a perspective on adequacy, fairness, and response
to discrimination and deprivation. Reflections on the failure to reach a legally binding
agreement on climate change at the UN Summit in Copenhagen, in December, 2009, suggest
the difficulty of establishing truly global agreement regarding obligations beyond
boundaries. Further, the focus of Copenhagen was on a subject, climate change, for
which global inter-relationship of states was much more evident than can be argued
for other aspects of human, social, and environmental development relating to health,
livelihoods, learning, energy, etc. Yet nowadays all these elements have global dimensions
that link national and local interests—a fact made particularly clear from the recent
food security and financial crises. In view of the enormous difficulties of establishing
an institutional architecture at the summit for any ambitious vision of global obligation
with regard to climate change and its effects, what is the best that can be hoped
for the notion of global obligation with regard to the MDGs?
We argue for the importance of a position on global obligation that values human rights
with respect to human, social, and environmental development. Thus our concerns with
wellbeing are not just limited to the obligations we have to citizens of our own country,
but to individuals everywhere.
116
However, we would also argue that the expression of these values does not dictate
a particular set of responses. Indeed, the form of the response will differ in different
locales, given particular histories, and present form of social and political relationships.
In looking forward to a future for development goal setting, we argue for maintaining
and deepening the sense of global obligation that they represent. One way to achieve
this would be to deepen levels of local and regional ownership of the process. In
this way the powerplay and international politicking that was evident at Copenhagen
might, to some extent, be reduced.
The challenge for taking forward the MDG vision entails not only developing and deepening
the normative language of shared obligation on selected areas, but putting in place
institutional frames and political processes that can help to build and support this
process. Can UN reform address this institutional challenge for global obligation?
In January, 2008, Ban Ki-moon outlined leadership on achieving the MDGs as an objective
of UN reform. The Secretary-General stressed the importance of improving capacity,
developing synergies, and building partnerships,
117
but the politics of achieving these aims has been very complex. The effects of the
financial crisis and fiscal austerity on the aid budgets that might finance this development
and on the local resources that might sustain it remain unclear. A further difficulty
is that the UN's hopeful aspirations for human development co-exist in a globalised
political economy that is marked by substantial inequality and exploitation.
Finally, ensuring that the framework is seen as a global framework, rather than just
one affecting developing countries, is important in setting a future development agenda.
It means that all countries, rich and poor, have obligations and subscribe to targets
for which they are accountable.
The future of health development goals
In this final section we show the application of our proposed principles to one particular
element of wellbeing. We have selected health, since it has been a major feature of
the MDGs, being the focus of MDGs 4, 5, and 6, and an element of MDGs 1, 7, and 8.
We consider how each of the principles presented in the last section might apply to
the development of future health goals. In many cases, what we propose can apply equally
to other elements of wellbeing—eg, energy, learning; hence this approach is very much
a procedural template for all development goals.
A holistic approach to health development
Application of our principle of holism to health development would, first, mean a
greater focus on the broad health gains that can be realised through an integrated
health systems approach, with a better balance between horizontal and vertical features
of health action. Key areas of inequity would need particular attention, including
those addressed by specific, present MDGs. But a more holistic approach is best built
on a framework of reasonable health expectations over a lifetime, which would address
present gaps and accommodate differences in health challenges in different countries.
Such a life course approach could identify the following stages and expectations:
•
Pregnancy: access to antenatal care; adequate maternal nutrition; protection from
exposure to dangerous infections and toxins.
•
Infancy: a reasonable probability of survival coupled with access to a loving parental
relationship; protection from death or disability attributable to malnutrition, vaccine-preventable
and other infections, trauma, or other causes.
•
Childhood: quality primary school education; safe space for play at home and school;
protection from abuse in the home environment; cognitive and social development; adequate
nutrition and protection from both hunger and obesity.
•
Adolescence: reproductive and sexual health; increasing autonomy; self-respect; access
to social security for those with learning difficulties; fulfilling potential.
•
Adulthood: access to care, diagnosis, and treatment for major causes of death and
disability (childbirth, non-communicable diseases, mental health, major infectious
diseases); employment opportunities and a social welfare net.
•
Elderly: social inclusion; dignity in dying; dementia and disability services.
These stages would be provided within the framework of a health system encompassing
the building blocks of service delivery; health workforce; information; medical products,
vaccines, and technologies; financing; and leadership and governance (stewardship).
118
A functioning health system is the sum total of all the organisations, institutions,
and resources whose primary purpose is to improve health. It should provide responsive
and financially fair preventive and treatment services, and population-based public
health activities including community mobilisation in pursuit of health improvement.
A new health development agenda would look for parallel requirements between various
conditions, and seek to capitalise on synergies. For example, antenatal care services
have high coverage in many settings, and are now being used to deliver malaria and
HIV services. General support of cross-cutting issues such as financing, governance,
accountability, and some elements of human resources and information systems can also
include an emphasis on accountability for progress towards specific conditions.
A desirable feature of such a holistic approach with its emphasis on the life course
and on the health system is its contribution to synergy with other elements of wellbeing.
For example, there is implicit here a greater focus on prevention of poor health,
which links with learning in childhood and adolescence in particular, and with the
specific needs of women. Not only human, but also social and environmental dimensions
of wellbeing, would be needed to address health over a life course—eg, the social
capacity to provide for elderly people and the environmental capacity to ensure provision
of healthy diets and reduced pollution, restricting chronic disease in adulthood.
From an operational point of view, holistic health targets and interventions would
need to be linked with complementary targets and interventions for other elements
of wellbeing, so that these synergies were realised. For example, in the case of learning
targets which relate to health, that health and learning programme interventions reach
the same groups of people is important. However, educators and health workers do not
have to be working alongside each other. Rather, those who plan education and health
interventions should work together on how to target different groups, balancing the
value of coordinated action with the possibility that the groups most in need of health
and education interventions might not be the same.
Some interventions need planning at the household, village or local community, region,
or country level, and there may for some services be economies of scale in integrated
(rather than simply coordinated) service delivery. Planning for learning and health,
for example, will generally need collaborative planning involving more than one line
authority but a clear division of labour for subsequent implementation. Ongoing monitoring
and assessment of progress, however, would often benefit from some degree of joint
action by representatives of more than one group, particularly for identification
of the highest risk groups. Evaluation of inequities in this area and monitoring the
effect of interventions on these inequities should be a joint activity.
The Countdown to 2015 initiative, a suprainstitutional collaborative effort of concerned
individuals and partner organisations, provides a partial model for how linkages can
be built. Together with the Partnership for Maternal, Newborn and Child Health, it
attempts to bring together the diverse technical health communities for the constituencies
of maternal, newborn, and child health, using a continuum-of-care paradigm. Moreover,
within MDGs 4 and 5, it tracks coverage levels for health interventions that are proven
to reduce maternal, newborn, and child mortality. A range of indicators are assessed,
from mortality effects, outcomes such as immunisation coverage, and health inputs
(such as emergency obstetric care facilities per population), to policies such as
legislation around maternity leave. Equity and health-system indicators are specifically
addressed.
Equity and health
We have identified equity as relating to both intergenerational and intragenerational
processes. Applied to health, intergenerational equity involves the recognition, for
example, that maternal health contributes to child health, and child health and development
to health later in life, including reproductive health. A so-called life course approach
described above is one way, therefore, of embedding intergenerational equity in health
development, since it places emphasis on actions in one generation that promote the
health of subsequent generations. Environmental actions that protect health-related
ecosystem services—eg, the provision of clean water and air—are particularly important
for intergenerational equity because environmental change is so slow and difficult
to reverse.
With respect to intragenerational equity in health development, our aim is to ensure
that efforts to promote human development do not continue to leave behind the most
vulnerable and marginalised individuals or communities. Therefore we advocate the
use of our growing understanding of equity to focus on the most disadvantaged sections—the
equivalent of a pro-poor approach. Wealth quintiles have found useful application
to the MDGs, particularly with respect to poverty and health targets.73, 74 Analyses
based on this approach have been instrumental in drawing attention to the extent to
which recent progress in many areas has been at the expense of growing inequity. However,
when applied nationally, results based on wealth quintiles do not always seem to make
sense. Sometimes this situation arises because the key drivers of inequity are factors
other than economic poverty, so economic poverty might understate the disparities
that exist. At other times they point to fundamental problems with the data itself,
such as systematic under-reporting. In some African countries, reported levels of
neonatal and infant mortality are substantially lower in the poorest quintiles than
some of the wealthier ones.
119
This effect is almost certainly due to systematic under-reporting in the poorest and
most marginalised groups, who are likely to be suspicious of young data collectors
coming from the cities. Adjustment for these effects would produce a more accurate,
but less welcome estimate of child mortality for the affected countries.
© 2010 Guy Collender, LIDC
2010
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As we have discussed previously in this report, inequity has many dimensions. Economic
inequity (or poverty in its narrowest definition) is the most important dimension
in many settings, yet it is not always captured by analyses based on wealth. From
the perspective of uptake of health services, what really matters is access to cash
when it is needed to take care of an unexpected illness in the family. Furthermore,
the cash must be accessible for the person taking care of the sick individual—eg,
a mother taking care of her child, or a woman needing ongoing treatment for a chronic
disease. Too often women do not have access to cash. Thus, gender becomes an important
determinant of inequity. Systematic disempowerment of women is a pervasive barrier
to development in all areas, most particularly health and education. In some settings,
particular ethnic groups are also disadvantaged, and unless this inequity is highlighted
and understood, such groups cannot be effectively targeted.
In some countries, geographical barriers become an important determinant of access
to health and education services. Such barriers could be mountains (eg, in Ethiopia,
Papua New Guinea), desert (eg, in Niger), or the sea (eg, in many small island communities
in the Pacific). In large countries such as the Philippines, inequity can be determined
differently in different regions.
To address inequity in health development, therefore, we need to improve understanding
of inequities within and between communities, both nationally and subnationally. In
some settings socioeconomic factors will be the main determinants of inequity, in
terms of education, health, and other areas. In other settings, geographic factors,
ethnic origin, or gender can be important determinants of inequity. Simple methods
are needed to enable countries to decide which factors are most important for them,
and to monitor inequities in health, education, and other areas by monitoring one
or more of the key determinants, as interventions are being implemented. Monitoring
of inequities in both opportunities and outcomes will enable countries to understand
whether existing or future programmes are reducing or indeed increasing inequity.
For example, in some countries, a detailed analysis of factors associated with child
mortality would likely show that, although socioeconomic factors have a role, with
low risk recorded in the wealthiest quintile, a more important determinant of mortality
risk is living in an area with no effective health services. On the basis of such
an analysis, the government might then elect to monitor intervention coverage and
mortality in a representative sample of such areas to ensure that as mortality is
reduced nationally, the equity gap between the highest risk and lowest risk groups
is also narrowed. Structured yearly surveys might be needed to monitor progress.
Some countries have consistently adopted a pro-equity approach. For example, Peru
targeted the implementation of the Integrated Management of Childhood Illness (IMCI),
120
the WHO/UNICEF strategy to manage sick children, to the highest risk groups
86
—an approach that they have taken with other interventions such as the introduction
of a vaccine for Haemophilus influenzae type b. Other countries have by contrast chosen
to implement IMCI in areas already served by well functioning health systems.
A final and challenging feature of equity in health development is the issue of how
to distribute scarce resources among a population—eg, for vaccination. Generally,
the small number of children living in a very remote area will have high risk of vaccine-preventable
disease, particularly diseases for which effective health care would greatly reduce
the risk of mortality, specifically diarrhoeal disease and pneumonia. These issues
are even starker when the health services in question are not preventive services
that can be delivered through mobile services, but rather treatments that need to
be accessed at unspecified times. Here the costs of reaching remote areas with fixed
services can be particularly high, as reflected in the wide quintile gaps seen for
delivery care compared with immunisation, for example.
121
Short of 100% coverage, there are no absolutes. A country might be faced with a real
choice of either spending the available funds trying to get 100% coverage, or accepting
that 80% is quite good, and electing to use the available funds to introduce a new
vaccine, such as that for rotavirus. The utilitarian approach would argue that the
net benefits are greater if the new vaccine is introduced into the 80% of people already
covered, whereas the rights-based approach would argue that the 20% of children have
a right to routine vaccines and should be the first priority. At higher levels of
coverage this dilemma might become even more difficult as the cost of immunising a
small number of unimmunised children might become very high, if, for example, a helicopter
is needed to reach some small isolated settlements. This dilemma is familiar to health
officials in developing countries. Although there might be no right or wrong answers,
a real analysis of the costs and benefits of various approaches would empower countries
to make more reasoned decisions.
Ownership and health
The ownership processes that we suggested above, involving integration of local, national,
and regional priorities to generate national, regional, and global targets, would
apply well to health and to other elements of wellbeing. On the basis of agreed health
objectives in the life course, decisions could be made nationally about how these
would be prioritised, on the basis of national needs and opportunities, through a
process involving, ideally, local government and civil society.
Goal design and setting would benefit in some cases from support to national programmes
to analyse and understand the determinants of poor health outcomes, providing such
programmes with the instruments needed for truly evidence-based decision making to
set priorities in health. Thus, in the area of child survival, decisions would then
be less easily dominated by pressure from special interest groups, or the particular
preferences of funding agencies. When a reasoned analysis based on real and valid
data has indicated the most suitable approach for a country to take, donors and outside
pressure groups will need to take notice. The same support would help nations to develop
their own, most effective and appropriate indicators and methods to monitor progress.
Useful models for such national ownership and development of health goals can be found
in the experiences of governments that have made use of, and improved on, existing
MDGs. Panel 6
shows an example of such a model in Thailand.
Panel 6
Development of health goals in Thailand beyond the MDGs
Thailand has achieved almost all the MDG targets well before the 2015 commitment,
and introduced a concept of MDG Plus—a set of country-specific targets going beyond
the international MDG targets. All MDG Plus targets were taken from the agreed targets
in the national plans and strategies of line ministries in consultation with all relevant
partners. MDG Plus is equity sensitive by going beyond national average goals, making
the global MDGs a floor instead of a ceiling. By adopting goals and targets that are
customised to local needs and priorities, MDG Plus has become a central theme in Thailand's
multisectoral human development movements.
122
In 2002, the MDG poverty target of halving, between 1990 and 2015, the percentage
of people living in poverty was reached.
123
MDG Plus aimed to bring down poverty incidence further to less than 4% by 2009, and
the continuing trend of poverty reduction suggests this target was achievable despite
the unforeseen global economic crisis of 2008–09. Additionally, the percentage of
people living below the food poverty line and the prevalence of the underweight in
children younger than 5 years have exceeded the 2015 targets since the early 2000s.
MDG Plus gave special attention to children in northern highland provinces, where
there are higher rates of malnutrition, and shifted focus from protein and energy
deficiency, which were not problems, to micronutrient deficiency and in particular
iodine, iron, and vitamin A in school children.
There are several lessons on how Thailand achieved the health-related MDGs and moved
beyond them. The commitment of successive governments since the 1970s in investing
in the health of the population, and consistent favourable economic growth, were the
main determinants of the development of health-system infrastructure.
124
Huge investment in the district health system, and efforts to protect poor and underprivileged
people from catastrophic health-care costs through targeting approaches from 1975,
replaced by a policy of universal coverage in 2002, contributed substantially to health
achievement in both level and distribution.125, 126
Functioning primary health care was an outcome of the national policy of extending
rural health services to all subdistricts and districts, and of the policy from the
1970s of compulsory rural health services for all medical and nursing graduates. District
health systems serve as a close-to-client service hub that is accessible to the vast
majority of rural poor people, as reflected in various indicators: 98% coverage of
antenatal care that facilitated rapid nationwide scaling up of the Prevention of Mother-to-Child
Transmission of HIV programme within a year in 2001, 73% prevalence of modern contraceptive
use, and 98% immunisation coverage of DTP3 (third dose of diphtheria toxoid, tetanus
toxoid, and pertussis vaccine).
127
Universal access results in very small rich–poor and urban–rural gaps of use of maternal
and child health services,
128
which is a key contributor to MDG 4 and MDG 5. In 2009, more than 150 000 people living
with HIV were enrolled in the universal antiretroviral programme provided by district
health providers.
Empirical evidence shows the equitable outcomes of the universal coverage scheme launched
in 2002. For example, the tax-financed universal coverage scheme is progressive, with
rich people contributing a greater share of their income than poor people. The comprehensive
benefit package, free at the point of service, has produced a very low incidence of
catastrophic health expenditure and impoverishment.
129
Recent inclusion of renal dialysis in the package has fostered poverty reduction.
130
Without the extensive district health system, the universal coverage policy would
be mere rhetoric, in which citizen rights were ensured only on paper and poor people
would be unable to access and use services.
In conclusion, Thailand benefited from rapid economic growth and government commitment
to human development to achieve the MDGs early. Efforts are in place to ensure that
development is achieved universally through locally defined MDG Plus goals and targets.
Lessons from Thailand show that the MDGs were achieved through sustainable health-system
development. Wide geographical coverage of functioning primary health care at district
and subdistrict levels, and the adoption of the universality principle, are major
contributors to the achievement of the health-related MDs in Thailand.
Global obligation and health
Exercising global obligation in health development would need a commitment by wealthy
countries to supporting poorer countries to improve health-service provision and thereby
improve global equity of access to improved health outcomes. Donor funding would be
an element, and is an important feature of the present MDGs. We suggest that more
attention needs to be focused on the interactions between wealthy and poor countries
that constrain poor countries from improving their own health outcomes. These interactions
include addressing patterns of training and employment of health workers internationally
that leaves poorer countries paying for training of health workers who then settle
in wealthier countries. They also include strengthening of science and innovation
systems in poorer countries so that they might play a more equitable part in developing
and benefiting from new health services and technologies. This support for developing
countries might mean a greater local role in public-private partnerships for medicines
development, particularly in the use of local natural resources and indigenous knowledge
for development of new treatments. Or it could mean strengthening disease surveillance
systems and their ownership by poorer countries to reduce their disproportionate burden
of infectious diseases while improving global health security to prevent future disease
pandemics.
Most interventions such as these would be of mutual benefit to all countries, improving
access by all to health care and medicines. Their achievement could involve targeting
based less on thresholds for specific outcomes in poorer countries and more on demonstrable
adoption and successful implementation of policies that support equitable outcomes
for all countries. In this context, work done by the World Bank on environmental policy
targets for MDG 7 might be a useful model.
44
Sustainability and health
To achieve the holistic expectations considered above throughout the life course needs
several interlinked systems to function effectively. It also needs sufficient reliable
and continual funding. Over the past 17 years, there have been various attempts to
calculate the costs of scaled up health care, including the Essential Health Care
Package approach introduced in the World Bank's World Development Report 1993, the
Commission on Macroeconomics and Health
131
that addressed the health development finance needs for countries below a gross national
product of $1200 per head, and the 2009 High Level Taskforce on Innovative International
Financing for Health Systems that was concerned with all low-income countries. The
Commission on Macroeconomics and Health estimated a 2002 cost of $38 per head for
a scaled up set of essential interventions for low-income countries in 2015, and calculated
that $4 per head on average would need to come from external funding. The Taskforce
undertook a much more comprehensive costing, and estimated a 2005 cost of $54 per
head for scaled up services in 2015, with around $9 to come from external financing
on the assumption that donor countries lived up to their commitments to development
assistance.33, 34, 132
Both sets of analyses made assumptions on desirable levels of domestic support to
health that greatly exceed present levels of government health expenditure. In view
of present rates of economic growth and continuing population expansion, sustained
development assistance for health and considerable additional domestic finance are
needed if we are to move towards the collective national and international aspirations
for health even over the next decades. Most health expenditure in low-income countries
still comes from private, mostly out-of-pocket payments (mean of $13 per head in 2006),
with domestic government budgets contributing an average of $12, and development assistance
making a smaller but important contribution of $6.
33
The goal of the above health intervention and system strengthening initiatives is
to plan, design, and build an efficient, equitable, and responsive health system without
the distorting effects and special pleading of particular interest groups. Sector-wide
approaches to financing encourage all interested partners, both domestic governmental
and external investors, to pool their resources so that one health plan can be implemented,
monitored, and reported upon. The challenge that has arisen in some countries is that
when domestic budgets are tightened, and external donors do not meet their expected
contributions, there are not enough resources for all. In this situation the fixed
recurrent costs, particularly salaries, still have to be met, and as a result funds
for services and commodities are unavailable, leading to shortages and stock-outs
even for those activities that are seen as key priorities within the plan. Thus, proponents
of specific interventions—such as vaccination for children, or completion of tuberculosis
treatment to prevent emergence of costly drug resistance—have good grounds to advocate
for protected funding for a few key programmes. And so we rapidly fall back into the
same discussion of disease-specific programmes in tension with broader system-wide
strengthening of the building blocks of the health system.
To escape this dichotomy, we need to move the debate beyond the financial sustainability
of individual countries' health budgets. Sustainability has to be linked to global
obligation and solidarity that allows rational planning with the assumption that funding
will be predictable, reliable, and increasing every year. The declarations made by
governments of both rich and poor countries have to be upheld. Sub-Saharan African
countries have committed to increase expenditure on health to 15% of general government
expenditure, and almost all rich countries have committed to raising their development
assistance to 0·7% of their gross national income as well as giving commitments to
specific goals such as universal access to treatment for HIV, which remains a target
for MDG 6 for this year.
33
Unless governments deliver on these commitments, aspirations for the holistic interpretation
that we put on health and development will remain mere dreams.
Sustainability for the health sector can also be considered in terms that go beyond
financial security, to guide investment towards areas that lead to stronger human,
physical, and social capital and that build systems more likely to resist or recover
from the shocks that affect their productivity.
108
For example, large amounts of external investment flow into expensive technical assistance,
whereas a more sustainable approach might see that investment channelled into building
local and regional expertise that could eventually replace the external support.
The Global Fund now supports a large proportion of the millions of people living in
the poorest countries who are taking antiretroviral therapy, and there is increasing
concern about maintaining donor commitments to universal access in view of the economic
uncertainties. Countries are encouraged to submit proposals that show the potential
for sustainability. This criterion is expanded to encompass, among other criteria,
proposals that show high-level, sustained political involvement and commitment, strengthening
the various elements of national health systems, and strengthening of civil society
and community systems in its different components (eg, management capacity, service
delivery, and infrastructure), with an emphasis on key affected populations.
The so-called killer diseases of MDG 6 are all infectious diseases, which leads to
one further aspect of sustainability and health—namely, the possibility of eradication
of infectious pathogens. A strong case can be made for disproportionate and unsustainable
investment if there is a realistic chance that in the longer term such investment
will lead to eradication of a disease and consequent gains in wellbeing (and reductions
in ongoing costs). The eradication of smallpox from the world and the recent success
in elimination of severe acute respiratory syndrome from human populations are notable
triumphs led by WHO. However, expensive campaigns against poliomyelitis that disrupt
community health services have seen recent set-backs, and the shift from control to
elimination of malaria has been argued in Africa to be “at best irrelevant and at
worst counterproductive”.
133
For HIV there are ambitious mathematical models suggesting that major investment in
testing and early treatment could lead to overall savings in the future by reducing
transmission.
134
Thus sustainability for infectious diseases might have a different tenor to sustainability
for health in general, for which we need to plan for ongoing and expanding costs that
can be met only by a concerted and planned effort to draw on both domestic and external
finance, including from innovative sources.
34
This is especially the case as the non communicable disease burden rises as the epidemiological
transition proceeds.
Conclusions
In application of our development principles to health elements of wellbeing, we would
envisage future health development goals that are focused on sustainable health systems,
built around delivering health objectives across the life course. This objective would
involve close linkage with learning, economic, social, and environmental elements
necessary to achieving these objectives, which themselves could involve other goal
development processes based on elements of improved wellbeing. From a procedural perspective,
these health objectives would be agreed by international consensus, and how they were
then developed into goals would be a process led at the national level, building through
dialogue to a set of regional and global goals. We suggest that such goals avoid threshold-based
targets and indicators that might increase inequity and instead aim to generate wellbeing
for all, while taking a proactive, pro-poor approach. Global cooperation would emphasise
supporting countries to achieve goals in more diverse ways than simply donor funding.
Sustainability would be incorporated through a high degree of national ownership and
ongoing investment in human, social, and physical capital.