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      Capsaicin 8% patch treatment for amputation stump and phantom limb pain: a clinical and functional MRI study

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          Abstract

          Purpose

          The aim of this study was to measure the efficacy of a single 60 min application of capsaicin 8% patch in reducing chronic amputation stump and phantom limb pain, associated hypersensitivity with quantitative sensory testing, and changes in brain cortical maps using functional MRI (fMRI) scans.

          Methods

          A capsaicin 8% patch (Qutenza) treatment study was conducted on 14 patients with single limb amputation, who reported pain intensity on the Numerical Pain Rating Scale ≥4/10 for chronic stump or phantom limb pain. Pain assessments, quantitative sensory testing, and fMRI (for the lip pursing task) were performed at baseline and 4 weeks after application of capsaicin 8% patch to the amputation stump. The shift into the hand representation area of the cerebral cortex with the lip pursing task has been correlated with phantom limb pain intensity in previous studies, and was the fMRI clinical model for cortical plasticity used in this study.

          Results

          The mean reduction in spontaneous amputation stump pain, phantom limb pain, and evoked stump pain were −1.007 ( p=0.028), −1.414 ( p=0.018), and −2.029 ( p=0.007), respectively. The areas of brush allodynia and pinprick hypersensitivity in the amputation stump showed marked decreases: −165 cm 2, −80% ( p=0.001) and −132 cm 2, −72% ( p=0.001), respectively. fMRI analyses provided objective evidence of the restoration of the brain map, that is, reversal of the shift into the hand representation of the cerebral cortex with the lip pursing task ( p<0.05).

          Conclusion

          The results show that capsaicin 8% patch treatment leads to significant reduction in chronic pain and, particularly, in the area of stump hypersensitivity, which may enable patients to wear prostheses, thereby improving mobility and rehabilitation. Phantom limb pain (“central” pain) and associated brain plasticity may be modulated by peripheral inputs, as they can be ameliorated by the peripherally restricted effect of the capsaicin 8% patch.

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          Most cited references 78

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          The short-form McGill Pain Questionnaire.

           R Melzack (1987)
          A short form of the McGill Pain Questionnaire (SF-MPQ) has been developed. The main component of the SF-MPQ consists of 15 descriptors (11 sensory; 4 affective) which are rated on an intensity scale as 0 = none, 1 = mild, 2 = moderate or 3 = severe. Three pain scores are derived from the sum of the intensity rank values of the words chosen for sensory, affective and total descriptors. The SF-MPQ also includes the Present Pain Intensity (PPI) index of the standard MPQ and a visual analogue scale (VAS). The SF-MPQ scores obtained from patients in post-surgical and obstetrical wards and physiotherapy and dental departments were compared to the scores obtained with the standard MPQ. The correlations were consistently high and significant. The SF-MPQ was also shown to be sufficiently sensitive to demonstrate differences due to treatment at statistical levels comparable to those obtained with the standard form. The SF-MPQ shows promise as a useful tool in situations in which the standard MPQ takes too long to administer, yet qualitative information is desired and the PPI and VAS are inadequate.
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            Phantom pain is associated with preserved structure and function in the former hand area

            Following arm amputation, individuals often perceive pain in their missing limb. The cause of phantom pain experience has commonly been attributed to maladaptive plasticity: following loss of sensory input, the deprived hand area of the primary sensorimotor cortex becomes responsive to inputs from cortical neighbours (for example, face), thereby triggering pain representations relating to the hand1. Over the years, the maladaptive plasticity model has been extended to explain other disorders of pain, motor control and tinnitus2 3. Moreover, it has inspired rehabilitation strategies aimed at reversing supposed maladaptive plasticity, thus relieving phantom pain1 2 4. The maladaptive plasticity model is most clearly supported by expansions or shifts in cortical lip representations towards the deprived hand area: the greater the remapping, the more severe the pain5. Although representations of the missing limb are directly investigated less frequently, the maladaptive plasticity model would predict that such representations should be reduced in the sensorimotor cortex of people who suffer from more pain, owing to greater remapping. Several lines of evidence call this prediction to question. First, volitional non-painful movement of a phantom elicits central6 and peripheral7 motor execution signals, suggesting preserved representation. Such signals were not elicited when amputees were instructed to simply imagine moving their phantom limb, similar to dissociations found between actual and imagined movement of an intact limb. Second, phantom sensations, and pain in particular, can be triggered by bottom–up aberrant inputs, such as those relating to peripheral nerve injury8. Increased peripheral inputs, associated with phantom pain, might therefore contribute to maintained cortical representation. We propose that over the long term, maintained representation and continued inputs could preserve local cortical structure and function in an experience-dependent manner, such that greater chronic phantom sensation is associated with greater phantom representation. A persistent representation model will therefore predict that phantom pain correlates more strongly with maintained phantom representations, than with shifted lips representation. Moreover, as phantom pain experiences are decoupled from other sensorimotor experiences, the lack of co-activation of the cortical phantom area and other body parts (such as the intact hand) may result in diminished interactions between different body part representations. To revisit the maladaptive plasticity model, we studied the cortical correlates of phantom pain in the area representing the missing hand itself, rather than the representations of the neighbouring (intact) body parts. Using an array of neuroimaging techniques, we discovered that subjective reports of chronic phantom pain experience accounted for much of the variability found between individuals within the phantom cortex: greater phantom pain was associated with more local activity and more structural integrity within the phantom cortex. Phantom pain magnitude was also associated with disrupted inter-regional functional connectivity of the primary sensorimotor cortex at rest. We believe that our findings are best understood in terms of experience-dependent plasticity, with chronic phantom pain providing the experience. Results Preserved functional representation of the missing hand To assess changes in the primary sensorimotor hand area relating to phantom experiences, we studied 18 individuals with unilateral upper-limb amputation (amputees, Table 1), as well as 11 individuals with a congenital unilateral upper-limb deficiency and no phantom sensations (one-handers, Table 2), and 22 intact controls (two-handers), using magnetic resonance imaging (MRI). To functionally localize the cortical representation of the missing hand, participants underwent a functional MRI scan, while moving each hand separately (intact and phantom). One-handers were instructed to imagine moving their missing hand, as they did not have phantom limbs. Despite the long durations since amputation (18 years on average), significant activation was identified in the primary somatosensory cortex contralateral to the phantom hand in nearly all amputees (Fig. 1a). Indeed, group activation for phantom movements was similar to that found during two-handers' non-dominant hand movements in the primary sensorimotor cortex (Figs 2a and 3a, Table 3), suggesting preserved functional representations. This finding was further confirmed using a functional region of interest (ROI) analysis of the former hand area: activation during phantom movements did not differ significantly from activation during non-dominant hand movements of the two-handers group (t (37)=−0.81, P=0.423; Fig. 2b) or from intact hand movements in amputees' ipsilateral hemisphere (t (16)=−1.62, P=0.126). However, phantom activity was significantly greater than that seen in one-handers, who were instructed to imagine moving their missing hand (t (26)=−2.95, P=0.007, Figs 1b, 2b and 3c). To check whether the null results for the amputees could be due to insufficient statistical power, we considered the effect sizes for one-handers missing-hand movements (versus two-handers non-dominant hand: Cohen's d=2.59; versus one-handers intact hand: Cohen's d=2.49) and used these to perform post hoc power calculations, which confirmed that the subject numbers used here should comfortably detect such effects if present (P 3 mm). Pain and phantom sensations ratings None of the 1-handed controls experienced phantom sensations (Table 2). Amputees rated the frequencies of phantom/stump pain and non-painful phantom sensations, as experienced within the last year, as well as intensity of worst pain experienced during the last week (or in a typical week involving phantom/stump sensations). ‘Pain magnitude' was calculated by dividing pain intensity (0: ‘no pain'—10: ‘worst pain imaginable') by frequency (1—‘all the time', 2 —‘daily', 3—‘weekly', 4—‘several times per month' and 5—‘once or less per month'). This measure therefore reflects the chronic aspect of the pain as it combines both frequency and intensity, as used previously15. A similar measure was obtained for non-painful phantom vividness. Ratings of current pain/vividness were also obtained just before the scan. Scanning procedures Functional connectivity Participants were asked to lie still for 5 min in a dimmed room with their eyes open. Motor scan Participants were visually instructed to move either the left/right hand (finger movements), left/right arm (elbow movements), feet (bilateral toe movements) or lips. Participants who did not experience vivid phantom sensations (two amputees and all 1-handed controls) were instructed to imagine moving their missing hand (if elbow intact) and arm (if elbow absent). The protocol comprised of alternating 12 s periods of movement and ‘rest'. Each of the six conditions was repeated four times, in a counterbalanced manner. Participants received extensive training on the degree and form of movements expected, including phantom movements. It was stated clearly that amputees with phantom sensation were required to perform actual movements with their phantoms, rather than motor imagery. The amputees were asked to demonstrate to the experimenter the degree of volitional movement in the phantom using their intact hand. When in doubt, stump muscles were palpated by the experimenter to verify that actual movements were executed during movement of the phantom. In the scanner, correct task performance was verified visually both on- and offline using video recordings. To confirm that movements were made at the instructed times, phantom movements execution was verified in a subset of five amputees using electromyography recordings from arm muscles during the scan. MRI data acquisition The MRI measurements were obtained using a 3-Tesla Verio scanner (Siemens, Erlangen, Germany) with a 32-channel head coil. Anatomical data were acquired using a T1-weighted magnetization prepared rapid acquisition gradient echo sequence with the parameters: TR=2040, ms; TE=4.7 ms; flip angle=8° and voxel size=1 mm isotropic resolution. Functional data based on the blood oxygenation level-dependent signal were acquired using a multiple gradient echo-planar T2*-weighted pulse sequence, with the parameters: TR=2000, ms, TE=30 ms, flip angle=90°, imaging matrix=64 × 64 and FOV=192 mm axial slices. Forty-six slices with slice thickness of 3 mm and no gap were oriented in the oblique axial plane, covering the whole cortex, with partial coverage of the cerebellum. Preprocessing and statistical analysis All imaging data were processed using FSL 5.1 (www.fmrib.ox.ac.uk/fsl). Data collected for individuals with absent right hands were mirror reversed across the mid-sagittal plane before all analyses so that the ‘deprived' hemisphere was consistently aligned. Data collected for an equal proportion of left-hand-dominant two-handers was also flipped, in order to account for potential biases stemming from this procedure. Functional analysis Functional data were analysed using FMRIB's expert analysis tool (FEAT, version 5.98). The following pre-statistics processing was applied to each individual run: motion correction using FMRIB's Linear Image Registration Tool (MCFLIRT16); brain extraction using BET17; mean-based intensity normalization; spatial smoothing using a Gaussian kernel of FWHM (full width at half maximum) 5 or 6 mm (for task-based and resting scans, respectively); and highpass temporal filtering of 300 and 150 s (respectively). Time-series statistical analysis was carried out using FILM (FMRIB's Improved Linear Model) with local autocorrelation correction. Functional data were aligned to structural images (within-subject) initially using linear registration (FMRIB's Linear Image Registration Tool, FLIRT), then optimized using Boundary-Based Registration18. Structural images were transformed to standard MNI space using a nonlinear registration tool (FNIRT), and the resulting warp fields applied to the functional statistical summary images. To compute parameter estimates, we applied a voxel-based general linear model (GLM), as implemented in FEAT. For the task-based scans, the block design paradigm was convolved with a gamma function19, and its temporal derivative was used to model the activation time course. Three main contrasts were defined between different task movement types: (i) intact (or dominant) hand versus feet; (ii) affected (or non-dominant) hand versus feet; and (iii) lips versus feet. Individual maps for contrast (ii) are presented in Fig. 1. For presentation purposes, the activation maps were smoothed using a FWHM of 2.5 mm, and thresholds were adjusted using a false discovery rate of P 2). For resting state scans, individual time series from the intact/dominant cortex were extracted using a group ROI (see below) and used as individual ‘seeds' to model the activation time course for a further first-level FEAT analysis (with white matter and cerebrospinal fluid time series as nuisance regressors). Head motion parameters were included as nuisance regressors in individual scans. For presentation purposes, individual, statistical parametric activation maps with the first contrast were projected on individuals' inflated brains, using FreeSurfer (http://surfer.nmr.mgh.harvard.edu/). Group level analysis was carried out using FMRIB's Local Analysis of Mixed Effects20. The cross-subject GLM included the three groups. Z (Gaussianised T/F) statistic images were thresholded using clusters determined by Z>2 and a family-wise-error-corrected cluster significance threshold of P 8; (ii) phantom/non-dominant hand movements in amputees and two-handers, using a threshold of Z>7. These thresholds yielded clusters comparable in size, centred around the hand knob of the central sulcus used for the ROI analysis. In addition, the intact cortex ROI was mirror reversed across the mid-sagittal plane and used as an independent ROI (Fig. 3d). Whole-brain differences between the amputees group and each of the control groups (two-handers and one-handers) were tested for non-dominant/phantom/missing-hand movements. In addition, a contrast between elbow and feet movements was tested at both levels, to determine whether remapping of elbow representations contributed to our results. For presentation purposes, statistical parametric activation maps were projected on the inflated surface of a representative participants' cortex or a standard MNI brain, using Freesurfer. Structural analysis Whole-brain analysis was carried out using a voxel-based morphometry-style analysis (FSL-VBM)21 using default settings as described at www.fmrib.ox.ac.uk/fsl/fslvbm/. In brief, brain extraction and tissue-type segmentation were performed and resulting grey matter partial volume images were aligned to standard space using first linear (FLIRT) and then nonlinear (FNIRT) registration tools. The resulting images were averaged, modulated and smoothed with an isotropic Gaussian kernel of 3 mm FWHM to create a study-specific template, based on 11 participants from each of the three groups, and the grey matter images of all participants were re-registered to this, including modulation by the warp field Jacobian. ROI analysis For group comparisons, individual values for VBM and GLM parameter estimates (betas) from the low-level motor scan (converted to percentage signal change) were extracted for each of the hand ROIs. Individual values from the ‘phantom' ROI were divided by the corresponding values from the ‘intact' ROI, and used for group comparisons. Betas from the functional connectivity study were extracted from the phantom hand area. The values extracted from the phantom hand ROI were used for correlation analyses. Statistical analysis Statistical analysis was carried out using SPSS version 18. Data sets were initially assessed for normality, using the Shapiro–Wilk test. Within group, means were statistically compared using paired two-tailed student t-tests. Between-group effects were initially statistically compared using one-way analysis of variance. As all analysis of variance tests were found significant (Motor scan: F (2,47)=7.21, P=0.002; grey matter volume: F (2,48)=4.28, P=0.019; Functional connectivity: F (2,47)=4.45, P=0.017), the means of the amputees group were further compared with each of the control groups (two-handers and one-handers), using independent samples two-tailed t-tests. The level of significance for group comparisons was therefore adjusted to the value P<0.025 to account for multiple comparisons. Where significant departure from normality was found, the t-test results were further verified using non-parametric tests (Mann–Whitney or Wilcoxon, as appropriate). To account for potential confounds of unbalanced statistical design, the independent-sample t-tests reported in Fig. 2 were further tested using a Mann–Whitney test, which confirmed the significance of the reported results, at the level P<0.005, with the exception of the comparison between amputees and one-handers grey matter volume (P=0.16). A separate covariate of phantom pain was used in order to identify deprivation-related group differences. Correlations were evaluated using a two-tailed Pearson's correlation coefficient, and were further tested using a (n−1) jackknife approach. Comparisons between correlations was performed using Fisher's r to Z transformation. Power calculations were performed based on the effect size shown between one-handers and two-handers during non-dominant/missing-hand movements (Cohen's d=2.59 and 2.49 for between- and within-group comparisons). Covariates To rule out that interactions between the three imaging measurements were driving the reported correlations with chronic phantom pain, and to better characterize the chronic aspect of phantom pain, we calculated each of the original correlations while taking into account the partial contributions of the two other variables, and of transient phantom pain ratings (as taken before the scan). The resulting correlation with chronic phantom pain were r (15)=0.51, P=0.064 (phantom representation), r (16)=0.55, P=0.040 (grey matter volume) and r (16)=−0.58, P=0.030 (functional connectivity). Author contributions T.R.M. designed the study, collected and analysed the data. J.S. and N.F. provided assistance with data collection and analysis. T.R.M. and D.H.S. recruited participants. T.R.M., I.T. and H.J.-B. interpreted the results. T.R.M. and H.J.-B. wrote the manuscript. J.S., N.F., D.H.S. and I.T. commented on the manuscript. Additional information How to cite this article: Makin, T. R. et al. Phantom pain is associated with preserved structure and function in the former hand area. Nat. Commun. 4:1570 doi: 10.1038/ncomms2571 (2013).
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              Phantom limb pain, cortical reorganization and the therapeutic effect of mental imagery

              Using functional MRI (fMRI) we investigated 13 upper limb amputees with phantom limb pain (PLP) during hand and lip movement, before and after intensive 6-week training in mental imagery. Prior to training, activation elicited during lip purse showed evidence of cortical reorganization of motor (M1) and somatosensory (S1) cortices, expanding from lip area to hand area, which correlated with pain scores. In addition, during imagined movement of the phantom hand, and executed movement of the intact hand, group maps demonstrated activation not only in bilateral M1 and S1 hand area, but also lip area, showing a two-way process of reorganization. In healthy participants, activation during lip purse and imagined and executed movement of the non-dominant hand was confined to the respective cortical representation areas only. Following training, patients reported a significant reduction in intensity and unpleasantness of constant pain and exacerbations, with a corresponding elimination of cortical reorganization. Post hoc analyses showed that intensity of constant pain, but not exacerbations, correlated with reduction in cortical reorganization. The results of this study add to our current understanding of the pathophysiology of PLP, underlining the reversibility of neuroplastic changes in this patient population while offering a novel, simple method of pain relief.
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                Author and article information

                Journal
                J Pain Res
                J Pain Res
                Journal of Pain Research
                Journal of Pain Research
                Dove Medical Press
                1178-7090
                2017
                13 July 2017
                : 10
                : 1623-1634
                Affiliations
                [1 ]Peripheral Neuropathy Unit, Centre for Clinical Translation, Hammersmith Hospital, Imperial College London, London, UK
                [2 ]Peripheral Nerve Injury Unit, Royal National Orthopaedic Hospital, Stanmore, Middlesex, UK
                [3 ]Department of Pain Medicine, Royal National Orthopaedic Hospital NHS Trust, Stanmore, UK
                [4 ]Computational, Cognitive and Clinical Neuroimaging Laboratory, Division of Brain Sciences, Imperial College London, Hammersmith Hospital Campus, London, UK
                Author notes
                Correspondence: Praveen Anand, Peripheral Neuropathy Unit, Imperial College London, Hammersmith Hospital, Du Cane Rd, London W12 ONN, UK, Tel +44 20 8383 3319, Fax +44 20 8383 3363, Email p.anand@ 123456imperial.ac.uk
                Article
                jpr-10-1623
                10.2147/JPR.S140925
                5516883
                © 2017 Privitera et al. This work is published and licensed by Dove Medical Press Limited

                The full terms of this license are available at https://www.dovepress.com/terms.php and incorporate the Creative Commons Attribution – Non Commercial (unported, v3.0) License ( http://creativecommons.org/licenses/by-nc/3.0/). By accessing the work you hereby accept the Terms. Non-commercial uses of the work are permitted without any further permission from Dove Medical Press Limited, provided the work is properly attributed.

                Categories
                Original Research

                Anesthesiology & Pain management

                fmri, amputation, capsaicin, phantom limb pain

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