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      Interventions to maximize facial cleanliness and achieve environmental improvement for trachoma elimination: A review of the grey literature

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          Abstract

          Background

          Efforts are underway to scale-up the facial cleanliness and environmental improvement (F&E) components of the World Health Organization’s SAFE strategy for elimination of trachoma as a public health problem. Improving understanding of the F&E intervention landscape could inform advancements prior to scale-up, and lead to more effective and sustained behavior change.

          Methods/findings

          We systematically searched for relevant grey literature published from January 1965 through August 2016. Publications were eligible for review if they described interventions addressing F&E in the context of trachoma elimination programs. Subsequent to screening, we mapped attributes of F&E interventions. We then employed three behavior change frameworks to synthesize mapped data and identify potential intervention gaps. We identified 27 documents meeting inclusion criteria. With the exception of some recent programming, F&E interventions have largely focused on intermediate and distal antecedents of behavior change. Evidence from our analyses suggests many interventions are not designed to address documented determinants of improved F&E practices. No reviewed documents endorsed inclusion of intervention components related to behavioral maintenance or resilience–factors critical for sustaining improved behaviors.

          Conclusions

          If left unaddressed, identified gaps in intervention content may continue to challenge uptake and sustainability of improved F&E behaviors. Stakeholders designing and implementing trachoma elimination programs should review their F&E intervention content and delivery approaches with an eye toward improvement, including better alignment with established behavior change theories and empirical evidence. Implementation should move beyond information dissemination, and appropriately employ a variety of behavior change techniques to address more proximal influencers of change.

          Author summary

          Trachoma is the world’s leading infectious cause of blindness. In light of a 2020 global target, the international trachoma community is intensifying its efforts to scale-up facial cleanliness and environmental improvement (F&E) components of the WHO-endorsed SAFE strategy for the elimination of trachoma as a public health problem. This is therefore an opportune moment to examine intervention content and delivery, and to consider their optimization. F&E interventions seek to change behaviors over the long term. Behavioral change and maintenance are predicated on behavioral antecedents, or precursors of change, and other determinants that may fall along different levels of influence. From the behavioral sciences literature, we know interventions are likely to be more effective if they target contextually-specific antecedents and causal determinants of behavioral change and maintenance. Evidence also suggests it is important to incorporate intervention techniques that are designed to address proximal change factors. However, F&E programming has largely focused on information dissemination via health and hygiene education, provision of water and sanitation facilities, and other interventions designed to address intermediate and distal behavioral factors. Intervention mapping and incorporation of techniques designed to address more proximal factors of behavioral change and maintenance have been deficient from F&E programming. Our review provides information regarding gaps in F&E intervention content and delivery that relevant stakeholders can use to understand why some interventions have not worked as intended, and strengthen F&E-related programming for trachoma elimination.

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          Most cited references51

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          Global data on visual impairment in the year 2002.

          This paper presents estimates of the prevalence of visual impairment and its causes in 2002, based on the best available evidence derived from recent studies. Estimates were determined from data on low vision and blindness as defined in the International statistical classification of diseases, injuries and causes of death, 10th revision. The number of people with visual impairment worldwide in 2002 was in excess of 161 million, of whom about 37 million were blind. The burden of visual impairment is not distributed uniformly throughout the world: the least developed regions carry the largest share. Visual impairment is also unequally distributed across age groups, being largely confined to adults 50 years of age and older. A distribution imbalance is also found with regard to gender throughout the world: females have a significantly higher risk of having visual impairment than males. Notwithstanding the progress in surgical intervention that has been made in many countries over the last few decades, cataract remains the leading cause of visual impairment in all regions of the world, except in the most developed countries. Other major causes of visual impairment are, in order of importance, glaucoma, age-related macular degeneration, diabetic retinopathy and trachoma.
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            The Integrated Behavioural Model for Water, Sanitation, and Hygiene: a systematic review of behavioural models and a framework for designing and evaluating behaviour change interventions in infrastructure-restricted settings

            Background Promotion and provision of low-cost technologies that enable improved water, sanitation, and hygiene (WASH) practices are seen as viable solutions for reducing high rates of morbidity and mortality due to enteric illnesses in low-income countries. A number of theoretical models, explanatory frameworks, and decision-making models have emerged which attempt to guide behaviour change interventions related to WASH. The design and evaluation of such interventions would benefit from a synthesis of this body of theory informing WASH behaviour change and maintenance. Methods We completed a systematic review of existing models and frameworks through a search of related articles available in PubMed and in the grey literature. Information on the organization of behavioural determinants was extracted from the references that fulfilled the selection criteria and synthesized. Results from this synthesis were combined with other relevant literature, and from feedback through concurrent formative and pilot research conducted in the context of two cluster-randomized trials on the efficacy of WASH behaviour change interventions to inform the development of a framework to guide the development and evaluation of WASH interventions: the Integrated Behavioural Model for Water, Sanitation, and Hygiene (IBM-WASH). Results We identified 15 WASH-specific theoretical models, behaviour change frameworks, or programmatic models, of which 9 addressed our review questions. Existing models under-represented the potential role of technology in influencing behavioural outcomes, focused on individual-level behavioural determinants, and had largely ignored the role of the physical and natural environment. IBM-WASH attempts to correct this by acknowledging three dimensions (Contextual Factors, Psychosocial Factors, and Technology Factors) that operate on five-levels (structural, community, household, individual, and habitual). Conclusions A number of WASH-specific models and frameworks exist, yet with some limitations. The IBM-WASH model aims to provide both a conceptual and practical tool for improving our understanding and evaluation of the multi-level multi-dimensional factors that influence water, sanitation, and hygiene practices in infrastructure-constrained settings. We outline future applications of our proposed model as well as future research priorities needed to advance our understanding of the sustained adoption of water, sanitation, and hygiene technologies and practices.
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              The History of the Cluster Heat Map

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                Author and article information

                Contributors
                Role: ConceptualizationRole: Formal analysisRole: InvestigationRole: MethodologyRole: Project administrationRole: VisualizationRole: Writing – original draft
                Role: Formal analysisRole: InvestigationRole: ValidationRole: Writing – review & editing
                Role: Funding acquisitionRole: MethodologyRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: MethodologyRole: SupervisionRole: Writing – review & editing
                Role: Editor
                Journal
                PLoS Negl Trop Dis
                PLoS Negl Trop Dis
                plos
                plosntds
                PLoS Neglected Tropical Diseases
                Public Library of Science (San Francisco, CA USA )
                1935-2727
                1935-2735
                25 January 2018
                January 2018
                : 12
                : 1
                : e0006178
                Affiliations
                [1 ] Department of Environmental Health, Rollins School of Public Health, Emory University, Atlanta, Georgia, United States of America
                [2 ] Department of Disease Control, Faculty of Infectious & Tropical Diseases, London School of Hygiene & Tropical Medicine, London, United Kingdom
                [3 ] Department of Control of Neglected Tropical Diseases, World Health Organization, Geneva, Switzerland
                Mohammed Bin Rashid University of Medicine and Health Sciences, UNITED ARAB EMIRATES
                Author notes

                The authors have declared that no competing interests exist.

                Author information
                http://orcid.org/0000-0002-3822-6772
                Article
                PNTD-D-17-01310
                10.1371/journal.pntd.0006178
                5800663
                29370169
                66377370-1faa-46f2-b1b1-476b3ee403db
                © 2018 World Health Organization

                Licensee Public Library of Science. This is an open access article distributed under the terms of the Creative Commons Attribution IGO License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. http://creativecommons.org/licenses/by/3.0/igo/. In any use of this article, there should be no suggestion that WHO endorses any specific organization, products or services. The use of the WHO logo is not permitted. This notice should be preserved along with the article’s original URL.

                History
                : 16 August 2017
                : 19 December 2017
                Page count
                Figures: 3, Tables: 3, Pages: 26
                Funding
                Funded by: funder-id http://dx.doi.org/10.13039/100004423, World Health Organization;
                Award ID: 2015/578209-0
                Award Recipient :
                This review was supported by the World Health Organization ( http://www.who.int/) through Registration 2015/578209-0. MCF and MGD received the funding. Other than the personal contribution of AWS, who was a study investigator whilst employed by the World Health Organization (and is therefore a co-author of this article), the funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
                Categories
                Research Article
                Medicine and Health Sciences
                Infectious Diseases
                Bacterial Diseases
                Trachoma
                Medicine and Health Sciences
                Ophthalmology
                Eye Diseases
                Trachoma
                Medicine and Health Sciences
                Tropical Diseases
                Neglected Tropical Diseases
                Trachoma
                Medicine and Health Sciences
                Health Care
                Environmental Health
                Sanitation
                Medicine and Health Sciences
                Public and Occupational Health
                Environmental Health
                Sanitation
                Biology and Life Sciences
                Behavior
                Medicine and Health Sciences
                Public and Occupational Health
                Preventive Medicine
                Medicine and Health Sciences
                Public and Occupational Health
                Hygiene
                Biology and Life Sciences
                Anatomy
                Head
                Face
                Medicine and Health Sciences
                Anatomy
                Head
                Face
                Medicine and Health Sciences
                Public and Occupational Health
                Global Health
                Medicine and Health Sciences
                Health Care
                Health Services Administration and Management
                Custom metadata
                vor-update-to-uncorrected-proof
                2018-02-06
                All relevant data are within the paper, reviewed articles, and supporting information files (see S2 Appendix).

                Infectious disease & Microbiology
                Infectious disease & Microbiology

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