Introduction
In Wuhan, China, a novel and alarmingly contagious primary atypical (viral) pneumonia
broke out in December 2019. It has since been identified as a zoonotic coronavirus,
similar to SARS coronavirus and MERS coronavirus and named COVID-19. As of 8 February
2020, 33 738 confirmed cases and 811 deaths have been reported in China.
Here we review the basic reproduction number (R
0) of the COVID-19 virus. R
0 is an indication of the transmissibility of a virus, representing the average number
of new infections generated by an infectious person in a totally naïve population.
For R
0 > 1, the number infected is likely to increase, and for R
0 < 1, transmission is likely to die out. The basic reproduction number is a central
concept in infectious disease epidemiology, indicating the risk of an infectious agent
with respect to epidemic spread.
Methods and Results
PubMed, bioRxiv and Google Scholar were accessed to search for eligible studies. The
term ‘coronavirus & basic reproduction number’ was used. The time period covered was
from 1 January 2020 to 7 February 2020. For this time period, we identified 12 studies
which estimated the basic reproductive number for COVID-19 from China and overseas.
Table 1 shows that the estimates ranged from 1.4 to 6.49, with a mean of 3.28, a median
of 2.79 and interquartile range (IQR) of 1.16.
Table 1
Published estimates of R
0 for 2019-nCoV
Study (study year)
Location
Study date
Methods
Approaches
R
0 estimates (average)
95% CI
Joseph et al.
1
Wuhan
31 December 2019–28 January 2020
Stochastic Markov Chain Monte Carlo methods (MCMC)
MCMC methods with Gibbs sampling and non-informative flat prior, using posterior distribution
2.68
2.47–2.86
Shen et al.
2
Hubei province
12–22 January 2020
Mathematical model, dynamic compartmental model with population divided into five
compartments: susceptible individuals, asymptomatic individuals during the incubation
period, infectious individuals with symptoms, isolated individuals with treatment
and recovered individuals
R
0 =
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= mean person-to-person transmission rate/day in the absence of control interventions,
using nonlinear least squares method to get its point estimate
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= isolation rate = 6
6.49
6.31–6.66
Liu et al.
3
China and overseas
23 January 2020
Statistical exponential Growth, using SARS generation time = 8.4 days, SD = 3.8 days
Applies Poisson regression to fit the exponential growth rateR
0 = 1/M(−𝑟)M = moment generating function of the generation time distributionr = fitted
exponential growth rate
2.90
2.32–3.63
Liu et al.
3
China and overseas
23 January 2020
Statistical maximum likelihood estimation, using SARS generation time = 8.4 days,
SD = 3.8 days
Maximize log-likelihood to estimate R
0 by using surveillance data during a disease epidemic, and assuming the secondary
case is Poisson distribution with expected value R
0
2.92
2.28–3.67
Read et al.
4
China
1–22 January 2020
Mathematical transmission model assuming latent period = 4 days and near to the incubation
period
Assumes daily time increments with Poisson-distribution and apply a deterministic
SEIR metapopulation transmission model, transmission rate = 1.94, infectious period
=1.61 days
3.11
2.39–4.13
Majumder et al.
5
Wuhan
8 December 2019 and 26 January 2020
Mathematical Incidence Decay and Exponential Adjustment (IDEA) model
Adopted mean serial interval lengths from SARS and MERS ranging from 6 to 10 days
to fit the IDEA model,
2.0–3.1 (2.55)
/
WHO
China
18 January 2020
/
/
1.4–2.5 (1.95)
/
Cao et al.
6
China
23 January 2020
Mathematical model including compartments Susceptible-Exposed-Infectious-Recovered-Death-Cumulative
(SEIRDC)
R = K 2 (L × D) + K(L + D) + 1L = average latent period = 7,D = average latent infectious
period = 9,K = logarithmic growth rate of the case counts
4.08
/
Zhao et al.
7
China
10–24 January 2020
Statistical exponential growth model method adopting serial interval from SARS (mean = 8.4 days,
SD = 3.8 days) and MERS (mean = 7.6 days, SD = 3.4 days)
Corresponding to 8-fold increase in the reporting rateR
0 = 1/M(−𝑟)𝑟 =intrinsic growth rateM = moment generating function
2.24
1.96–2.55
Zhao et al.
7
China
10–24 January 2020
Statistical exponential growth model method adopting serial interval from SARS (mean = 8.4 days,
SD = 3.8 days) and MERS (mean = 7.6 days, SD = 3.4 days)
Corresponding to 2-fold increase in the reporting rateR
0 = 1/M(−𝑟)𝑟 =intrinsic growth rateM = moment generating function
3.58
2.89–4.39
Imai (2020)
8
Wuhan
January 18, 2020
Mathematical model, computational modelling of potential epidemic trajectories
Assume SARS-like levels of case-to-case variability in the numbers of secondary cases
and a SARS-like generation time with 8.4 days, and set number of cases caused by zoonotic
exposure and assumed total number of cases to estimate R
0 values for best-case, median and worst-case
1.5–3.5 (2.5)
/
Julien and Althaus
9
China and overseas
18 January 2020
Stochastic simulations of early outbreak trajectories
Stochastic simulations of early outbreak trajectories were performed that are consistent
with the epidemiological findings to date
2.2
Tang et al.
10
China
22 January 2020
Mathematical SEIR-type epidemiological model incorporates appropriate compartments
corresponding to interventions
Method-based method and Likelihood-based method
6.47
5.71–7.23
Qun Li et al.
11
China
22 January 2020
Statistical exponential growth model
Mean incubation period = 5.2 days, mean serial interval = 7.5 days
2.2
1.4–3.9
Averaged
3.28
CI, Confidence interval.
Figure 1
Timeline of the R
0 estimates for the 2019-nCoV virus in China
The first studies initially reported estimates of R
0 with lower values. Estimations subsequently increased and then again returned in
the most recent estimates to the levels initially reported (Figure 1). A closer look
reveals that the estimation method used played a role.
The two studies using stochastic methods to estimate R
0, reported a range of 2.2–2.68 with an average of 2.44.
1
,
9
The six studies using mathematical methods to estimate R
0 produced a range from 1.5 to 6.49, with an average of 4.2.
2
,
4–6
,
8
,
10
The three studies using statistical methods such as exponential growth estimated an
R
0 ranging from 2.2 to 3.58, with an average of 2.67.
3
,
7
,
11
Discussion
Our review found the average R
0 to be 3.28 and median to be 2.79, which exceed WHO estimates from 1.4 to 2.5. The
studies using stochastic and statistical methods for deriving R
0 provide estimates that are reasonably comparable. However, the studies using mathematical
methods produce estimates that are, on average, higher. Some of the mathematically
derived estimates fall within the range produced the statistical and stochastic estimates.
It is important to further assess the reason for the higher R
0 values estimated by some the mathematical studies. For example, modelling assumptions
may have played a role. In more recent studies, R
0 seems to have stabilized at around 2–3. R
0 estimations produced at later stages can be expected to be more reliable, as they
build upon more case data and include the effect of awareness and intervention. It
is worthy to note that the WHO point estimates are consistently below all published
estimates, although the higher end of the WHO range includes the lower end of the
estimates reviewed here.
R
0 estimates for SARS have been reported to range between 2 and 5, which is within
the range of the mean R
0 for COVID-19 found in this review. Due to similarities of both pathogen and region
of exposure, this is expected. On the other hand, despite the heightened public awareness
and impressively strong interventional response, the COVID-19 is already more widespread
than SARS, indicating it may be more transmissible.
Conclusions
This review found that the estimated mean R
0 for COVID-19 is around 3.28, with a median of 2.79 and IQR of 1.16, which is considerably
higher than the WHO estimate at 1.95. These estimates of R
0 depend on the estimation method used as well as the validity of the underlying assumptions.
Due to insufficient data and short onset time, current estimates of R
0 for COVID-19 are possibly biased. However, as more data are accumulated, estimation
error can be expected to decrease and a clearer picture should form. Based on these
considerations, R
0 for COVID-19 is expected to be around 2–3, which is broadly consistent with the
WHO estimate.
Author contributions
J.R. and A.W.S. had the idea, and Y.L. did the literature search and created the table
and figure. Y.L. and A.W.S. wrote the first draft; A.A.G. drafted the final manuscript.
All authors contributed to the final manuscript.
Conflict of interest
None declared.