A new generation of thin-film photovoltaic cells based on organo-metal halide perovskite
absorbers has recently emerged with extraordinary power conversion efficiencies (PCE).1
Initial PCEs reported around 10 % were soon superseded by values ranging from 12%
to over 15% as materials control and device protocol improved.2 Methylammonium lead
trihalide perovskite materials allow low-cost solution processing and absorb broadly
across the solar spectrum, making them an exciting new component for clean energy
generation. Interestingly, two different device concepts have appeared: in one, the
lead halide compound CH3NH3PbI3 is deposited on the surface of mesoporous TiO2, which
is then infiltrated with the solid-state hole transporter spiro-OMeTAD.[1a] The resulting
cell has an analogous structure to a conventional solid-state dye-sensitized solar
cell, in which upon photoexcitation electrons transfer from an excited dye to the
TiO2 conduction band and subsequently diffuse to the contact.3 The first reported
power conversion efficiencies of up to 9.7% for cells based on CH3NH3PbI3 by far exceeded
previous records achieved with cells employing dyes as absorbers (≤6%).4 In another
approach, Lee et al. obtained efficiencies of up to 10.9% using the mixed halide perovskite
material CH3NH3PbI3−xClx as both absorber and electron transporter, thus eliminating
the need for a bulk heterojunction with a separate electron-transporting material.
In this concept, the mesoporous TiO2 is replaced by Al2O3, which does not allow electron
injection due to its high-lying conduction band, acting simply as an inert scaffold
for the perovskite. Most recently, vapour deposition of highly uniform solid organolead
trihalide perovskite films has been shown to allow PCEs as high as 15.4% in planar-heterojunction
device structures.[2d]
Given the rapid rise in performance of organolead trihalide perovskite photovoltaic
devices, little is known about what makes these materials so successful at generating
and transporting photocurrents. Some work on transport properties has been published
on the related tin halides5 and recently Hall-effect conductivity measurements have
been performed on CH3NH3PbI3.6 Other studies on lead halides mostly focused on optical
and excitonic properties7 or theoretical band structure calculations.8 It has recently
been shown that charge carriers are capable of travelling over distances of up to
a micron in some perovskite absorbers, which exceeds their typical absorption depth.9
However, the mechanism causing such an extended diffusion range remains mysterious,
given that long charge-carrier diffusion distances require both low recombination
rates and/or high charge mobility. Satisfying both requirements simultaneously is
generally difficult given the fundamental Langevin limit for kinetic recombination,
which typically holds for conductors with charge mobilities below the order of 1–10
cm2 V−1 s−1.10
In this work, we show that both CH3NH3PbI3 and CH3NH3PbI3−xClx exhibit unexpectedly
long charge carrier diffusion lengths because of non-Langevin charge carrier recombination.
Using transient THz spectroscopy, we determine that bi-molecular recombination rates
are abnormally low in these materials, defying the Langevin limit by at least four
orders of magnitude. We also establish lower bounds for the high-frequency charge
mobility of 11.6 cm2 V−1 s−1 for CH3NH3PbI3−xClx and 8 cm2 V−1 s−1 for CH3NH3PbI3,
which are remarkably high for solution-processed materials. The combination of high
charge mobility and low bi-molecular recombination leads to carrier diffusion lengths
that exceed one micron and are significantly longer for the mixed halide system. We
propose that such reduced bi-molecular charge recombination arises from spatial separation
of electrons and holes in the system, which may be tuned through substitutions affecting
the electronic structure of the metal-halide system.
In order to highlight the relevance of our spectroscopic study to solar cell operation
we correlated our findings with the performance of matching devices. Figure
1
a shows a schematic of the device structure employed: the metal-halide perovskite
acts as both light absorber and charge transporter while spiro-OMeTAD functions as
the hole transporter. The organolead trihalide perovskite is infiltrated into a 400
nm-thick scaffold layer of Al2O3 nanoparticles whose main function is to improve uniformity
of coating, inhibiting pin-hole formation and the associated dark current leakage.2,11
We term this device a meso-superstructured solar cell (MSSC); however, it is important
to note that electrons and holes have to travel through the perovskite layer to reach
the respective extraction layers, compact TiO2 and spiro-OMeTAD, in analogy to a planar-heterojunction
device structure. For spectroscopic measurements, metal-halide perovskite films were
deposited under identical conditions on z-cut quartz, but with the electrodes and
spiro-OMeTAD layers omitted.
Figure 1
a) Diagrammatic representation of photovoltaic device structure. A 400 nm-thick layer
of organolead trihalide perovskite on an Al2O3 nanoparticle scaffold acts as absorber
and electron transporter, while a ∼350 nm thick layer of spiro-OMeTAD is used as hole
conductor. b) Current density—voltage characteristics of photovoltaic devices employing
triiodide (CH3NH3PbI3) and mixed halide (CH3NH3PbI3−xClx) lead perovskite absorbers,
recorded under 1.5 AM simulated sunlight. Full device performance statistics are given
in SI. c) Absorbance spectra of thin films of CH3NH3PbI3−xClx (red line) CH3NH3PbI3
(3:1) (blue line) and CH3NH3PbI3 (1:1) (green line) together with photoluminescence
spectra collected following excitation at 510 nm (CH3NH3PbI3−xClx (red squares) CH3NH3PbI3
(3:1) (blue circles) and CH3NH3PbI3 (1:1) (green triangles)).
The mixed halide perovskite CH3NH3PbI3−xClx was synthesized as described in[1b] and[2b]
with excess methylammonium which may compensate losses of the organic material during
the annealing process. The triiodide perovskite CH3NH3PbI3 reported in[1a] and[2a]
on the other hand was synthesized at a 1:1 molar ratio of CH3NH3I to PbI2. For best
comparability we therefore prepared two kinds of CH3NH3PbI3 materials – the non-stoichiometric
type with excess methylammonium (3:1) and the stoichiometric type (1:1). Spectroscopy
samples and devices were made using the same stock of perovskite precursor – full
details can be found in Supporting Information.
Figure 1b presents typical current-density-voltage-characteristics of solar cells
incorporating the three different organolead trihalide perovskites. Maximum power
conversion efficiencies (PCE) recorded under simulated sunlight (AM1.5) were 12.7%
for the mixed halide, 8.5 % for the non- stoichiometric (3:1) triiodide, and below
1% for the stoichiometric (1:1) triiodide perovskite. Detailed statistics of photovoltaic
performance data for all fabricated devices can be found in SI. The low performance
of devices incorporating CH3NH3PbI3 (1:1) may in part be attributed to poor film formation
as evidenced by the large amount of scattering seen in the corresponding UV/vis absorption
spectrum (Figure 1c).
We proceed to unravel the charge dynamics in the perovskite materials following pulsed
photoexcitation. It is still unclear to what extent primary photoexcited species in
organolead trihalide perovskites at room temperature divide into free charges or exciton
populations. Exciton binding energies of between 37 meV12 and 50 meV[7d] have been
proposed for (orthorhombic) CH3NH3PbI3 at low temperature (5 K). In both studies the
diamagnetic shift of the magnetoabsoption spectrum was measured to magnetic fields
in excess of 40 T and the exciton binding energy was derived making assumptions about
the value of the high frequency dielectric function.12 We find that emission spectra
and absorption onsets (Figure 1c) for all three investigated metal-halide perovskites
are very similar, therefore any variation in exciton binding energy is likely to be
relatively small. The proposed exciton binding energies of 37–50 meV are comparable
to thermal energies at room temperature kBT ≈ 26 meV. Following photoexcitation, both
free charge carriers and excitons may therefore be present, with their populations
interchanging dynamically over the course of their lifetime.
Figure
2
displays the transient THz transmission dynamics following photoexcitation of CH3NH3PbI3−xClx
and CH3NH3PbI3 (3:1) for a range of different excitation fluences (data for CH3NH3PbI3
(1:1) in SI). In these experiments, the sample is excited by an optical light pulse
at a wavelength of 550 nm and subsequently probed by a terahertz-frequency pulse after
a well defined delay (see13 and SI for details of apparatus). In the presence of free
charges, the measured relative change in THz electric field transmission is proportional
to the photoinduced conductivity in the material.14 By scanning the full waveform
of a THz pulse transmitted through the sample the complex dielectric function in the
THz range is also directly reconstructed (THz spectra given in SI). In principle,
any photoexcited species coupling to electro-magnetic THz radiation may be responsible
for the observed THz transmission transients. We argue here that the observed dynamics
arise solely from the photoconductivity of free charges. First, for an assumed exciton
binding energy of ∼40 meV, the energy of probe photons employed here (1 THz corresponds
to 4 meV) is too low to couple to significant intra-excitonic resonances. Second,
the shape of the transient THz spectra is incompatible with an excitonic absorption
and more akin to those reported to describe charge motion in polycrystalline materials
(see SI).[14d] Third, we show below that the shape of the fluence-dependent transients
is incompatible with a significant mono-molecular decay contribution from geminate
recombination of excitons. We note however that we do not rule out a presence of excitons
in the materials following photoexcitation; they simply do not appear to couple effectively
to the THz probe.
Figure 2
THz photoinduced absorption transient of a) CH3NH3PbI3−xClx and b) CH3NH3PbI3 (3:1)
after excitation at 550 nm for fluences between 6 μJ cm−2 and 320 μJ cm−2. Solid lines
are fits based on second- and third-order charge recombination as described in the
text and in SI.
Figure 2 reveals striking differences in the photoconductivity decay dynamics between
the mixed halide and triiodide perovskites. Both CH3NH3PbI3−xClx and CH3NH3PbI3 (3:1)
show a fast initial decay component that becomes increasingly significant with increasing
excitation fluence. However, for the triiodide perovskite, the fast component is much
more pronounced at identical fluences (data for CH3NH3PbI3 (1:1) are very similar
to those for CH3NH3PbI3 (3:1), see SI). The lowest fluence employed, 6 μJ cm−2, corresponds
to an absorbed peak photon density of ∼6 × 1017 cm−3. At elevated charge carrier densities,
higher-order effects such as bi-molecular (second order) and Auger (third order) charge
recombination processes increasingly come into play. While bi-molecular recombination
simply relies on an overlap of electron and hole wavefunctions, Auger processes involve
energy and momentum transfer of the recombining electron-hole pair to a third charge
carrier.15 To unravel the charge recombination rates associated with both mono-molecular
(arising e.g. from trap-assisted recombination) and higher-order processes, we fit
solutions to the differential equation
to the THz photoconductivity transients, where n is the photoinduced charge carrier
density. Here we assume that the photoconductivity decay is solely influenced by a
change in charge carrier density, rather than mobility, which is reasonable given
the absence of visible photoconductivity decay in the low fluence regime over the
observation window (Figure 2a). Global fits were used for each set of fluence-dependent
transients and the spatial variation of the charge density profile was taken into
account (see SI for full details of fitting procedure). We make two striking observations
from our analysis. First, we find that the monomolecular charge carrier recombination
rate is exceptionally low in these materials. Data shown in Figure 2 allow for high-quality
fits (solid lines) incorporating just second- and third-order decay components, which
sets an upper limit of k1
≤ (25 ns)−1 (CH3NH3PbI3−xClx) and k1
≤ (6 ns)−1 (CH3NH3PbI3) for the monomolecular recombination rate. Such absence of
trap- or impurity-assisted recombination over the timescale of nanoseconds is excellent
news for use of organolead trihalide perovskites in photovoltaic cells and is in contrast
with other materials commonly used, such as GaAs16 and mesoporous TiO2.13 Second,
we find that the bi-molecular charge recombination rate (see Table
1
) extracted for the mixed halide perovskite is an order of magnitude lower than for
triiodide materials. As we show below, this leads to markedly larger diffusion lengths
even at elevated charge carrier densities for the mixed halide perovskite making this
material more more suitable for planar-heterojunction devices.
Table 1
Charge-carrier decay constants, Langevin ratio, charge mobility and device efficiencies
for organolead trihalide perovskite materials listed in Column 1. Columns 2 and 3
show the third (φ2
k3
) and second (φk2
) order charge-carrier decay constants as determined from fits to the excitation-fluence
dependence of the THz transient photoconductivity data (Figure 2). Column 4 gives
mono-molecular recombination rates k1
derived from mono-exponential fits to the tails of photoluminescence decay transients
taken under low-fluence excitation (see SI). Column 5 lists the effective charge carrier
mobilities φμ derived from the initial THz photoconductivity. Column 6 compares the
bimolecular-recombination-rate-to-mobility ratio (k2
/μ)
ex
(from Columns 3 and 5) to that expected from Langevin theory (k2
/μ)
L
= e (ε0ε
r
)−1, multiplied by ε
r
−1. Column 7 lists maximum power conversion efficiencies achieved with the material
incorporated into full photovoltaic device structures
Material
Charge Carrier Decay Constants
Mobilitya)
Langevinb)
Device
3rd ordera) [cm6 s−1]
2nd ordera) [cm3 s−1]
1st order (PL) [μs−1]
φμ [cm2 V−1 s−1]
PCEmax [%]
CH3NH3PbI3−xClx
9.9 × 10−29
8.7 × 10−11
4.9
11.6
4.2 × 10−6
12.7
CH3NH3PbI3 (3:1)
3.7 × 10−29
9.4 × 10−10
15
8.1
6.4 × 10−5
8.5
CH3NH3PbI3 (1:1)
1.3 × 10−28
9.2 × 10−10
14
8.2
6.2 × 10−5
0.9
a)The branching ratio φ of generated free charge-carrier density per absorbed photon
density is unknown, but falls in the range 0 ≤ φ ≤ 1. Hence values listed in Columns
2, 3, 4 represent lower limits of k2
and k3
and μ;
b)The possible range for ε
r
is limited to the interval between the electric permitivities of its consituents:
Vacuum (ε
r
= 1), Al2O3 (ε
r
= 1.77)17 and CH3NH3PbI3 (ε
r
= 6.5)12
Performance differences between the three organolead trihalide perovskites could also
potentially arise from discrepancies in the charge carrier mobility μ. We elucidate
such effects, by determining the effective charge carrier mobility for the three organolead
trihalide perovskites in the low-fluence regime. Such values can be directly derived
from the photoinduced change of THz electric field transmission ΔT/T (as shown in
Figure 2) which is proportional to the photoconductivity. We extract the effective
charge carrier mobility φμ from the photoconductivity onset value (prior to charge
recombination) with knowledge of the absorbed photon density and optical parameters,
as described in SI. Here, φ is the ratio of free-charge-carrier density generated
per photon density absorbed, which is unknown and may depend on factors such as the
exciton binding energy. We determine effective mobilities of 11.6 cm2 V−1 s−1 for
CH3NH3PbI3−xClx and ∼8 cm2 V−1 s−1 for both CH3NH3PbI3 variants. These values are
exceptionally high for solution-processed materials, surpassing charge mobilities
reported for mesoporous TiO2 used in dye-sensitized solar cells by at least a factor
of 20,13,18,19 and those of typical π-conjugated molecular semiconductors by several
orders of magnitude.19 We note that effective charge carrier mobility values represent
lower bounds for the actual mobilities since the photon-to-charge branching ratio
φ must fall between 0 and 1. Interestingly, Stoumpos et al. recently reported a DC
dark electron mobility of ∼66 cm2 V−1 s−1 for unintentionally doped single crystalline
bulk CH3NH3PbI3 obtained from 4-probe resistivity and Hall-effect measurements.6 Comparison
with our values suggests that, within the nano-second diffusion range, the solution-processed
materials investigated here do not incur substantial charge carrier mobility losses
at grain boundaries. We stress that effective charge carrier mobilities are relatively
similar for the mixed halide and trihalide perovskite materials. Given that the emission
spectra for the two types of materials suggest similar exciton binding energies, φ
is likely to vary little, and hence the cause in the differences in planar-heterojunction
PV performance is unlikely to arise from differences in charge carrier mobility. We
therefore propose that the improved performance of the mixed halide in perovskite
MSSCs originates from lower charge recombination rates, rather than better charge
mobility.
Table1 summarizes the second and third-order recombination constants and effective
mobilities determined for the three organolead trihalide perovskite materials. From
these values, we may compute the ratio, k2
/μ, of the bi-molecular recombination constant to the charge carrier mobility and
compare it to the value expected from Langevin theory, e (ε
0
ε
r
)−1, where e is the elementary charge and ε
r
the appropriate value of the dielectric function.10 Remarkably, all three organolead
trihalide perovskite materials defy the Langevin recombination limit by at least 4
orders of magnitude (see Table1). The Langevin model is based on a purely kinetic
approach assuming that recombination will occur once an electron and a hole move within
their joint capture radius, which is presumed to be larger than their mean free path.10
Materials whose ratio of k2
/μ falls substantially short of the Langevin limit are naturally highly suitable for
use in photovoltaics, allowing a low charge recombination rate without the penalty
of lowered charge mobility. We note that charge recombination rates beyond the Langevin
limit have been observed in other low-mobility materials that have been successfully
incorporated in photovoltaic cells, such as solution-processed de-mixed blends of
conjugated polymer with fullerene derivatives19,20 and amorphous silicon.21 In the
former, such effects have been attributed to electrons and holes being separated into
two material components, while in the latter, spatial charge separation through a
random potential landscape has been postulated. As we discuss below, the metal-halide
electronic structure may induce an intrinsic spatial charge separation that reduces
recombination rates.
To illustrate the relative contributions to the overall charge decay rate (Rtotal
)
,
Figure
3
(a,b) shows the first-, second- and third order electron-hole recombination rates
as a function of charge carrier density in the medium. Here, the mono-molecular recombination
rate k1
was determined from time-resolved photoluminescence transients taken at ultra-low
excitation fluences (to avoid the dominance of higher-order effects) over the time
scale of a few hundred nanoseconds (see SI). As already indicated by the THz transients,
we find exceptionally low mono-molecular rates (Table1) for all organolead trihalide
perovskites, which range between 5 and 15 μs−1. However, in contrast to the THz response,
the PL emitted from the sample may originate from both excitonic and free-charge species,
and hence mono-molecular PL lifetimes may be governed by both geminate recombination
of excitons and trap-assisted charge recombination. Figure 3(a,b) shows that both
mono- and bi-molecular recombination make dominant contributions at effective charge
carrier densities of nφ = 1015 – 1017 cm−3, but the associated rate constants (k1
and k2
) are significantly lower for the mixed halide than the triiodide perovskite under
typical device operating conditions. We extract a diffusion length L from these trends
using L(n) = (D/Rtotal
(n))1/2, where D = μkBT e
−1 is the diffusion constant. Figure 3(c) displays the dependence of the diffusion
length on charge carrier density derived for the cases of a photon to charge branching
ratio of 1, corresponding to THz mobilities of 11.6 cm2 V−1 s−1 and 8.1 cm2 V−1 s−1
for CH3NH3PbI3−xClx and CH3NH3PbI3 (3:1), respectively. We note that for φ < 1 diffusion
lengths would be even larger. We find that substantial diffusion lengths in the micron-range
are achievable for low charge carrier densities, in agreement with recent measurements
based on diffusive exciton quenching.9 In accordance with device performance, the
mixed-halide perovskite exhibits a diffusion length that is up to a factor four larger
than that of the triiodide perovskite over charge carrier densities corresponding
to realistic device operating conditions. In the presence of long range structural
disorder, diffusion lengths may be somewhat shorter, as THz conductivity probes sample
the material mobility on shorter length scales that may not include full conduction
pathways to electrodes.22 Such extended charge diffusion lengths are to be expected,
given that planar-heterojunction devices have now been realized,[2d] which require
diffusion lengths to be comparable to or exceed optical absorption depths (typically
445 nm at 700 nm excitation and 120 nm at 500 nm excitation wavelength). Here we show
that the reason for the long charge diffusion lengths is that organolead trihalide
perovskites defy the Langevin limit. If bi-molecular recombination were as fast as
derived from a kinetic model (Langevin theory), charge diffusion lengths would be
reduced to the tens of nanometer range necessitating the use of a bulk heterojunction
(mesostructured) device layout. These findings therefore show that the observed combination
of low charge carrier recombination and high mobility is crucial to the development
of planar heterojunction photovoltaic devices incorporating organolead trihalide perovskites.
Figure 3
Charge-carrier decay rates and diffusion lengths of organolead trihalide perovskites
as a function of charge carrier concentration, extracted from analysis of transient
photoconductivity and photoluminescence measurements. a,b) Charge-carrier decay rates
for CH3NH3PbI3−xClx and CH3NH3PbI3 (3:1) as a function of nφ, where n is the charge
carrier density in the materials and φ the ratio of n to the absorbed photon density.
Rates are computed from the rate constants determined in this work (see Table1). Plotted
are the 1st (monomolecular, solid), 2nd (bimolecular, dashed) and 3rd order (Auger,
dotted) contribution to the total decay rate (black, solid), where R
1 = k
1, R
2 = φ k
2 (n/φ), R
3 = φ2
k
3 (n/φ)2 and R
total = dn/(ndt) is the sum total. c) Charge-carrier diffusion lengths L = (μkBT/(e
Rtotal
))1/2 for CH3NH3PbI3−xClx (red), CH3NH3PbI3 (3:1) (blue) and CH3NH3PbI3 (1:1) (green)
as a function of charge-carrier concentration n, derived from charge-carrier decay
rates and THz mobilities of 11.6 cm2 V−1 s−1, 8.1 cm2 V−1 s−1 and 8.2 cm2 V−1 s−1
(φ = 1).
To propose an explanation for these effects, we note that there are interesting parallels
with early low-temperature measurements on lead-halide ionic crystals, which showed
that while PbI2 exhibited sub-nanosecond PL lifetimes,23 the lighter-halide PbCl2
24 exhibited much longer (microsecond) lifetimes. In some metal halide systems, such
effects have been attributed to spatial localization of the hole in the halide vicinity.25
Clearly, in the organolead trihalide perovskites under investigation here, charges
are found to be highly mobile and trapping mechanisms surprisingly absent. However,
a weak preferential localization of electrons and holes in different regions of the
perovskite unit cell may still result in a reduction in the spatial overlap of electron
and hole wavefunctions and hence recombination rates. We note that density functional
calculations on organolead triiodide perovskites have revealed that valence band maxima
consist of 6s- and 5p orbitals of lead and iodine, respectively, while conduction
band minima mostly incorporate 6p-orbitals of lead.[8d] This scenario is reminiscent
of the case of metal alkali halides for which long life times had been reported earlier.25
Such spatial charge separation may explain the stark deviation from Langevin theory
we observe for charge recombination in the organolead trihalide perovskites. Understanding
and predictive modelling of such effects will therefore allow for directed photovoltaic
material and device development.
In conclusion, we find that methylammonium lead trihalide perovskites are particularly
well-suited as light absorbers and charge transporters in photovoltaic cells because
they allow for an unexpected combination of both low charge recombination rates and
high charge-carrier mobilities. We establish lower bounds of ∼10 cm2 V−1 s−1 for the
high-frequency charge mobility, which is remarkably high for a solution-processed
material. We reveal that planar heterojunction photovoltaic cells may only be achieved
because the ratio of bi-molecular charge recombination rate to charge mobility is
over four orders of magnitude lower than that predicted from Langevin theory. Such
effects are likely to arise from spatial separation of opposite charge carriers within
the metal-halide structure or across a crystalline domain. Modelling and tuning recombination
channels, e.g. through halide and metal substitutions, or crystallite size, will hold
the clue to raising material performance.