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      The Pupil Dilation Response to Auditory Stimuli: Current State of Knowledge

      review-article

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          Abstract

          The measurement of cognitive resource allocation during listening, or listening effort, provides valuable insight in the factors influencing auditory processing. In recent years, many studies inside and outside the field of hearing science have measured the pupil response evoked by auditory stimuli. The aim of the current review was to provide an exhaustive overview of these studies. The 146 studies included in this review originated from multiple domains, including hearing science and linguistics, but the review also covers research into motivation, memory, and emotion. The present review provides a unique overview of these studies and is organized according to the components of the Framework for Understanding Effortful Listening. A summary table presents the sample characteristics, an outline of the study design, stimuli, the pupil parameters analyzed, and the main findings of each study. The results indicate that the pupil response is sensitive to various task manipulations as well as interindividual differences. Many of the findings have been replicated. Frequent interactions between the independent factors affecting the pupil response have been reported, which indicates complex processes underlying cognitive resource allocation. This complexity should be taken into account in future studies that should focus more on interindividual differences, also including older participants. This review facilitates the careful design of new studies by indicating the factors that should be controlled for. In conclusion, measuring the pupil dilation response to auditory stimuli has been demonstrated to be sensitive method applicable to numerous research questions. The sensitivity of the measure calls for carefully designed stimuli.

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          Most cited references153

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          Pupil diameter tracks changes in control state predicted by the adaptive gain theory of locus coeruleus function.

          An important dimension of cognitive control is the adaptive regulation of the balance between exploitation (pursuing known sources of reward) and exploration (seeking new ones) in response to changes in task utility. Recent studies have suggested that the locus coeruleus-norepinephrine system may play an important role in this function and that pupil diameter can be used to index locus coeruleus activity. On the basis of this, we reasoned that pupil diameter may correlate closely with control state and associated changes in behavior. Specifically, we predicted that increases in baseline pupil diameter would be associated with decreases in task utility and disengagement from the task (exploration), whereas reduced baseline diameter (but increases in task-evoked dilations) would be associated with task engagement (exploitation). Findings in three experiments were consistent with these predictions, suggesting that pupillometry may be useful as an index of both control state and, indirectly, locus coeruleus function.
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            Pupil Size in Relation to Mental Activity during Simple Problem-Solving.

            E. Hess, J Polt (1964)
            Changes in pupil size during the solving of simple multiplication problems can be used as a direct measure of mental activity. The pupil response not only indicates mental activity in itself but shows that mental activity is closely correlated with problem difficulty, and that the size of the pupil increases with the difficulty of the problem. These findings relate to recent Russian research on the pupillary reflex in connection with orienting and brain stimulation.
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              Pupil diameter predicts changes in the exploration-exploitation trade-off: evidence for the adaptive gain theory.

              The adaptive regulation of the balance between exploitation and exploration is critical for the optimization of behavioral performance. Animal research and computational modeling have suggested that changes in exploitative versus exploratory control state in response to changes in task utility are mediated by the neuromodulatory locus coeruleus-norepinephrine (LC-NE) system. Recent studies have suggested that utility-driven changes in control state correlate with pupil diameter, and that pupil diameter can be used as an indirect marker of LC activity. We measured participants' pupil diameter while they performed a gambling task with a gradually changing payoff structure. Each choice in this task can be classified as exploitative or exploratory using a computational model of reinforcement learning. We examined the relationship between pupil diameter, task utility, and choice strategy (exploitation vs. exploration), and found that (i) exploratory choices were preceded by a larger baseline pupil diameter than exploitative choices; (ii) individual differences in baseline pupil diameter were predictive of an individual's tendency to explore; and (iii) changes in pupil diameter surrounding the transition between exploitative and exploratory choices correlated with changes in task utility. These findings provide novel evidence that pupil diameter correlates closely with control state, and are consistent with a role for the LC-NE system in the regulation of the exploration-exploitation trade-off in humans.
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                Author and article information

                Journal
                Trends Hear
                Trends Hear
                TIA
                sptia
                Trends in Hearing
                SAGE Publications (Sage CA: Los Angeles, CA )
                2331-2165
                25 September 2018
                Jan-Dec 2018
                : 22
                : 2331216518777174
                Affiliations
                [1 ]Section Ear & Hearing, Department of Otolaryngology-Head and Neck Surgery, Amsterdam Public Health Research Institute, VU University Medical Center, the Netherlands
                [2 ]Linnaeus Centre HEAD, The Swedish Institute for Disability Research, Sweden
                [3 ]Department of Behavioural Sciences and Learning, Linköping University, Sweden
                Author notes
                [*]Adriana A. Zekveld, Section Ear & Hearing, Department of Otolaryngology-Head and Neck Surgery, Amsterdam Public Health Research Institute, VU University Medical Center, P.O. Box 7057, 1007 MB Amsterdam, the Netherlands. Email: AA.Zekveld@ 123456vumc.nl
                Author information
                https://orcid.org/0000-0003-1320-6908
                Article
                10.1177_2331216518777174
                10.1177/2331216518777174
                6156203
                30249172
                9cd6d951-780c-4bce-a1da-d1037bb22176
                © The Author(s) 2018

                Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 License ( http://www.creativecommons.org/licenses/by-nc/4.0/) which permits non-commercial use, reproduction and distribution of the work without further permission provided the original work is attributed as specified on the SAGE and Open Access pages ( https://us.sagepub.com/en-us/nam/open-access-at-sage).

                History
                : 23 January 2018
                : 16 April 2018
                : 23 April 2018
                Funding
                Funded by: FP7 People: Marie-Curie Actions, FundRef https://doi.org/10.13039/100011264;
                Award ID: 607373
                Funded by: Amsterdam Public Health research institute, FundRef ;
                Award ID: IPB Revanche programme PupILL
                Categories
                Pupillometry in Hearing Science: Review
                Custom metadata
                January-December 2018

                pupillometry,pupil response,listening effort,auditory processing,review

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