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      Direct provision versus facility collection of HIV self-tests among female sex workers in Uganda: A cluster-randomized controlled health systems trial

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          Abstract

          Background

          HIV self-testing allows HIV testing at any place and time and without health workers. HIV self-testing may thus be particularly useful for female sex workers (FSWs), who should test frequently but face stigma and financial and time barriers when accessing healthcare facilities.

          Methods and findings

          We conducted a cluster-randomized controlled health systems trial among FSWs in Kampala, Uganda, to measure the effect of 2 HIV self-testing delivery models on HIV testing and linkage to care outcomes. FSW peer educator groups (1 peer educator and 8 participants) were randomized to either (1) direct provision of HIV self-tests, (2) provision of coupons for free collection of HIV self-tests in a healthcare facility, or (3) standard of care HIV testing. We randomized 960 participants in 120 peer educator groups from October 18, 2016, to November 16, 2016. Participants’ median age was 28 years (IQR 24–32). Our prespecified primary outcomes were self-report of any HIV testing at 1 month and at 4 months; our prespecified secondary outcomes were self-report of HIV self-test use, seeking HIV-related medical care and ART initiation. In addition, we analyzed 2 secondary outcomes that were not prespecified: self-report of repeat HIV testing—to understand the intervention effects on frequent testing—and self-reported facility-based testing—to quantify substitution effects. Participants in the direct provision arm were significantly more likely to have tested for HIV than those in the standard of care arm, both at 1 month (risk ratio [RR] 1.33, 95% CI 1.17–1.51, p < 0.001) and at 4 months (RR 1.14, 95% CI 1.07–1.22, p < 0.001). Participants in the direct provision arm were also significantly more likely to have tested for HIV than those in the facility collection arm, both at 1 month (RR 1.18, 95% CI 1.07–1.31, p = 0.001) and at 4 months (RR 1.03, 95% CI 1.01–1.05, p = 0.02). At 1 month, fewer participants in the intervention arms had sought medical care for HIV than in the standard of care arm, but these differences were not significant and were reduced in magnitude at 4 months. There were no statistically significant differences in ART initiation across study arms. At 4 months, participants in the direct provision arm were significantly more likely to have tested twice for HIV than those in the standard of care arm (RR 1.51, 95% CI 1.29–1.77, p < 0.001) and those in the facility collection arm (RR 1.22, 95% CI 1.08–1.37, p = 0.001). Participants in the HIV self-testing arms almost completely replaced facility-based testing with self-testing. Two adverse events related to HIV self-testing were reported: interpersonal violence and mental distress. Study limitations included self-reported outcomes and limited generalizability beyond FSWs in similar settings.

          Conclusions

          In this study, HIV self-testing appeared to be safe and increased recent and repeat HIV testing among FSWs. We found that direct provision of HIV self-tests was significantly more effective in increasing HIV testing among FSWs than passively offering HIV self-tests for collection in healthcare facilities. HIV self-testing could play an important role in supporting HIV interventions that require frequent HIV testing, such as HIV treatment as prevention, behavior change for transmission reduction, and pre-exposure prophylaxis.

          Trial registration

          ClinicalTrials.gov NCT02846402

          Abstract

          In a cluster-randomized trial, Katrina Ortblad and colleagues study the provision of HIV self-tests for female sex workers in Uganda.

          Author summary

          Why was this study done?
          • HIV self-testing can increase the convenience and privacy of HIV testing because it allows individuals to test for HIV at any time and place they choose and without the presence of another person.

          • Many sub-Saharan governments are considering HIV self-testing for FSWs, but little evidence exists on the delivery, uptake, and effects of HIV self-testing among members of this population.

          What did the researchers do and find?
          • We randomized 960 FSWs in 120 peer educator groups 1:1:1 to (1) direct provision of HIV self-tests, (2) provision of a coupon for free collection of HIV self-tests in a healthcare facility, and (3) standard of care facility-based HIV testing services. Participants received 1 HIV self-test (in the direct provision arm) or 1 coupon (in the facility collection arm) shortly after randomization and again 3 months later.

          • Any recent HIV testing (at 1 month and at 4 months) and repeat HIV testing (at 4 months) was significantly greater in the direct provision arm compared to the facility collection arm and the standard of care arm.

          • FSWs in the intervention arms almost completely substituted HIV self-testing for facility-based HIV testing.

          • Fewer FSWs in the interventions arms sought HIV-related medical care than those in the standard of care arm at 1 month; however, this difference disappeared by 4 months.

          What do these findings mean?
          • HIV self-testing appears to be safe and increases recent and repeat HIV testing among FSW in Uganda.

          • The active approach to directly provide HIV self-tests to FSWs is more effective in increasing HIV testing than the passive approach to offer free access to HIV self-tests via coupons that can be used to collect self-tests in healthcare facilities.

          • Almost all FSWs who had access to HIV self-testing used this new testing technology instead of facility-based HIV testing.

          • It is possible that self-testing in homes and other private locations (rather than in healthcare facilities) may reduce linkage to care in the short term.

          • Sub-Saharan African governments should consider HIV self-testing for FSWs but ensure it is delivered with linkage-enhancing interventions. Where possible, governments should introduce active HIV self-testing models (delivering HIV self-tests directly to FSWs) rather than passive models (requiring FSWs to collect self-tests in healthcare facilities).

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          Most cited references21

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          Intention-to-treat principle.

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            Accuracy and Acceptability of Oral Fluid HIV Self-Testing in a General Adult Population in Kenya

            We evaluated performance, accuracy, and acceptability parameters of unsupervised oral fluid (OF) HIV self-testing (HIVST) in a general population in western Kenya. In a prospective validation design, we enrolled 240 adults to perform rapid OF HIVST and compared results to staff administered OF and rapid fingerstick tests. All reactive, discrepant, and a proportion of negative results were confirmed with lab ELISA. Twenty participants were video-recorded conducting self-testing. All participants completed a staff administered survey before and after HIVST to assess attitudes towards OF HIVST acceptability. HIV prevalence was 14.6 %. Thirty-six of the 239 HIVSTs were invalid (15.1 %; 95 % CI 11.1–20.1 %), with males twice as likely to have invalid results as females. HIVST sensitivity was 89.7 % (95 % CI 73–98 %) and specificity was 98 % (95 % CI 89–99 %). Although sensitivity was somewhat lower than expected, there is clear interest in, and high acceptability (94 %) of OF HIV self-testing.
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              HIV care and treatment experiences among female sex workers living with HIV in sub-Saharan Africa: A systematic review.

              Female sex workers (FSW) living with HIV in sub-Saharan Africa have poor engagement to HIV care and treatment. Understanding the HIV care and treatment engagement experiences of FSW has important implications for interventions to enhance care and treatment outcomes. We conducted a systematic review to examine the HIV care experiences and determinants of linkage and retention in care, antiretroviral therapy (ART) initiation, and ART adherence and viral suppression among FSW living with HIV in sub-Saharan Africa. The databases PubMed, Embase, Web of Science, SCOPUS, CINAHL, Global Health, Psycinfo, Sociological Abstracts, and Popline were searched for variations of search terms related to sex work and HIV care and treatment among sub-Saharan African populations. Ten peer-reviewed articles published between January 2000 and August 2015 met inclusion criteria and were included in this review. Despite expanded ART access, FSW in sub-Saharan Africa have sub-optimal HIV care and treatment engagement outcomes. Stigma, discrimination, poor nutrition, food insecurity, and substance use were commonly reported and associated with poor linkage to care, retention in care, and ART initiation. Included studies suggest that interventions with FSW should focus on multilevel barriers to engagement in HIV care and treatment and explore the involvement of social support from intimate male partners. Our results emphasise several critical points of intervention for FSW living with HIV, which are urgently needed to enhance linkage to HIV care, retention in care, and treatment initiation, particularly where the HIV prevalence among FSW is greatest.
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                Author and article information

                Contributors
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: Funding acquisitionRole: InvestigationRole: MethodologyRole: Project administrationRole: SoftwareRole: ValidationRole: VisualizationRole: Writing – original draftRole: Writing – review & editing
                Role: ConceptualizationRole: Data curationRole: Funding acquisitionRole: InvestigationRole: MethodologyRole: Project administrationRole: SupervisionRole: Writing – review & editing
                Role: ConceptualizationRole: Data curationRole: Funding acquisitionRole: Project administrationRole: Writing – review & editing
                Role: Data curationRole: InvestigationRole: Project administrationRole: SupervisionRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: Project administrationRole: Writing – review & editing
                Role: Data curationRole: Project administrationRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: Project administrationRole: SupervisionRole: Writing – review & editing
                Role: Data curationRole: Project administrationRole: Writing – review & editing
                Role: MethodologyRole: SupervisionRole: Writing – review & editing
                Role: MethodologyRole: SupervisionRole: Writing – review & editing
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: Funding acquisitionRole: InvestigationRole: MethodologyRole: Project administrationRole: SupervisionRole: ValidationRole: Writing – original draftRole: Writing – review & editing
                Role: ConceptualizationRole: Funding acquisitionRole: InvestigationRole: MethodologyRole: SupervisionRole: Writing – original draftRole: Writing – review & editing
                Role: Academic Editor
                Journal
                PLoS Med
                PLoS Med
                plos
                plosmed
                PLoS Medicine
                Public Library of Science (San Francisco, CA USA )
                1549-1277
                1549-1676
                28 November 2017
                November 2017
                : 14
                : 11
                : e1002458
                Affiliations
                [1 ] Department of Global Health and Population, Harvard T.H. Chan School of Public Health, Boston, Massachusetts, United States of America
                [2 ] International Research Consortium, Kampala, Uganda
                [3 ] Uganda Health Marketing Group, Kampala, Uganda
                [4 ] Ugandan Ministry of Health, Kampala, Uganda
                [5 ] Department of Epidemiology, Harvard T.H. Chan School of Public Health, Boston, Massachusetts, United States of America
                [6 ] Department of General Internal Medicine, Massachusetts General Hospital, Boston, Massachusetts, United States of America
                [7 ] Francis I. Proctor Foundation, University of California, San Francisco, San Francisco, California, United States of America
                [8 ] Department of Ophthalmology, University of California, San Francisco, San Francisco, California, United States of America
                [9 ] Department of Epidemiology & Biostatistics, University of California, San Francisco, San Francisco, California, United States of America
                [10 ] Africa Health Research Institute, KwaZulu-Natal, South Africa
                [11 ] Heidelberg Institute of Public Health, University of Heidelberg, Heidelberg, Germany
                University of California, San Francisco, UNITED STATES
                Author notes

                I have read the journal's policy and the authors of this manuscript have the following competing interests: JEH has been a paid consultant for the NIH, WHO, and Merck. JEH also owns stock in Natera.

                Author information
                http://orcid.org/0000-0002-5675-8836
                http://orcid.org/0000-0001-5845-3190
                http://orcid.org/0000-0002-0763-399X
                Article
                PMEDICINE-D-17-02975
                10.1371/journal.pmed.1002458
                5705079
                29182634
                726beb12-367a-4e20-9164-a06979fe0870
                © 2017 Ortblad et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 21 August 2017
                : 23 October 2017
                Page count
                Figures: 4, Tables: 3, Pages: 24
                Funding
                Funded by: International Initiative for Impact Evaluation
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100000060, National Institute of Allergy and Infectious Diseases;
                Award ID: T32-AI007535
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100000026, National Institute on Drug Abuse;
                Award ID: T32-DA013911
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100000060, National Institute of Allergy and Infectious Diseases;
                Award ID: R25-MH083620
                Award Recipient :
                Funded by: Alexander von Humboldt-Stiftung (DE)
                Award ID: Alexander von Humboldt Professorship
                Award Recipient :
                Funded by: German Federal Ministry of Education and Research
                Award Recipient :
                Funded by: Clinton Health Access Initiative
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100000002, National Institutes of Health;
                Award ID: R01-HD084233
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100000002, National Institutes of Health;
                Award ID: R01-AI124389
                Award Recipient :
                Funded by: National Institutes of Health (US)
                Award ID: R01-AI112339
                Award Recipient :
                Funded by: National Institutes of Health (US)
                Award ID: D43-TW009775
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100004440, Wellcome Trust;
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/501100000780, European Commission;
                Award Recipient :
                This study was funded by the International Initiative for Impact Evaluation (3ie) ( http://www.3ieimpact.org/). KO was additionally supported by the NIH: National Institute of Allergy and Infectious Disease ( https://www.niaid.nih.gov/) [T32-AI007535, PI: Seage]. CEO was supported in part by the NIH: National Institute on Drug Abuse ( https://www.drugabuse.gov/) [T32-DA013911, PI: Flanigan] and the NIH: National Institute of Allergy and Mental Health [R25-MH083620, PI: Nunn]. TB was funded by the Alexander von Humboldt Foundation ( https://www.humboldt-foundation.de) through the Alexander von Humboldt Professorship endowed by the German Federal Ministry of Education and Research ( https://www.bmbf.de). TB was also supported by the Wellcome Trust ( https://wellcome.ac.uk/), the European Commission ( https://ec.europa.eu), the Clinton Health Access Initiative ( https://clintonhealthaccess.org/), NIH: National Institute of Child Health and Human Development ( https://www.nichd.nih.gov) [R01-HD084233], NIH: National Institute of Allergy and Infectious Diseases ( https://www.niaid.nih.gov/) [R01-AI124389 and R01-AI112339], and NIH: Fogarty International Center ( https://www.fic.nih.gov) [D43-TW009775]. Oral HIV self-tests were obtained from OraSure Technologies at cost. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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                Custom metadata
                All data is publicly available at the online data repository run by the International Initiative for Impact Evaluation (3ie): https://dataverse.harvard.edu/dataset.xhtml?persistentId=doi:10.7910/DVN/OVEAC9

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