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      The role of the State Security Service (Stasi) in the context of international clinical trials conducted by western pharmaceutical companies in Eastern Germany (1961–1990)

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      PLoS ONE
      Public Library of Science

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          Abstract

          Background

          After the building of the Berlin Wall in the 1960s, a number of international pharmaceutical manufacturers from the West had their drugs tested in Eastern Germany (GDR). So far, the extensive collection of documents on the subject stored in the archives of the GDR State Security Service (Stasi, MfS) has not been systematically analysed. Until now, the role of the Stasi with respect to the surveillance of the trials has been unclear.

          Methods

          A keyword search within the database of the Stasi files was conducted. All available files were screened in order to identify institutions, companies and personnel involved in the clinical trials. On this basis, further files were requested. A total of 259 files were available for analysis. Relevant data was derived from 160 of these files. A contextualised approach was applied, which critically explored the origin, content, and impact of the data. In addition, an approach guided by the central steps of document analysis was applied.

          Results

          At least 400 clinical trials were conducted during the GDR period. The exact number remains speculative. According to references found in the Stasi files, it might have been considerably higher. Initially, the main goal of the trials was for the GDR authorities to decide whether to import certain Western drugs. By 1983, this intention had changed. Now, the primary aim of the trials was the procurement of foreign currency. The Stasi feared that the pharmaceutical companies could have a significant influence on GDR Health System. Stasi spies were holding positions in the responsible medical committees, universities, and hospitals. Constant surveillance by the Stasi served the purpose of monitoring any contact between people from the West and the East. Unknowingly, representatives of Western companies were surveilled by the Stasi. The studied documents also point to the fact that a number of clinical trials conducted during the GDR period did not comply with GDR regulations, and were therefore deemed illegal by the Stasi. The Stasi was not particularly interested in medico-ethical questions.

          Conclusions

          Clinical trials conducted during the GDR period were surveilled by the Stasi. It was their aim to monitor all people involved in the trials, including their Western contacts. Relevant medico-ethical questions like patient consent and safety with respect to the clinical trials were not the focus. Considering the significant number of conducted trials, only limited evidence exists of doctors having discussed them critically. The public was not officially informed about the trials.

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          Most cited references13

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          Document Analysis as a Qualitative Research Method

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            Primary medical care in former East Germany: the frosty winds of change.

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              Im Dienst von Staat und Staatssicherheit: Bezirksärzte der DDR in einem maroden Gesundheitssystem [In the interests of state and Stasi: District medical officers of the GDR in an ailing health care system]

              R. Erices (2014)
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                Author and article information

                Contributors
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: InvestigationRole: MethodologyRole: Project administrationRole: ResourcesRole: ValidationRole: VisualizationRole: Writing – original draftRole: Writing – review & editing
                Role: ConceptualizationRole: Resources
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: VisualizationRole: Writing – review & editing
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                2 April 2018
                2018
                : 13
                : 4
                : e0195017
                Affiliations
                [1 ] Institute for History of Medicine and Medical Ethics at the University of Erlangen-Nuremberg, Erlangen, Germany
                [2 ] Berlin University of Psychology (PHB), Berlin, Germany
                [3 ] Department of Psychosomatic Medicine and Psychotherapy, University Medical Center, Hamburg-Eppendorf and Schön Klinik Hamburg Eilbek, Hamburg, Germany
                Mahidol-Oxford Tropical Medicine Research Unit, THAILAND
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                Article
                PONE-D-15-51999
                10.1371/journal.pone.0195017
                5880395
                29608577
                81ca3fa5-7b58-4dd7-ba19-3d107fc4d077
                © 2018 Erices et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 30 November 2015
                : 6 February 2018
                Page count
                Figures: 1, Tables: 1, Pages: 14
                Funding
                The authors received no specific funding for this work.
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