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      People with dementia in nursing home research: a methodological review of the definition and identification of the study population

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          Abstract

          Background

          There are various definitions and diagnostic criteria for dementia, leading to discrepancies in case ascertainment in both clinical practice and research. We reviewed the different definitions, approaches and measurements used to operationalize dementia in health care studies in German nursing homes with the aim of discussing the implications of different approaches.

          Methods

          We conducted a systematic search of the MEDLINE and CINAHL databases to identify pre-2016 studies conducted in German nursing homes that focused on residents with dementia or cognitive impairment. In- or exclusion of studies were consented by all authors; data extraction was independently carried out by 2 authors (RP, SJ). The studies’ sampling methods were compared with respect to their inclusion criteria, assessment tools and methods used to identify the study population.

          Results

          We summarized case ascertainment methods from 64 studies. Study participants were identified based on a diagnosis that was evaluated during the study, or a recorded medical dementia diagnosis, or a recorded medical diagnosis either with additional cognitive screenings or using screening tests exclusively. The descriptions of the diagnostics that were applied to assess a diagnosis of dementia were not fully transparent in most of the studies with respect to either a clear reference definition of dementia or applied diagnostic criteria. If reported, various neuropsychological tests were used, mostly without a clear rationale for their selection.

          Conclusion

          Pragmatic considerations often determine the sampling strategy; they also may explain the variances we detected in the different studies. Variations in sampling methods impede the comparability of study results. There is a need to consent case ascertainment strategies in dementia studies in health service research in nursing homes. These strategies should consider resource constraints and ethical issues that are related to the vulnerable population of nursing home residents. Additionally, reporting about dementia studies in nursing homes need to be improved. If a diagnosis cannot be evaluated based on either ICD or DSM criteria, the study population may not be reported as having dementia. If a diagnosis is evaluated based on ICD or DSM criteria within the study, there is a need for more transparency of the diagnostic process.

          Electronic supplementary material

          The online version of this article (doi:10.1186/s12877-016-0249-7) contains supplementary material, which is available to authorized users.

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          Most cited references86

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          Vascular dementia: diagnostic criteria for research studies. Report of the NINDS-AIREN International Workshop.

          Criteria for the diagnosis of vascular dementia (VaD) that are reliable, valid, and readily applicable in a variety of settings are urgently needed for both clinical and research purposes. To address this need, the Neuroepidemiology Branch of the National Institute of Neurological Disorders and Stroke (NINDS) convened an International Workshop with support from the Association Internationale pour la Recherche et l'Enseignement en Neurosciences (AIREN), resulting in research criteria for the diagnosis of VaD. Compared with other current criteria, these guidelines emphasize (1) the heterogeneity of vascular dementia syndromes and pathologic subtypes including ischemic and hemorrhagic strokes, cerebral hypoxic-ischemic events, and senile leukoencephalopathic lesions; (2) the variability in clinical course, which may be static, remitting, or progressive; (3) specific clinical findings early in the course (eg, gait disorder, incontinence, or mood and personality changes) that support a vascular rather than a degenerative cause; (4) the need to establish a temporal relationship between stroke and dementia onset for a secure diagnosis; (5) the importance of brain imaging to support clinical findings; (6) the value of neuropsychological testing to document impairments in multiple cognitive domains; and (7) a protocol for neuropathologic evaluations and correlative studies of clinical, radiologic, and neuropsychological features. These criteria are intended as a guide for case definition in neuroepidemiologic studies, stratified by levels of certainty (definite, probable, and possible). They await testing and validation and will be revised as more information becomes available.
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                Author and article information

                Contributors
                0049-2302-926-224 , rebecca.palm@dzne.de
                juenger.saskia@mh-hannover.de
                sven.reuther@dzne.de
                christian.schwab@dzne.de
                martin.dichter@dzne.de
                bernhard.holle@dzne.de
                margareta.halek@dzne.de
                Journal
                BMC Geriatr
                BMC Geriatr
                BMC Geriatrics
                BioMed Central (London )
                1471-2318
                5 April 2016
                5 April 2016
                2016
                : 16
                : 78
                Affiliations
                [ ]German Centre for Neurodegenerative Diseases (DZNE), Site Witten, Stockumer Str. 12, 58453 Witten, Germany
                [ ]Faculty of Health, School of Nursing Science, Witten/Herdecke University (UW/H), Stockumer Str. 12, 58453 Witten, Germany
                [ ]Hannover Medical School, Institute of General Medicine, Carl-Neuberg-Str. 1, 30625 Hannover, Germany
                Article
                249
                10.1186/s12877-016-0249-7
                4823911
                27052960
                c7f1af8e-1e72-43a8-b56b-72962ddd9853
                © Palm et al. 2016

                Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License ( http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver ( http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.

                History
                : 24 September 2015
                : 23 March 2016
                Funding
                Funded by: FundRef http://dx.doi.org/10.13039/501100005224, Deutsches Zentrum für Neurodegenerative Erkrankungen;
                Categories
                Research Article
                Custom metadata
                © The Author(s) 2016

                Geriatric medicine
                dementia,cognitive impairment,diagnosis,symptom assessment,nursing home,health services research

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