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      A study on the implementation fidelity of the performance-based financing policy in Burkina Faso after 12 months

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          Abstract

          Background

          Performance-based financing (PBF) in the health sector has recently gained momentum in low- and middle-income countries (LMICs) as one of the ways forward for achieving Universal Health Coverage. The major principle underlying PBF is that health centers are remunerated based on the quantity and quality of services they provide. PBF has been operating in Burkina Faso since 2011, and as a pilot project since 2014 in 15 health districts randomly assigned into four different models, before an eventual scale-up. Despite the need for expeditious documentation of the impact of PBF, caution is advised to avoid adopting hasty conclusions. Above all, it is crucial to understand why and how an impact is produced or not. Our implementation fidelity study approached this inquiry by comparing, after 12 months of operation, the activities implemented against what was planned initially and will make it possible later to establish links with the policy’s impacts.

          Methods

          Our study compared, in 21 health centers from three health districts, the implementation of activities that were core to the process in terms of content, coverage, and temporality. Data were collected through document analysis, as well as from individual interviews and focus groups with key informants.

          Results

          In the first year of implementation, solid foundations were put in place for the intervention. Even so, implementation deficiencies and delays were observed with respect to certain performance auditing procedures, as well as in payments of PBF subsidies, which compromised the incentive-based rationale to some extent.

          Conclusion

          Over next months, efforts should be made to adjust the intervention more closely to context and to the original planning.

          Electronic supplementary material

          The online version of this article (10.1186/s13690-017-0250-4) contains supplementary material, which is available to authorized users.

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          Most cited references32

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          Qualitative data analysis for applied policy research

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            Quality of implementation: developing measures crucial to understanding the diffusion of preventive interventions.

            As prevention programs become disseminated, the most serious threat to effectiveness is maintaining the quality of implementation intended by the developers. This paper proposes a methodology for measuring quality of implementation in school settings and presents data from a pilot study designed to test several of the proposed components. These methods included assessments of adherence, quality of process, the positive or negative valence of adaptations, teachers' attitudes and teachers' understanding of program content. This study was conducted with 11 teachers who had varying degrees of experience who taught Life Skills Training. Observation and interview data were collected during visits to schools. Results suggest that quality of implementation can be measured through observation and interview. Teachers varied in adherence and quality of program delivery. All teachers made adaptations to the program. Experienced teachers were more likely to adhere to the curriculum, deliver it in a way that was more interactive and engaging to students, communicate the goals and objectives better, and make positive adaptations. The field can use these findings as the basis for exploring strategies for measuring and improving quality of implementation.
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              Why performance-based contracting failed in Uganda--an "open-box" evaluation of a complex health system intervention.

              Performance-based contracting (PBC) is a tool that links rewards to attainment of measurable performance targets. Significant problems remain in the methods used to evaluate this tool. The primary focus of evaluations on the effects of PBC (black-box) and less attention to how these effects arise (open-box) generates suboptimal policy learning. A black-box impact evaluation of PBC pilot by the Development Research Group of the World Bank (DRG) and the Ministry of Health (MOH) concluded that PBC was ineffective. This paper reports a theory-based case study intended to clarify how and why PBC failed to achieve its objectives. To explain the observed PBC implementation and responses of participants, this case study employed two related theories i.e. complex adaptive system and expectancy theory respectively. A prospective study trailed the implementation of PBC (2003-2006) while collecting experiences of participants at district and hospital levels. Significant problems were encountered in the implementation of PBC that reflected its inadequate design. As problems were encountered, hasty adaptations resulted in a de facto intervention distinct from the one implied at the design stage. For example, inadequate time was allowed for the selection of service targets by the health centres yet they got 'locked-in' to these poor choices. The learning curve and workload among performance auditors weakened the validity of audit results. Above all, financial shortfalls led to delays, short-cuts and uncertainty about the size and payment of bonuses. The lesson for those intending to implement similar interventions is that PBC should not be attempted 'on the cheap'. It requires a plan to boost local institutional and technical capacities of implementers. It also requires careful consideration of the responses of multiple actors - both insiders and outsiders to the intended change process. Given the costs and complexity of PBC implementation, strengthening conventional approaches that are better attuned to low income contexts (financing resource inputs and systems management) remains a viable policy option towards improving health service delivery. Copyright © 2012 Elsevier Ltd. All rights reserved.
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                Author and article information

                Contributors
                Oriane.bodson@uliege.be
                Siebarro@gmail.com
                Anne-marie.turcotte-tremblay@umontreal.ca
                Nestorzante@hotmail.com
                Valery.ridde@umontreal.ca
                Journal
                Arch Public Health
                Arch Public Health
                Archives of Public Health
                BioMed Central (London )
                0778-7367
                2049-3258
                11 January 2018
                11 January 2018
                2018
                : 76
                : 4
                Affiliations
                [1 ]ISNI 0000 0001 0805 7253, GRID grid.4861.b, ARC Effi-Santé, Political Economy and Health Economy, , Faculty of Social Sciences, University of Liege, ; Place des orateurs, 3 (B31) – Quartier Agora, 4000 Liege, Belgium
                [2 ]Action-Gouvernance-Intégration-Renforcement Association/Groupe de travail en Santé et Développement (AGIR/SD), Ouagadougou, Burkina Faso
                [3 ]ISNI 0000 0001 2292 3357, GRID grid.14848.31, University of Montreal Public Health Research Institute (IRSPUM) and University of Montreal School of Public Health (ESPUM), ; 7101 avenue du Parc, 3rd Floor, Montréal, Québec, H3N 1X9 Canada
                [4 ]CEPED, IRD, Université Paris Descartes, INSERM, équipe SAGESUD, 45 Rue des Saints-Pères, 75006 Paris, France
                Author information
                http://orcid.org/0000-0002-4596-3826
                Article
                250
                10.1186/s13690-017-0250-4
                5764025
                39e885ad-4d88-4047-82f8-05d27962587d
                © The Author(s). 2018

                Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License ( http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver ( http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.

                History
                : 20 August 2017
                : 8 December 2017
                Funding
                Funded by: FundRef http://dx.doi.org/10.13039/501100000024, Canadian Institutes of Health Research;
                Award ID: OH-115213
                Award Recipient :
                Categories
                Research
                Custom metadata
                © The Author(s) 2018

                Public health
                performance-based financing,developing countries,health financing,implementation,fidelity,burkina faso

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