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      ISSLS PRIZE IN BIOENGINEERING SCIENCE 2019: biomechanical changes in dynamic sagittal balance and lower limb compensatory strategies following realignment surgery in adult spinal deformity patients

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          Abstract

          Study design

          A longitudinal cohort study.

          Objective

          To define a set of objective biomechanical metrics that are representative of adult spinal deformity (ASD) post-surgical outcomes and that may forecast post-surgical mechanical complications.

          Summary of background data

          Current outcomes for ASD surgical planning and post-surgical assessment are limited to static radiographic alignment and patient-reported questionnaires. Little is known about the compensatory biomechanical strategies for stabilizing sagittal balance during functional movements in ASD patients.

          Methods

          We collected in-clinic motion data from 15 ASD patients and 10 controls during an unassisted sit-to-stand (STS) functional maneuver. Joint motions were measured using noninvasive 3D depth mapping sensor technology. Mathematical methods were used to attain high-fidelity joint-position tracking for biomechanical modeling. This approach provided reliable measurements for biomechanical behaviors at the spine, hip, and knee. These included peak sagittal vertical axis (SVA) over the course of the STS, as well as forces and muscular moments at various joints. We compared changes in dynamic sagittal balance (DSB) metrics between pre- and post-surgery and then separately compared pre- and post-surgical data to controls.

          Results

          Standard radiographic and patient-reported outcomes significantly improved following realignment surgery. From the DSB biomechanical metrics, peak SVA and biomechanical loads and muscular forces on the lower lumbar spine significantly reduced following surgery (− 19 to − 30%, all p < 0.05). In addition, as SVA improved, hip moments decreased (− 28 to − 65%, all p < 0.05) and knee moments increased (+ 7 to + 28%, p < 0.05), indicating changes in lower limb compensatory strategies. After surgery, DSB data approached values from the controls, with some post-surgical metrics becoming statistically equivalent to controls.

          Conclusions

          Longitudinal changes in DSB following successful multi-level spinal realignment indicate reduced forces on the lower lumbar spine along with altered lower limb dynamics matching that of controls. Inadequate improvement in DSB may indicate increased risk of post-surgical mechanical failure.

          Graphical abstract

          These slides can be retrieved under Electronic Supplementary Material.

          Electronic supplementary material

          The online version of this article (10.1007/s00586-019-05925-2) contains supplementary material, which is available to authorized users.

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          Most cited references23

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          Gravity line analysis in adult volunteers: age-related correlation with spinal parameters, pelvic parameters, and foot position.

          Prospective radiographic and forceplate analysis in adult volunteers. Assess gravity line (GL) location and foot position regarding anatomic spinal structures to evaluate key correlations and age-related changes in balance. Global spinal balance is commonly assessed by the C7 plumbline. This radiographic parameter does not offer information on foot position or forces transmitted, and poor correlation with the true GL has been demonstrated. A total of 75 asymptomatic adult volunteers were equally distributed into three age groups. Full length, free-standing spine radiographs were obtained with simultaneous acquisition of GL and feet location (forceplate). GL and heels were projected on each radiograph to compute their distance from anatomic entities and to investigate correlations with radiologic parameters and age-related changes. In this study group, advancing age led to a significant increase in thoracic kyphosis. The plumbline from C7 shifted anteriorly with age. In the sagittal plane, the GL was anterior to the vertebral column for all groups. With age, the GL location regarding the heels remained constant, while the pelvis moved posteriorly toward the heels and underwent a small retroversion (increasing pelvic tilt). The acetabulum was the most reliable radiographic marker of the GL location. This quantitative study in volunteers reveals clear age-related changes in the spino-pelvic association and offers quantitative support to the "cone of economy" concept proposed by Dubousset. The pelvis can be seen as a regulator to help maintain a rather fixed GL-heel association with age-related changes in the spinal column. Further study in patients suffering from deformity can confirm the importance of radiographic-gravity line correlations and enhance our understanding of optimal balance.
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            Standing balance and sagittal plane spinal deformity: analysis of spinopelvic and gravity line parameters.

            Prospective study of 131 patients and volunteers recruited for an analysis of spinal alignment and gravity line (GL) assessment by force plate analysis. To determine relationships between GL, foot position, and spinopelvic landmarks in subjects with varying sagittal alignment. Additionally, the study sought to analyze the role of the pelvis in the maintenance of GL position. Force plate technology permits analysis of foot position and GL in relation to radiographically obtained landmarks. Previous investigation noted fixed GL-heel relationship across a wide age range despite changes in thoracic kyphosis. The pelvis as balance regulator has not been studied in the setting of sagittal spinal deformity. The 131 subjects were grouped by sagittal vertical axis (SVA) offset from the sacrum: sagittal forward (>2.5 cm), neutral (-2.5 cm
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              Incidence, risk factors, and natural course of proximal junctional kyphosis: surgical outcomes review of adult idiopathic scoliosis. Minimum 5 years of follow-up.

              A retrospective case series of surgically treated patients with adult scoliosis. The purpose of this study was to evaluate the incidence, risk factors, and natural course of proximal junctional kyphosis (PJK) in a long-term follow-up of patients with adult idiopathic scoliosis undergoing long instrumented spinal fusion. Although recent reports have showed the prevalence, clinical outcomes, and the possible risk factors of PJK, quite a few reports have showed long-term follow-up outcome. This is a retrospective review of the charts and radiographs of 76 consecutive patients with adult scoliosis treated with long instrumented spinal fusion. Radiographical measurements and demographic data were reviewed on preoperation, immediate postoperation, 2 years postoperation, 5 years postoperation, and at follow-up. Postoperative Scoliosis Research Society scores and Oswestry Disability Index were also evaluated. Means were compared with Student t test. A P value of less than 0.05 with 95% confidence interval was considered significant. The mean age was 48.8 years (range, 23-75 yr) and the average follow-up was 7.3 years (range, 5-14 yr). PJK has been identified in 17 patients. The Scoliosis Research Society and Oswestry Disability Index did not demonstrate significant differences between PJK group and non-PJK group; 2 patients had additional surgeries performed for local pain. Seventy-six percent of PJK has been identified within 3 months after surgery. Despite the fact that 53% of total degree of PJK was progressed within 3 months after surgery, PJK continuously progressed to the final follow-up. Pre-existing low bone mineral density, posterior spinal fusion (PSF), fusion to sacrum, inappropriate global spine alignment, and greater sagittal vertical axis change were identified as significant risk factors for PJK (P = 0.04, P < 0.001, P = 0.02, P < 0.0001, and P = 0.01). In a long-term review of minimum 5 years, 76% of PJK occurred within 3 months after surgery. Pre-existing low bone mineral density, PSF, fusion to the sacrum, inappropriate global spine alignment, and greater sagittal vertical axis change were significant risk factors for PJK. Careful long-term follow-up should be done for a patient with PJK.
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                Author and article information

                Contributors
                +1-415-476-7881 , Jeffrey.Lotz@ucsf.edu
                Journal
                Eur Spine J
                Eur Spine J
                European Spine Journal
                Springer Berlin Heidelberg (Berlin/Heidelberg )
                0940-6719
                1432-0932
                2 March 2019
                2 March 2019
                May 2019
                : 28
                : 5
                : 905-913
                Affiliations
                [1 ]ISNI 0000 0001 2297 6811, GRID grid.266102.1, Department of Orthopaedic Surgery, , University of California, ; San Francisco, USA
                [2 ]ISNI 0000 0001 2181 7878, GRID grid.47840.3f, Department of Electrical Engineering and Computer Science, , University of California, ; Berkeley, USA
                Author information
                http://orcid.org/0000-0002-9654-0647
                Article
                5925
                10.1007/s00586-019-05925-2
                6536471
                30826876
                562edcdc-2e12-4ca9-8d26-67e845c8a7b7
                © The Author(s) 2019

                Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License ( http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

                History
                : 12 February 2019
                : 13 February 2019
                Funding
                Funded by: FundRef http://dx.doi.org/10.13039/100000002, National Institutes of Health;
                Award ID: R41AR068202
                Award ID: 5TL1TR001871-02
                Award Recipient :
                Categories
                Original Article
                Custom metadata
                © Springer-Verlag GmbH Germany, part of Springer Nature 2019

                Orthopedics
                sagittal balance,spinal biomechanics,adult spinal deformity,compensatory mechanisms,sit-to-stand,proximal junctional kyphosis,post-surgical outcomes

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