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      Spirometry, questionnaire and electronic medical record based COPD in a population survey: Comparing prevalence, level of agreement and associations with potential risk factors

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          Abstract

          Background

          COPD-diagnosis is confirmed by post-bronchodilator (BD) spirometry. However, epidemiological studies often rely on pre-BD spirometry, self-reports, or medical records. This population-based study aims to determine COPD-prevalence based on four different operational definitions and their level of agreement, and to compare associations between COPD-definitions and risk factors.

          Methods

          COPD-prevalence in 1,793 adults from the general Dutch population (aged 18–70 years) was assessed based on self-reported data, Electronic Medical Records (EMR), and post-BD spirometry: using the FEV1/FVC below the lower limit of normal (LLN) and GOLD fixed cut-off (FEV1/FVC <0.70). Using spirometry as a reference, sensitivity was calculated for self-reported and EMR-based COPD. Associations between COPD and known risk factors were assessed with logistic regression. Data were collected as part of the cross-sectional VGO study (Livestock Farming and Neighboring Residents’ Health Study).

          Results

          The highest prevalence was found based on spirometry (GOLD: 10.9%, LLN: 5.9%), followed by self-report (4.6%) and EMR (2.9%). Self-reported or EMR-based COPD identified less than 30% of all COPD-cases based on spirometry. The direction of association between known risk factors and COPD was similar across the four definitions, however, magnitude and significance varied. Especially indicators of allergy were more strongly associated with self-reported COPD compared to the other definitions.

          Conclusions

          COPD-prevalence varied depending on the used definition. A substantial number of subjects with spirometry-based COPD cannot be identified with questionnaires or medical records which can cause underestimation of COPD-prevalence. The influence of the different COPD-definitions on associations with known risk factors was limited.

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          Most cited references21

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          Definition, epidemiology and natural history of COPD.

          Chronic obstructive pulmonary disease (COPD) is the fifth cause of morbidity and mortality in the developed world and represents a substantial economic and social burden. Patients experience a progressive deterioration up to end-stage COPD, characterised by very severe airflow limitation, severely limited and declining performance status with chronic respiratory failure, advanced age, multiple comorbidities and severe systemic manifestations/complications. COPD is frequently underdiagnosed and under-treated. Today, COPD develops earlier in life and is less gender specific. Tobacco smoking is the major risk factor for COPD, followed by occupation and air pollution. Severe deficiency for alpha(1)-antitrypsin is rare; several phenotypes are being associated with elevated risk for COPD in the presence of risk factor exposure. Any patient presenting with cough, sputum production or dyspnoea should be assessed by standardised spirometry. Continued exposure to noxious agents promotes a more rapid decline in lung function and increases the risk for repeated exacerbations, eventually leading to end-stage disease. Without major efforts in prevention, there will be an increasing proportion of end-stage patients who can live longer through long-term oxygen therapy and assisted ventilation, but with elevated suffering and huge costs. Smoking prevention and smoking cessation are the most important epidemiological measurements to counteract chronic obstructive pulmonary disease epidemics.
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            Risk factors for chronic obstructive pulmonary disease in a European cohort of young adults.

            Few studies have investigated the factors associated with the early inception of chronic obstructive pulmonary disease (COPD). We investigated COPD risk factors in an international cohort of young adults using different spirometric definitions of the disease. We studied 4,636 subjects without asthma who had prebronchodilator FEV(1)/FVC measured in the European Community Respiratory Health Survey both in 1991 to 1993 (when they were 20-44 yr old) and in 1999 to 2002. COPD was defined according to the Global Initiative for Chronic Obstructive Lung Disease fixed cut-off criterion (FEV(1)/FVC < 0.70), and two criteria based on the Quanjer and LuftiBus reference equations (FEV(1)/FVC less than lower limit of normal). COPD determinants were studied using two-level Poisson regression models. COPD incidence ranged from 1.85 (lower limit of normal [Quanjer]) to 2.88 (Global Initiative for Chronic Obstructive Lung Disease) cases/1,000/yr. Although about half of the cases had smoked less than 20 pack-years, smoking was the main risk factor for COPD, and it accounted for 29 to 39% of the new cases during the follow-up. Airway hyperresponsiveness was the second strongest risk factor (15-17% of new cases). Other determinants were respiratory infections in childhood and a family history of asthma, whereas the role of sex, age, and of being underweight largely depended on the definition of COPD used. COPD may start early in life. Smoking prevention should be given the highest priority to reduce COPD occurrence. Airway hyperresponsiveness, a family history of asthma, and respiratory infections in childhood are other important determinants of COPD. We suggest the need for a definition of COPD that is not exclusively based on spirometry.
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              Population impact of different definitions of airway obstruction.

              There is currently no consensus on the criteria for diagnosing chronic obstructive pulmonary disease. This study evaluated the impact of different definitions of airway obstruction on the estimated prevalence of obstruction in a population-based sample. Using the Third National Health and Nutrition Examination Survey, obstructive airway disease was defined using the following criteria: 1) self-reported diagnosis of chronic bronchitis or emphysema; 2) forced expiratory volume in one second (FEV1)/forced vital capacity (FVC) 50 yrs, the fixed ratio criteria produced the highest rate estimates. For all subgroups tested, the GOLD Stage II criteria produced lower estimates than other spirometry-based definitions. Different definitions of obstruction may produce prevalence estimates that vary by >200%. International opinion leaders should agree upon a clear definition of chronic obstructive pulmonary disease that can serve as a population-based measurement criterion as well as a guide to clinicians.
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                Author and article information

                Contributors
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                8 March 2017
                2017
                : 12
                : 3
                : e0171494
                Affiliations
                [1 ]Institute for Risk Assessment Sciences, IRAS, Utrecht University, Utrecht, The Netherlands
                [2 ]Netherlands Institute for Health Services Research, NIVEL, Utrecht, The Netherlands
                [3 ]Netherlands Expertise Centre for Occupational Respiratory Disorders, Utrecht, The Netherlands
                [4 ]National Institute for Public Health and the Environment (RIVM), Centre for Infectious Disease Control, Bilthoven, The Netherlands
                [5 ]Department of General Practice & Elderly Care Medicine/EMGO Institute for Health and Care Research, VU University Medical Center, Amsterdam, The Netherlands
                Universite de Bretagne Occidentale, FRANCE
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                • Conceptualization: FB CJY DH LAMS.

                • Data curation: LAMS.

                • Formal analysis: FB LAMS.

                • Funding acquisition: CBMM DH CJY LAMS.

                • Investigation: FB EK BA.

                • Methodology: FB LAMS.

                • Project administration: FB EK.

                • Resources: FB EK BA.

                • Software: CED.

                • Supervision: CBMM DH CJY LAMS.

                • Validation: BA.

                • Visualization: FB.

                • Writing – original draft: FB.

                • Writing – review & editing: FB CJY EK BA JR JPZ CED CBMM FS DH LAMS.

                Author information
                http://orcid.org/0000-0002-3297-4403
                Article
                PONE-D-16-38814
                10.1371/journal.pone.0171494
                5342260
                28273094
                72b5ac25-506b-4601-8ae0-d472e501c89a
                © 2017 Borlée et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 25 October 2016
                : 21 January 2017
                Page count
                Figures: 2, Tables: 5, Pages: 16
                Funding
                The Livestock Farming and Neighbouring Residents’ Health (VGO) study was funded by the Ministry of Health, Welfare and Sports and the Ministry of Economic Affairs of The Netherlands. LAMS received also a grant from the Lung Foundation Netherlands (Grant number: 3.2.11.022) ( www.longfonds.nl/) to support this study. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
                Categories
                Research Article
                Medicine and Health Sciences
                Pulmonology
                Chronic Obstructive Pulmonary Disease
                Research and Analysis Methods
                Bioassays and Physiological Analysis
                Respiratory Analysis
                Spirometry
                Medicine and Health Sciences
                Pulmonology
                Asthma
                Research and Analysis Methods
                Database and Informatics Methods
                Health Informatics
                Electronic Medical Records
                Medicine and Health Sciences
                Clinical Medicine
                Clinical Immunology
                Allergies
                Biology and Life Sciences
                Immunology
                Clinical Immunology
                Allergies
                Medicine and Health Sciences
                Immunology
                Clinical Immunology
                Allergies
                Research and Analysis Methods
                Research Design
                Survey Research
                Questionnaires
                Medicine and Health Sciences
                Epidemiology
                Medicine and Health Sciences
                Health Care
                Health Risk Analysis
                Custom metadata
                In consultation with the Medical Ethical Committee that approved the study protocol, data from the VGO study are not publicly available due to privacy protection of participants. The study’s privacy regulations stated that only researchers from NIVEL, IRAS, and RIVM (consortium partners) have access to the study database. Sharing an anonymized and de-identified dataset is not possible as it would still contain Electronical Medical Records and the personal data of participants, which could potentially lead to the identification of subjects. Researchers may reach a privacy agreement to access the data by contacting Prof. Dr. Dick Heederik ( d.heederik@ 123456uu.nl ) or Dr. L.A.M. Smit ( l.a.smit@ 123456uu.nl ).

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