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      Archaeological application of airborne LiDAR to examine social changes in the Ceibal region of the Maya lowlands

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          Abstract

          Although the application of LiDAR has made significant contributions to archaeology, LiDAR only provides a synchronic view of the current topography. An important challenge for researchers is to extract diachronic information over typically extensive LiDAR-surveyed areas in an efficient manner. By applying an architectural chronology obtained from intensive excavations at the site center and by complementing it with surface collection and test excavations in peripheral zones, we analyze LiDAR data over an area of 470 km 2 to trace social changes through time in the Ceibal region, Guatemala, of the Maya lowlands. We refine estimates of structure counts and populations by applying commission and omission error rates calculated from the results of ground-truthing. Although the results of our study need to be tested and refined with additional research in the future, they provide an initial understanding of social processes over a wide area. Ceibal appears to have served as the only ceremonial complex in the region during the transition to sedentism at the beginning of the Middle Preclassic period (c. 1000 BC). As a more sedentary way of life was accepted during the late part of the Middle Preclassic period and the initial Late Preclassic period (600–300 BC), more ceremonial assemblages were constructed outside the Ceibal center, possibly symbolizing the local groups’ claim to surrounding agricultural lands. From the middle Late Preclassic to the initial Early Classic period (300 BC-AD 300), a significant number of pyramidal complexes were probably built. Their high concentration in the Ceibal center probably reflects increasing political centralization. After a demographic decline during the rest of the Early Classic period, the population in the Ceibal region reached the highest level during the Late and Terminal Classic periods, when dynastic rule was well established (AD 600–950).

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          Airborne LiDAR, archaeology, and the ancient Maya landscape at Caracol, Belize

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            Uncovering archaeological landscapes at Angkor using lidar.

            Previous archaeological mapping work on the successive medieval capitals of the Khmer Empire located at Angkor, in northwest Cambodia (∼9th to 15th centuries in the Common Era, C.E.), has identified it as the largest settlement complex of the preindustrial world, and yet crucial areas have remained unmapped, in particular the ceremonial centers and their surroundings, where dense forest obscures the traces of the civilization that typically remain in evidence in surface topography. Here we describe the use of airborne laser scanning (lidar) technology to create high-precision digital elevation models of the ground surface beneath the vegetation cover. We identify an entire, previously undocumented, formally planned urban landscape into which the major temples such as Angkor Wat were integrated. Beyond these newly identified urban landscapes, the lidar data reveal anthropogenic changes to the landscape on a vast scale and lend further weight to an emerging consensus that infrastructural complexity, unsustainable modes of subsistence, and climate variation were crucial factors in the decline of the classical Khmer civilization.
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              Geospatial revolution and remote sensing LiDAR in Mesoamerican archaeology.

              The application of light detection and ranging (LiDAR), a laser-based remote-sensing technology that is capable of penetrating overlying vegetation and forest canopies, is generating a fundamental shift in Mesoamerican archaeology and has the potential to transform research in forested areas world-wide. Much as radiocarbon dating that half a century ago moved archaeology forward by grounding archaeological remains in time, LiDAR is proving to be a catalyst for an improved spatial understanding of the past. With LiDAR, ancient societies can be contextualized within a fully defined landscape. Interpretations about the scale and organization of densely forested sites no longer are constrained by sample size, as they were when mapping required laborious on-ground survey. The ability to articulate ancient landscapes fully permits a better understanding of the complexity of ancient Mesoamerican urbanism and also aids in modern conservation efforts. The importance of this geospatial innovation is demonstrated with newly acquired LiDAR data from the archaeological sites of Caracol, Cayo, Belize and Angamuco, Michoacán, Mexico. These data illustrate the potential of technology to act as a catalytic enabler of rapid transformational change in archaeological research and interpretation and also underscore the value of on-the-ground archaeological investigation in validating and contextualizing results.
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                Author and article information

                Contributors
                Role: ConceptualizationRole: Formal analysisRole: Funding acquisitionRole: InvestigationRole: MethodologyRole: Project administrationRole: SupervisionRole: VisualizationRole: Writing – original draftRole: Writing – review & editing
                Role: Funding acquisitionRole: InvestigationRole: Project administrationRole: Supervision
                Role: Investigation
                Role: InvestigationRole: Writing – review & editing
                Role: Investigation
                Role: ConceptualizationRole: Funding acquisition
                Role: Funding acquisitionRole: Visualization
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                21 February 2018
                2018
                : 13
                : 2
                : e0191619
                Affiliations
                [1 ] School of Anthropology, University of Arizona, Tucson, Arizona, United States of America
                [2 ] Facultad de Ciencias Sociales, Universidad del Valle de Guatemala, Guatemala City, Guatemala
                [3 ] Escuela de Historia, Universidad de San Carlos, Guatemala City, Guatemala
                [4 ] Faculty of Humanities, Ibaraki University, Mito, Ibaraki, Japan
                [5 ] Graduate School of Science Biology and Geosciences, Osaka City University, Osaka, Japan
                New York State Museum, UNITED STATES
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                Author information
                http://orcid.org/0000-0002-5236-5613
                Article
                PONE-D-17-35469
                10.1371/journal.pone.0191619
                5821443
                29466384
                9019a5cf-c971-45b5-aef8-84e907076547
                © 2018 Inomata et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 1 October 2017
                : 8 January 2018
                Page count
                Figures: 13, Tables: 8, Pages: 37
                Funding
                Funded by: funder-id http://dx.doi.org/10.13039/501100001691, Japan Society for the Promotion of Science;
                Award ID: 21101003
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/501100001691, Japan Society for the Promotion of Science;
                Award ID: 21402008
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/501100001691, Japan Society for the Promotion of Science;
                Award ID: 26101003
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/501100001691, Japan Society for the Promotion of Science;
                Award ID: 26300025
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100010697, Alphawood Foundation;
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100010697, Alphawood Foundation;
                Award Recipient :
                Funded by: funder-id http://dx.doi.org/10.13039/100007899, University of Arizona;
                Award Recipient :
                The LiDAR data were acquired with funding from the Japan Society for the Promotion of Science (Grants-in-Aid for Scientific Research no. 21101003) to Aoyama. Fieldwork was supported by grants from the Alphawood Foundation to Inomata and Triadan and from the Japan Society for the Promotion of Science (Grants-in-Aid for Scientific Research nos. 21402008, 26101003 and 26300025) to Aoyama. Data analysis was supported by funding from the Agnese Nelms Haury Program of the University of Arizona to Inomata. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
                Categories
                Research Article
                Engineering and Technology
                Remote Sensing
                Lidar
                Social Sciences
                Archaeology
                Physical Sciences
                Materials Science
                Materials by Structure
                Ceramics
                Engineering and Technology
                Structural Engineering
                Built Structures
                Social Sciences
                Archaeology
                Archaeological Excavation
                Biology and Life Sciences
                Population Biology
                Population Metrics
                Population Density
                Social Sciences
                Archaeology
                Archaeological Dating
                People and places
                Geographical locations
                North America
                Central America
                Guatemala
                Custom metadata
                All excavated materials are stored at the National Museum of Archaeology and Ethnology and the Salon 3 storage facility of the Guatemalan government (7a Avenida y 6a Calle, Zona 13, Guatemala City). Researchers interested in those materials should request permission from the Instituto de Antropología e Historia de Guatemala (IDAEH) for access to these facilities (IDAEH, 12 Ave. 11-65, Zona 1, Guatemala City, phone:+502 2232-5571).The complete LiDAR data were submitted to the IDAEH. IDEAH is currently establishing a guideline for the dissemination of LiDAR data on Guatemala to balance the public availability of scientific data and the need to protect archaeological sites from looting. The availability of our LiDAR data will need to follow this guideline. Researchers interested in our LiDAR data should contact the IDAEH: demopre.secre@ 123456gmail.com ; http://mcd.gob.gt/tag/idaeh/.

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