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      Intraoperative fluorescence imaging with aminolevulinic acid detects grossly occult breast cancer: a phase II randomized controlled trial

      research-article
      1 , 1 , 1 , 1 , 2 , 1 , 2 , 1 , 2 , 3 , 1 , 1 , 1 , 1 , 1 , 1 , 1 , 1 , 1 , 1 , 4 , 1 , 1 , 1 , 3 , 1 , 2 , 5 , 1 , 6 , 1 , 6 , 1 , 7 , 8 ,
      Breast Cancer Research : BCR
      BioMed Central
      Breast cancer, Breast-conserving surgery, Fluorescence imaging, Intraoperative imaging, Aminolevulinic acid, Margin assessment, Optical imaging, Handheld intraoperative imaging device

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          Abstract

          Background

          Re-excision due to positive margins following breast-conserving surgery (BCS) negatively affects patient outcomes and healthcare costs. The inability to visualize margin involvement is a significant challenge in BCS. 5-Aminolevulinic acid hydrochloride (5-ALA HCl), a non-fluorescent oral prodrug, causes intracellular accumulation of fluorescent porphyrins in cancer cells. This single-center Phase II randomized controlled trial evaluated the safety, feasibility, and diagnostic accuracy of a prototype handheld fluorescence imaging device plus 5-ALA for intraoperative visualization of invasive breast carcinomas during BCS.

          Methods

          Fifty-four patients were enrolled and randomized to receive no 5-ALA or oral 5-ALA HCl (15 or 30 mg/kg). Forty-five patients (n = 15/group) were included in the analysis. Fluorescence imaging of the excised surgical specimen was performed, and biopsies were collected from within and outside the clinically demarcated tumor border of the gross specimen for blinded histopathology.

          Results

          In the absence of 5-ALA, tissue autofluorescence imaging lacked tumor-specific fluorescent contrast. Both 5-ALA doses caused bright red tumor fluorescence, with improved visualization of tumor contrasted against normal tissue autofluorescence. In the 15 mg/kg 5-ALA group, the positive predictive value (PPV) for detecting breast cancer inside and outside the grossly demarcated tumor border was 100.0% and 55.6%, respectively. In the 30 mg/kg 5-ALA group, the PPV was 100.0% and 50.0% inside and outside the demarcated tumor border, respectively. No adverse events were observed, and clinical feasibility of this imaging device-5-ALA combination approach was confirmed.

          Conclusions

          This is the first known clinical report of visualization of 5-ALA-induced fluorescence in invasive breast carcinoma using a real-time handheld intraoperative fluorescence imaging device.

          Trial registration

          Clinicaltrials.gov identifier NCT01837225. Registered 23 April 2013.

          Supplementary Information

          The online version contains supplementary material available at 10.1186/s13058-021-01442-7.

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          Most cited references94

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          Fluorescence-guided surgery with 5-aminolevulinic acid for resection of malignant glioma: a randomised controlled multicentre phase III trial.

          5-Aminolevulinic acid is a non-fluorescent prodrug that leads to intracellular accumulation of fluorescent porphyrins in malignant gliomas-a finding that is under investigation for intraoperative identification and resection of these tumours. We aimed to assess the effect of fluorescence-guided resection with 5-aminolevulinic acid on surgical radicality, progression-free survival, overall survival, and morbidity. 322 patients aged 23-73 years with suspected malignant glioma amenable to complete resection of contrast-enhancing tumour were randomly assigned to 20 mg/kg bodyweight 5-aminolevulinic acid for fluorescence-guided resection (n=161) or to conventional microsurgery with white light (n=161). The primary endpoints were the number of patients without contrast-enhancing tumour on early MRI (ie, that obtained within 72 h after surgery) and 6-month progression-free survival as assessed by MRI. Secondary endpoints were volume of residual tumour on postoperative MRI, overall survival, neurological deficit, and toxic effects. We report the results of an interim analysis with 270 patients in the full-analysis population (139 assigned 5-aminolevulinic acid, 131 assigned white light), which excluded patients with ineligible histological and radiological findings as assessed by central reviewers who were masked as to treatment allocation; the interim analysis resulted in termination of the study as defined by the protocol. Primary and secondary endpoints were analysed by intention to treat in the full-analysis population. The study is registered at http://www.clinicaltrials.gov as NCT00241670. Median follow-up was 35.4 months (95% CI 1.0-56.7). Contrast-enhancing tumour was resected completely in 90 (65%) of 139 patients assigned 5-aminolevulinic acid compared with 47 (36%) of 131 assigned white light (difference between groups 29% [95% CI 17-40], p<0.0001). Patients allocated 5-aminolevulinic acid had higher 6-month progression free survival than did those allocated white light (41.0% [32.8-49.2] vs 21.1% [14.0-28.2]; difference between groups 19.9% [9.1-30.7], p=0.0003, Z test). Groups did not differ in the frequency of severe adverse events or adverse events in any organ system class reported within 7 days after surgery. Tumour fluorescence derived from 5-aminolevulinic acid enables more complete resections of contrast-enhancing tumour, leading to improved progression-free survival in patients with malignant glioma.
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            Cell and tissue autofluorescence research and diagnostic applications.

            Cells contain molecules, which become fluorescent when excited by UV/Vis radiation of suitable wavelength. This fluorescence emission, arising from endogenous fluorophores, is an intrinsic property of cells and is called auto-fluorescence to be distinguished from fluorescent signals obtained by adding exogenous markers. The majority of cell auto-fluorescence originates from mitochondria and lysosomes. Together with aromatic amino acids and lipo-pigments, the most important endogenous fluorophores are pyridinic (NADPH) and flavin coenzymes. In tissues, the extracellular matrix often contributes to the auto-fluorescence emission more than the cellular component, because collagen and elastin have, among the endogenous fluorophores, a relatively high quantum yield. Changes occurring in the cell and tissue state during physiological and/or pathological processes result in modifications of the amount and distribution of endogenous fluorophores and chemical-physical properties of their microenvironment. Therefore, analytical techniques based on auto-fluorescence monitoring can be utilized in order to obtain information about morphological and physiological state of cells and tissues. Moreover, auto-fluorescence analysis can be performed in real time because it does not require any treatment of fixing or staining of the specimens. In the past few years spectroscopic and imaging techniques have been developed for many different applications both in basic research and diagnostics.
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              Beyond the margins: real-time detection of cancer using targeted fluorophores

              Intraoperative fluorescence enables highly specific real-time detection of tumours at the time of surgery. In particular, near-infrared (NIR) fluorescence is a promising tool currently being tested in clinical settings. Zhang et al. discuss the latest developments in NIR fluorophores, cancer-targeting strategies, and detection instrumentation for intraoperative cancer detection, as well as the challenges associated with their effective application in clinical settings.
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                Author and article information

                Contributors
                rdacosta@uhnresearch.ca
                Journal
                Breast Cancer Res
                Breast Cancer Res
                Breast Cancer Research : BCR
                BioMed Central (London )
                1465-5411
                1465-542X
                12 July 2021
                12 July 2021
                2021
                : 23
                : 72
                Affiliations
                [1 ]GRID grid.415224.4, ISNI 0000 0001 2150 066X, Princess Margaret Cancer Centre, University Health Network, Ontario Cancer Institute, ; 101 College Street, Toronto, M5G 1L7 Ontario Canada
                [2 ]GRID grid.231844.8, ISNI 0000 0004 0474 0428, Laboratory Medicine Program, , University Health Network, ; 200 Elizabeth Street, 11th Floor Eaton Wing, Toronto, M5G 2C4 Ontario Canada
                [3 ]GRID grid.231844.8, ISNI 0000 0004 0474 0428, Biostatistics Department, , University Health Network, ; 610 University Ave, Toronto, M5T 2M9 Ontario Canada
                [4 ]GRID grid.231844.8, ISNI 0000 0004 0474 0428, Dermatology Department, Toronto Western Hospital, , University Health Network, ; 399 Bathurst St, Toronto, M5T 2S8 Ontario Canada
                [5 ]GRID grid.17063.33, ISNI 0000 0001 2157 2938, Department of Laboratory Medicine and Pathobiology, Faculty of Medicine, , University of Toronto, ; 1 King’s College Circle, Toronto, M5S 1A8 Ontario Canada
                [6 ]GRID grid.415224.4, ISNI 0000 0001 2150 066X, Surgical Oncology Department, , Princess Margaret Cancer Centre of University Health Network, ; 610 University Ave, Toronto, M5T 2M9 Ontario Canada
                [7 ]GRID grid.17063.33, ISNI 0000 0001 2157 2938, Department of Medical Biophysics, Faculty of Medicine, , University of Toronto, ; 101 College Street, Toronto, M5G 1L7 Ontario Canada
                [8 ]GRID grid.231844.8, ISNI 0000 0004 0474 0428, Techna Institute, , University Health Network, ; 124-100 College Street, Toronto, Ontario M5G 1P5 Canada
                Article
                1442
                10.1186/s13058-021-01442-7
                8276412
                34253233
                f2027bed-5313-47be-bad4-2e6d4823d3a2
                © The Author(s) 2021

                Open AccessThis article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/. The Creative Commons Public Domain Dedication waiver ( http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated in a credit line to the data.

                History
                : 21 January 2021
                : 25 May 2021
                Funding
                Funded by: FundRef http://dx.doi.org/10.13039/501100000024, Canadian Institutes of Health Research;
                Funded by: Princess Margaret Cancer Foundation (CA)
                Funded by: FundRef http://dx.doi.org/10.13039/100009142, Cancer Care Ontario;
                Categories
                Research Article
                Custom metadata
                © The Author(s) 2021

                Oncology & Radiotherapy
                breast cancer,breast-conserving surgery,fluorescence imaging,intraoperative imaging,aminolevulinic acid,margin assessment,optical imaging,handheld intraoperative imaging device

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