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      Barley ( Hordeum vulgare) in the Okhotsk culture (5th–10th century AD) of northern Japan and the role of cultivated plants in hunter–gatherer economies

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          Abstract

          This paper discusses archaeobotanical remains of naked barley recovered from the Okhotsk cultural layers of the Hamanaka 2 archaeological site on Rebun Island, northern Japan. Calibrated ages (68% confidence interval) of the directly dated barley remains suggest that the crop was used at the site ca. 440–890 cal yr AD. Together with the finds from the Oumu site (north-eastern Hokkaido Island), the recovered seed assemblage marks the oldest well-documented evidence for the use of barley in the Hokkaido Region. The archaeobotanical data together with the results of a detailed pollen analysis of contemporaneous sediment layers from the bottom of nearby Lake Kushu point to low-level food production, including cultivation of barley and possible management of wild plants that complemented a wide range of foods derived from hunting, fishing, and gathering. This qualifies the people of the Okhotsk culture as one element of the long-term and spatially broader Holocene hunter–gatherer cultural complex (including also Jomon, Epi-Jomon, Satsumon, and Ainu cultures) of the Japanese archipelago, which may be placed somewhere between the traditionally accepted boundaries between foraging and agriculture. To our knowledge, the archaeobotanical assemblages from the Hokkaido Okhotsk culture sites highlight the north-eastern limit of prehistoric barley dispersal. Seed morphological characteristics identify two different barley phenotypes in the Hokkaido Region. One compact type (naked barley) associated with the Okhotsk culture and a less compact type (hulled barley) associated with Early–Middle Satsumon culture sites. This supports earlier suggestions that the “Satsumon type” barley was likely propagated by the expansion of the Yayoi culture via south-western Japan, while the “Okhotsk type” spread from the continental Russian Far East region, across the Sea of Japan. After the two phenotypes were independently introduced to Hokkaido, the boundary between both barley domains possibly existed ca. 600–1000 cal yr AD across the island region. Despite a large body of studies and numerous theoretical and conceptual debates, the question of how to differentiate between hunter–gatherer and farming economies persists reflecting the wide range of dynamic subsistence strategies used by humans through the Holocene. Our current study contributes to the ongoing discussion of this important issue.

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          A Model of Pollen Source Area for an Entire Lake Surface

          A model of pollen deposition on the surface of an entire basin is developed to estimate pollen source area, and results are compared with those for a point at the center of a basin (I. C. Prentice, 1985, Quaternary Research 23, 76-86; 1988, "Vegetation History," (pp. 17-42, Kluwer Academic). This model is more appropriate for approximating the source area of pollen in lake sediment, since mixing in lake water and focusing of sediment redistribute pollen originally deposited over the entire surface. In general, the pollen source radius for the entire basin surface is 10-30% smaller than the source radius for a point at the center; the difference in the source radius is more profound for heavier pollen types such as spruce and sugar maple than for lighter types such as oak and ragweed. The average pollen input to the entire surface is more strongly influenced by nearby pollen sources than pollen deposition at the center. The pollen record from a lake may therefore provide different spatial resolution than the record from a bog of similar radius.
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            Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 B.P.

            Our understanding of when and how humans adapted to living on the Tibetan Plateau at altitudes above 2000 to 3000 meters has been constrained by a paucity of archaeological data. Here we report data sets from the northeastern Tibetan Plateau indicating that the first villages were established only by 5200 calendar years before the present (cal yr B.P.). Using these data, we tested the hypothesis that a novel agropastoral economy facilitated year-round living at higher altitudes since 3600 cal yr B.P. This successful subsistence strategy facilitated the adaptation of farmers-herders to the challenges of global temperature decline during the late Holocene.
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              Emergence of agriculture in the foothills of the Zagros Mountains of Iran.

              The role of Iran as a center of origin for domesticated cereals has long been debated. High stratigraphic resolution and rich archaeological remains at the aceramic Neolithic site of Chogha Golan (Ilam Province, present-day Iran) reveal a sequence ranging over 2200 years of cultivation of wild plants and the first appearance of domesticated-type species. The botanical record from Chogha Golan documents how the inhabitants of the site cultivated wild barley (Hordeum spontaneum) and other wild progenitor species of modern crops, such as wild lentil and pea. Wild wheat species (Triticum spp.) are initially present at less than 10% of total plant species but increase to more than 20% during the last 300 years of the sequence. Around 9800 calendar years before the present, domesticated-type emmer appears. The archaeobotanical remains from Chogha Golan represent the earliest record of long-term plant management in Iran.
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                Author and article information

                Contributors
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                29 March 2017
                2017
                : 12
                : 3
                : e0174397
                Affiliations
                [1 ]Institute of Geological Sciences, Section Paleontology, Freie Universität Berlin, Malteserstr. 74–100, Building D, Berlin, Germany
                [2 ]Institute of History, Archaeology and Ethnography, Far Eastern Branch of the Russian Academy of Sciences, Pushkinskaya 89, Vladivostok, Russia
                [3 ]Eurasia Department and Beijing Branch Office, German Archaeological Institute, Im Dol 2–6, Building II, Berlin, Germany
                [4 ]Institute for the Study of the Ancient World, New York University, New York, NY, United States of America
                [5 ]Max Planck Institute for the Science of Human History, Jena, Germany
                [6 ]Faculty of Physics, Adam Mickiewicz University, Umultowska 85, Poznan, Poland
                [7 ]Poznan Radiocarbon Laboratory, Foundation of the A. Mickiewicz University, Rubiez 46, Poznan, Poland
                [8 ]Center for Ainu and Indigenous Studies, Hokkaido University, Kita 8, Nishi 6, Kita-ku Sapporo, Hokkaido, Japan
                [9 ]Department of Anthropology, University of Alberta, Tory Bldg. 13–15, Edmonton, Alberta, Canada
                [10 ]Aix Marseille Univ, CNRS, Minist Culture & Com, LAMPEA, Aix-en-Provence, France
                New York State Museum, UNITED STATES
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                • Conceptualization: CL PET.

                • Formal analysis: CL EAS SM RNS TG HK MW AWW PET.

                • Funding acquisition: CL HK AWW PET.

                • Investigation: CL EAS SM RNS.

                • Methodology: CL SM RNS TG.

                • Resources: HK AWW.

                • Visualization: CL.

                • Writing – original draft: CL.

                • Writing – review & editing: CL RNS PET.

                Author information
                http://orcid.org/0000-0002-0805-2345
                Article
                PONE-D-17-00426
                10.1371/journal.pone.0174397
                5371317
                28355249
                09436610-7d3b-4ff9-ac47-e837ab767323
                © 2017 Leipe et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 4 January 2017
                : 8 March 2017
                Page count
                Figures: 5, Tables: 3, Pages: 27
                Funding
                Funded by: funder-id http://dx.doi.org/10.13039/501100001659, Deutsche Forschungsgemeinschaft;
                Award ID: LE 3508/1-1
                Award Recipient :
                Funded by: Baikal-Hokkaido Archeology Project (BHAP)
                Funded by: funder-id http://dx.doi.org/10.13039/501100001659, Deutsche Forschungsgemeinschaft;
                Award ID: TA 540/5
                Award Recipient :
                Christian Leipe received funding from the German Research Foundation (DFG grant LE 3508/1-1). Pavel E. Tarasov received funding from the German Research Foundation (DFG grant TA 540/5). Andrzej W. Weber and Hirofumi Kato received funding from the Baikal-Hokkaido Archeology Project (BHAP).
                Categories
                Research Article
                Biology and Life Sciences
                Organisms
                Plants
                Grasses
                Barley
                Social Sciences
                Archaeology
                Social Sciences
                Archaeology
                Archaeological Dating
                Biology and Life Sciences
                Plant Science
                Plant Anatomy
                Pollen
                Social Sciences
                Archaeology
                Archaeological Excavation
                Biology and Life Sciences
                Agriculture
                Crop Science
                Crops
                Cereal Crops
                Social Sciences
                Sociology
                Culture
                People and Places
                Geographical Locations
                Asia
                Japan
                Custom metadata
                All relevant data are within the paper and its Supporting Information files.

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