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      A systematic review of trial registry entries for randomized clinical trials investigating COVID-19 medical prevention and treatment

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          Abstract

          Aim

          To identify investigated interventions for COVID-19 prevention or treatment via trial registry entries on planned or ongoing randomised clinical trials. To assess these registry entries for recruitment status, planned trial size, blinding and reporting of mortality.

          Methods

          We identified trial registry entries systematically via the WHO International Clinical Trials Registry Platform and 33 trial registries up to June 23, 2020. We included relevant trial registry entries for randomized clinical trials investigating medical preventive, adjunct or supportive therapies and therapeutics for treatment of COVID-19. Studies with non-random and single-arm design were excluded. Trial registry entries were screened by two authors independently and data were systematically extracted.

          Results

          We included 1303 trial registry entries from 71 countries investigating 381 different single interventions. Blinding was planned in 47% of trials. Sample size was >200 participants in 40% of trials and a total of 611,364 participants were planned for inclusion. Mortality was listed as an outcome in 57% of trials. Recruitment was ongoing in 54% of trials and completed in 8%. Thirty-five percent were multicenter trials. The five most frequent investigational categories were immune modulating drugs (266 trials (20%)), unconventional medicine (167 trials (13%)), antimalarial drugs (118 trials (9%)), antiviral drugs (100 trials (8%)) and respiratory adjuncts (78 trials (6%)). The five most frequently tested uni-modal interventions were: chloroquine/hydroxychloroquine (113 trials with 199,841 participants); convalescent plasma (64 trials with 11,840 participants); stem cells (51 trials with 3,370 participants); tocilizumab (19 trials with 4,139 participants) and favipiravir (19 trials with 3,210 participants).

          Conclusion

          An extraordinary number of randomized clinical trials investigating COVID-19 management have been initiated with a multitude of medical preventive, adjunctive and treatment modalities. Blinding will be used in only 47% of trials, which may have influence on future reported treatment effects. Fifty-seven percent of all trials will assess mortality as an outcome facilitating future meta-analyses.

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          Most cited references10

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          Surviving Sepsis Campaign: Guidelines on the Management of Critically Ill Adults with Coronavirus Disease 2019 (COVID-19)

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            Preserving Clinical Trial Integrity During the Coronavirus Pandemic

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              Global coalition to accelerate COVID-19 clinical research in resource-limited settings

              (2020)
              There is no available vaccine against severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infections and no drug with proven clinical efficacy, although there are several candidates that might be effective in prevention or treatment. Encouragingly, the response from the research community to the pandemic of coronavirus disease 2019 (COVID-19) has been vigorous. A review of clinical trial registries, as of March 24, 2020, identified 536 relevant registered clinical trials. 1 Of the 332 COVID-19 related clinical trials, 188 are open for recruitment and 146 trials are preparing to recruit.1, 2 The distribution of these clinical trials is centred in the countries most affected by COVID-19 in the past 2 months, particularly China and South Korea, with high-income countries in Europe and North America planning most of the forthcoming trials. Very few trials are planned in Africa, south and southeast Asia, and central and South America. The number of confirmed COVID-19 cases reported in resource-poor settings is still relatively small, 3 but the availability of testing is also low and numbers of COVID-19 cases are expected to rise substantially in the coming weeks. The capacity of weak health-care systems to manage a surge of severe pneumonia is limited, and the low availability of appropriate personal protective equipment (PPE) for front-line health-care staff means that these key staff are likely to be disproportionately affected by COVID-19. Disruption or complete breakdown of those health-care systems would result in high direct and indirect mortality since care of all illness would be affected. COVID-19 trials should be adequately powered to generate evidence. They need to be large and well designed. Priority should be given to interventions that reflect the specific needs of countries and are readily implementable. For resource-poor settings, that means interventions need to be affordable and available, and adaptable to the health-care systems and the populations they serve. The adverse impacts of COVID-19 on health and welfare are likely to be considerable in low-income or middle-income countries (LMICs). Clinical trials, and evaluations of affordable and implementable interventions of all types—behavioural, organisational, medical, and supportive—are a priority. 4 On March 18, 2020, the Director-General of WHO announced the launch of the SOLIDARITY trial, an international study of potential treatments for COVID-19 to be conducted in Asia, South Africa, Europe, and the Americas. 5 WHO has an important convening role in setting COVID-19 research priorities, facilitating trials, and coordinating efforts. The WHO COVID-19 research and development blueprint 6 and the R&D Blueprint Scientific Advisory Group will provide guidance and ensure the necessary coordination and sharing of information. WHO will also have a central role in reviewing the evidence generated by trials and in producing guidelines. Yet despite these international efforts, there remain substantial organisational and bureaucratic obstacles to a rapid research response. Strong political support, effective collaboration, adequate expertise and resources, and informed guidance will be needed to overcome these barriers. Managing COVID-19 will place considerable pressures on health-care systems. COVID-19 results in severe pneumonia and death in approximately 4–5% of patients admitted to hospital in well supported health-care settings.3, 7 Evidence is needed on pre-exposure prevention, post-exposure prevention, and patient management. Several countries are already recommending chemoprevention or treatments for which there is no convincing evidence of benefit and banning export of these medicines, thereby compromising the trials needed to establish the evidence. It is possible that none of the current therapeutic interventions being trialled or recommended will prove beneficial. Large, well conducted clinical trials are needed urgently to support guidelines on prevention and clinical management. These trials must not detract from already overstretched health services and, with travel bans in many places, they must be designed to accommodate remote initiation and monitoring. There is also much that might be improved in supportive care and organisation in LMIC settings that could reduce direct and indirect COVID-19 morbidity and mortality. Research is needed now to guide the increasingly difficult choices that resource-limited health-care systems will face. Yet additional challenges that relate to ethics review, regulation, manufacturing, clinical trial support and logistics, open science and data sharing, and equitable and affordable access will need to be overcome for these studies to be successful. © 2020 Michele Cattani/Getty Images 2020 Since January 2020 Elsevier has created a COVID-19 resource centre with free information in English and Mandarin on the novel coronavirus COVID-19. The COVID-19 resource centre is hosted on Elsevier Connect, the company's public news and information website. Elsevier hereby grants permission to make all its COVID-19-related research that is available on the COVID-19 resource centre - including this research content - immediately available in PubMed Central and other publicly funded repositories, such as the WHO COVID database with rights for unrestricted research re-use and analyses in any form or by any means with acknowledgement of the original source. These permissions are granted for free by Elsevier for as long as the COVID-19 resource centre remains active. The 2013–16 outbreaks of Ebola virus disease in west Africa showed the ethical challenges of doing research in the context of a Public Health Emergency of International Concern. Lessons learned—eg, shortcomings in community engagement, access to basic care, and front-line worker welfare—will need to be applied to the COVID-19 pandemic. Ethics committees and review boards in many countries are unprepared for applications that require rapid review.8, 9 Regulatory clearance, including importation of products, is required for many drug and vaccine trials and, as for ethical review, this can be very slow. Accelerated clearance pathways for COVID-19 studies such as those recently set up by WHO, the European Medicines Agency, the UK Medicines and Healthcare products Regulatory Agency, and the US Food and Drug Administration are needed in all countries where trials will be held. In terms of manufacturing, preparation of clinical trial medicines and vaccines might require new doses or formulations and placebos. Many LMIC settings will not have ready access to suitable Good Manufacturing Practice (GMP) manufacturers, and those that do have access may need support in ensuring quality assurance and obtaining regulatory approvals. This also applies to validated diagnostics. There is tension between the maximum recommended and minimum essential requirements to conduct a good trial. In LMIC settings, the infrastructure required to support clinical trials—eg, preparation of trial products, materials, protocols, case report forms, databases, statistical support, monitoring, and reporting—is seldom readily available. Facilities for laboratory measurement and microbiology identification are often insufficient in these settings 10 and might soon become unavailable because of the COVID-19 pandemic. Essential clinical trial materials are unavailable in many areas, with PPE to protect staff and swabs to obtain nasal and pharyngeal samples for virus identification both in short supply. Some countries forbid export of laboratory samples. Much of the public and private research is being funded by governments and charities. These funding agreements must mandate open collaboration and data sharing while protecting the rights of participants and patients. 11 Open science and data sharing principles need to be applied at all stages of COVID-19 research to accelerate progress. This includes research undertaken by the private sector. The FAIR guiding principles (Findability, Accessibility, Interoperability, and Reusability) for data should be implemented, and mechanisms put in place to enable equitable use and reuse of data. 12 Evidence will need to be shared with WHO for review and development of policies in line with WHO's normative role. If interventions are shown to be effective, there should be specific commitments to ensure that they are made available as soon as possible. There should be commitments to, and provisions for, equitable and affordable access. To address these challenges and accelerate the research needed in resource-limited settings, we propose an international research coalition that brings together existing multinational, multidisciplinary expertise and clinical trial capacity. The coalition will synergise with existing initiatives, such as the COVID-19 Therapeutics Accelerator, the Coalition for Epidemic Preparedness Innovations (CEPI), and the SARS-CoV-2 Diagnostic Pipeline. Our objective is to use our existing research capabilities to support, promote, and accelerate multicentre trials of the safety, efficacy, and effectiveness of interventions against COVID-19 in resource-limited settings. For therapeutics, research in such settings should focus primarily on evaluation of affordable repurposed medicines—ie, those already developed and approved for other indications—and implementable supportive measures. If applicable, testing of new diagnostic tools, vaccines, and other potentially beneficial strategies will be added to the trials. Our objective is not to control the research agenda but to facilitate it. With partners, we have four goals. First, we aim to facilitate rapid and joint protocol reviews by ethics committees and national regulatory agencies, as was done for the Ebola vaccine trials. Second, we aim to facilitate approvals for the importation of study medications and materials through agreed coordinated fast-track mechanisms. Third, we aim to ensure standardised and simple collection of key data, sufficient for robust analysis of efficacy and safety of the tested interventions. Fourth, we aim to provide a governance framework to share outcomes before publication. We propose to facilitate COVID-19 research in LMIC settings by identifying and supporting established local investigators, local manufacturers, and clinical trial sites. We will make existing clinical trial support capacity and trial platforms available. This approach will ensure optimal data gathering, management, security, and analytical capacity, and will support adaptive designs if necessary and feasible. The platform will ensure independent data governance and a controlled and rapid data sharing mechanism. Finally, we will facilitate the establishment and operation of data and safety monitoring boards. We are scientists, physicians, funders, and policy makers who have come together in an international coalition, the COVID-19 Clinical Research Coalition, to support WHO's efforts to counter the COVID-19 pandemic. We commit our combined experience, expertise, and trial capability to accelerate COVID-19 research in resource-limited settings. We welcome collaboration with organisations ready to contribute existing capacity to join us at the website of the COVID-19 Clinical Research Coalition.
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                Author and article information

                Contributors
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: InvestigationRole: MethodologyRole: Project administrationRole: ResourcesRole: SupervisionRole: ValidationRole: VisualizationRole: Writing – original draftRole: Writing – review & editing
                Role: ConceptualizationRole: Data curationRole: Formal analysisRole: InvestigationRole: MethodologyRole: ValidationRole: VisualizationRole: Writing – review & editing
                Role: Data curationRole: Formal analysisRole: InvestigationRole: ResourcesRole: VisualizationRole: Writing – review & editing
                Role: Data curationRole: Formal analysisRole: InvestigationRole: ResourcesRole: VisualizationRole: Writing – review & editing
                Role: Data curationRole: Formal analysisRole: InvestigationRole: SupervisionRole: ValidationRole: Writing – review & editing
                Role: ConceptualizationRole: Data curationRole: MethodologyRole: SupervisionRole: ValidationRole: Writing – original draftRole: Writing – review & editing
                Role: Editor
                Journal
                PLoS One
                PLoS ONE
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, CA USA )
                1932-6203
                20 August 2020
                2020
                20 August 2020
                : 15
                : 8
                : e0237903
                Affiliations
                [1 ] Center for Anaesthesiological Research, Department of Anaesthesiology, Zealand University Hospital, Koege, Denmark
                [2 ] Department of Clinical Medicine, University of Copenhagen, Copenhagen, Denmark
                University of Maryland School of Medicine, UNITED STATES
                Author notes

                Competing Interests: The authors have declared that no competing interests exist.

                Author information
                http://orcid.org/0000-0002-0338-3751
                http://orcid.org/0000-0001-5297-3769
                http://orcid.org/0000-0003-4544-0619
                Article
                PONE-D-20-13626
                10.1371/journal.pone.0237903
                7444584
                32817689
                6aa6a610-405a-4ae0-9306-dc2d0d745730
                © 2020 Karlsen et al

                This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

                History
                : 8 May 2020
                : 5 August 2020
                Page count
                Figures: 1, Tables: 4, Pages: 13
                Funding
                The authors received no specific funding for this work.
                Categories
                Research Article
                Medicine and Health Sciences
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